LUB Liquidating Trust Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-30: Reporting owner TROPOLI PETER; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-30: Reporting owner Gray K Scott; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-30: Reporting owner MARKANTONIS FRANK; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-30: Reporting owner CRAVEN JUDITH B; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-30 | TROPOLI PETER Director, Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,408 26,408 owned after | $0.00 | 2016-12-02 | |
| 2016-11-30 | Gray K Scott Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,540 20,540 owned after | $0.00 | 2016-12-02 | |
| 2016-11-30 | MARKANTONIS FRANK Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-12-01 | |
| 2016-11-30 | CRAVEN JUDITH B Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-12-01 | |
| 2016-11-30 | EMERSON ARTHUR R Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-12-01 | |
| 2016-11-30 | MIR GASPER III Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-12-01 | |
| 2016-11-30 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-12-01 | |
| 2016-11-30 | BODZY GERALD W Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-12-01 | |
| 2016-11-30 | JENKINS J S B Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-12-01 | |
| 2016-11-30 | MCKINNEY JOE C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-12-01 | |
| 2016-11-30 | GRIFFIN JILL Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2016-12-01 | |
| 2016-10-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,300 93,055 owned after | $4.24 | 2016-10-04 | |
| 2016-10-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,837 96,630 owned after | $4.24 | 2016-10-04 | |
| 2016-10-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +884 52,762 owned after | $4.24 | 2016-10-04 | |
| 2016-10-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,592 111,510 owned after | $4.24 | 2016-10-04 | |
| 2016-10-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,422 3,888,326 owned after | $4.24 | 2016-10-04 | |
| 2016-10-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +884 50,368 owned after | $4.24 | 2016-10-04 | |
| 2016-10-01 | BODZY GERALD W Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,302 9,003 owned after | $4.24 | 2016-10-04 | |
| 2016-10-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +884 58,180 owned after | $4.24 | 2016-10-04 | |
| 2016-10-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +884 115,141 owned after | $4.24 | 2016-10-04 | |
| 2016-07-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,761 3,883,904 owned after | $4.99 | 2016-07-05 | |
| 2016-07-01 | BODZY GERALD W Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,808 5,701 owned after | $4.99 | 2016-07-05 | |
| 2016-07-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,354 109,918 owned after | $4.99 | 2016-07-05 | |
| 2016-07-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +752 51,878 owned after | $4.99 | 2016-07-05 | |
| 2016-07-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +752 114,257 owned after | $4.99 | 2016-07-05 | |
| 2016-07-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +752 57,296 owned after | $4.99 | 2016-07-05 | |
| 2016-07-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,956 90,755 owned after | $4.99 | 2016-07-05 | |
| 2016-07-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +752 49,484 owned after | $4.99 | 2016-07-05 | |
| 2016-07-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,965 90,793 owned after | $4.99 | 2016-07-05 | |
| 2016-04-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,804 3,880,143 owned after | $4.84 | 2016-04-04 | |
| 2016-04-01 | BODZY GERALD W Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,893 2,893 owned after | $4.84 | 2016-04-04 | |
| 2016-04-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,395 108,564 owned after | $4.84 | 2016-04-04 | |
| 2016-04-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +775 51,126 owned after | $4.84 | 2016-04-04 | |
| 2016-04-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +775 113,505 owned after | $4.84 | 2016-04-04 | |
| 2016-04-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +775 56,544 owned after | $4.84 | 2016-04-04 | |
| 2016-04-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,014 88,799 owned after | $4.84 | 2016-04-04 | |
| 2016-04-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +775 48,732 owned after | $4.84 | 2016-04-04 | |
| 2016-04-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,114 85,828 owned after | $4.84 | 2016-04-04 | |
| 2016-01-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,156 3,867,839 owned after | $4.52 | 2016-01-04 | |
| 2016-01-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,482 73,214 owned after | $4.52 | 2016-01-04 | |
| 2016-01-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +831 40,457 owned after | $4.52 | 2016-01-04 | |
| 2016-01-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,159 79,285 owned after | $4.52 | 2016-01-04 | |
| 2016-01-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +831 48,269 owned after | $4.52 | 2016-01-04 | |
| 2016-01-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +831 105,230 owned after | $4.52 | 2016-01-04 | |
| 2016-01-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +831 42,851 owned after | $4.52 | 2016-01-04 | |
| 2016-01-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,495 99,669 owned after | $4.52 | 2016-01-04 |