LUSTROS INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-13: Reporting owner Hlavin William; Form 5; Security Preferred Series; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-10-01: Reporting owner Hlavin William; Form 5; Security Preferred Series; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-09-03: Reporting owner Farley William F; Form 5; Security Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-07-29: Reporting owner Farley William F; Form 5; Security Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-13 | Hlavin William Director | 5 | Preferred Series Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +26,875 73,816 owned after | $16.00 | 2014-12-15 | |
| 2013-10-01 | Hlavin William Director | 5 | Preferred Series Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +14,000 46,941 owned after | $5.00 | 2014-12-15 | |
| 2013-09-03 | Farley William F Director, Officer (CEO) | 5 | Preferred Stock Non-derivative · Indirect · Shares held by Global Investments I, LLC | P Open market or private purchase of non-derivative or derivative security | +10,000 54,000 owned after | $5.00 | 2014-12-10 | |
| 2013-07-29 | Farley William F Director, Officer (CEO) | 5 | Preferred Stock Non-derivative · Indirect · Shares held by Global Investments I, LLC | P Open market or private purchase of non-derivative or derivative security | +14,000 44,000 owned after | $5.00 | 2014-12-10 | |
| 2013-07-02 | Hlavin William Director | 5 | Preferred Series Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,941 32,941 owned after | $17.00 | 2014-12-15 | |
| 2013-05-21 | Hlavin William Director | 5 | Preferred Series Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +30,000 30,000 owned after | $10.00 | 2014-12-15 | |
| 2013-05-13 | Farley William F Director, Officer (CEO) | 5 | Preferred Stock Non-derivative · Indirect · Shares held by Global Investments I, LLC | P Open market or private purchase of non-derivative or derivative security | +30,000 30,000 owned after | $10.00 | 2014-12-10 |