LUSTROS INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-30: Reporting owner Hlavin William; Form 5; Security Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-09-30: Reporting owner Farley William F; Form 5; Security Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-06-30: Reporting owner Hlavin William; Form 5; Security Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-06-30: Reporting owner Farley William F; Form 5; Security Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-30 | Hlavin William Director | 5 | Convertible Note Derivative · Indirect · Held by Bass Energy Inc. | P Open market or private purchase of non-derivative or derivative security | +2,254,981 7,023,956 owned after | $360,797.00 | 2014-12-15 | |
| 2014-09-30 | Farley William F Director, Officer (CEO) | 5 | Convertible Note Derivative · Indirect · Held by LV Ventures, Inc | P Open market or private purchase of non-derivative or derivative security | +2,254,981 7,023,956 owned after | $360,797.00 | 2014-12-10 | |
| 2014-06-30 | Hlavin William Director | 5 | Convertible Note Derivative · Indirect · Held by Bass Energy Inc. | P Open market or private purchase of non-derivative or derivative security | +3,831,475 4,768,975 owned after | $613,036.00 | 2014-12-15 | |
| 2014-06-30 | Farley William F Director, Officer (CEO) | 5 | Convertible Note Derivative · Indirect · Held by LV Ventures, Inc | P Open market or private purchase of non-derivative or derivative security | +3,831,475 4,768,975 owned after | $613,036.00 | 2014-12-10 | |
| 2014-03-31 | Hlavin William Director | 5 | Convertible Note Derivative · Indirect · Held by Bass Energy Inc. | P Open market or private purchase of non-derivative or derivative security | +937,500 937,500 owned after | $150,000.00 | 2014-12-15 | |
| 2014-03-31 | Farley William F Director, Officer (CEO) | 5 | Convertible Note Derivative · Indirect · Held by LV Ventures, Inc | P Open market or private purchase of non-derivative or derivative security | +937,500 937,500 owned after | $150,000.00 | 2014-12-10 |