LUB Liquidating Trust Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-07: Reporting owner PAPPAS HARRIS J; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-17: Reporting owner PAPPAS HARRIS J; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-17: Reporting owner MIR GASPER III; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-17: Reporting owner MCKINNEY JOE C; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-07 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +857 4,616,087 owned after | $4.67 | 2011-12-08 | |
| 2011-11-17 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2011-11-28 | |
| 2011-11-17 | MIR GASPER III Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | MCKINNEY JOE C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | MARKANTONIS FRANK Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | JENKINS J S B Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | GRIFFIN JILL Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | EMERSON ARTHUR R Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2011-11-21 | |
| 2011-11-17 | CRAVEN JUDITH B Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2011-11-21 | |
| 2011-11-15 | PAPPAS CHRISTOPHER JAMES Director, Officer (President and CEO), 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,730 5,730 owned after | $0.00 | 2011-11-16 | |
| 2011-11-15 | TROPOLI PETER Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,465 3,465 owned after | $0.00 | 2011-11-16 | |
| 2011-11-15 | Gray K Scott Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,465 3,465 owned after | $0.00 | 2011-11-16 | |
| 2011-10-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,578 4,615,230 owned after | $4.17 | 2011-10-03 | |
| 2011-10-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,986 61,922 owned after | $4.17 | 2011-10-03 | |
| 2011-10-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +899 48,915 owned after | $4.17 | 2011-10-03 | |
| 2011-10-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,978 44,114 owned after | $4.17 | 2011-10-03 | |
| 2011-10-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +899 33,079 owned after | $4.17 | 2011-10-03 | |
| 2011-10-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,230 49,873 owned after | $4.17 | 2011-10-03 | |
| 2011-10-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +899 48,558 owned after | $4.17 | 2011-10-03 | |
| 2011-10-01 | MIR GASPER III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,259 41,851 owned after | $4.17 | 2011-10-03 | |
| 2011-08-02 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,205 4,612,652 owned after | $5.51 | 2011-08-03 | |
| 2011-07-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,192 58,936 owned after | $5.68 | 2011-07-05 | |
| 2011-07-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +660 48,016 owned after | $5.68 | 2011-07-05 | |
| 2011-07-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,452 42,136 owned after | $5.68 | 2011-07-05 | |
| 2011-07-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +660 32,180 owned after | $5.68 | 2011-07-05 | |
| 2011-07-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,637 47,643 owned after | $5.68 | 2011-07-05 | |
| 2011-07-01 | MIR GASPER III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +924 40,592 owned after | $5.68 | 2011-07-05 | |
| 2011-07-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +660 47,659 owned after | $5.68 | 2011-07-05 | |
| 2011-04-20 | TROPOLI PETER Officer (Senior VP Administration) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,053 1,053 owned after | $0.00 | 2011-04-25 | |
| 2011-04-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,340 56,744 owned after | $5.32 | 2011-04-04 | |
| 2011-04-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +705 47,356 owned after | $5.32 | 2011-04-04 | |
| 2011-04-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,551 40,684 owned after | $5.32 | 2011-04-04 | |
| 2011-04-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +705 31,520 owned after | $5.32 | 2011-04-04 | |
| 2011-04-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,748 46,006 owned after | $5.32 | 2011-04-04 | |
| 2011-04-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +705 46,999 owned after | $5.32 | 2011-04-04 | |
| 2011-04-01 | MIR GASPER III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +987 39,668 owned after | $5.32 | 2011-04-04 | |
| 2011-01-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,015 54,404 owned after | $6.18 | 2011-01-04 | |
| 2011-01-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +607 46,651 owned after | $6.18 | 2011-01-04 | |
| 2011-01-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,335 39,133 owned after | $6.18 | 2011-01-04 | |
| 2011-01-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +607 30,815 owned after | $6.18 | 2011-01-04 | |
| 2011-01-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,505 44,258 owned after | $6.18 | 2011-01-04 | |
| 2011-01-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +607 46,294 owned after | $6.18 | 2011-01-04 | |
| 2011-01-01 | MIR GASPER III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +850 38,681 owned after | $6.18 | 2011-01-04 |