LUB Liquidating Trust Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-01: Reporting owner PAPPAS HARRIS J; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-01: Reporting owner MCKINNEY JOE C; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-01: Reporting owner EMERSON ARTHUR R; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-01: Reporting owner MARKANTONIS FRANK; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,578 3,626,839 owned after | $5.24 | 2014-10-02 | |
| 2014-10-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,521 87,650 owned after | $5.24 | 2014-10-02 | |
| 2014-10-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +716 33,951 owned after | $5.24 | 2014-10-02 | |
| 2014-10-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,578 84,055 owned after | $5.24 | 2014-10-02 | |
| 2014-10-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +716 39,369 owned after | $5.24 | 2014-10-02 | |
| 2014-10-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,574 64,147 owned after | $5.24 | 2014-10-02 | |
| 2014-10-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +716 31,557 owned after | $5.24 | 2014-10-02 | |
| 2014-10-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,719 54,753 owned after | $5.24 | 2014-10-02 | |
| 2014-07-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,216 3,623,261 owned after | $5.83 | 2014-07-02 | |
| 2014-07-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,165 84,129 owned after | $5.83 | 2014-07-02 | |
| 2014-07-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +643 33,235 owned after | $5.83 | 2014-07-02 | |
| 2014-07-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,216 80,477 owned after | $5.83 | 2014-07-02 | |
| 2014-07-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +643 38,653 owned after | $5.83 | 2014-07-02 | |
| 2014-07-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,415 62,573 owned after | $5.83 | 2014-07-02 | |
| 2014-07-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,444 52,034 owned after | $5.83 | 2014-07-02 | |
| 2014-07-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +643 30,841 owned after | $5.83 | 2014-07-02 | |
| 2014-04-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,995 3,620,045 owned after | $6.26 | 2014-04-02 | |
| 2014-04-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,947 80,964 owned after | $6.26 | 2014-04-02 | |
| 2014-04-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +599 32,592 owned after | $6.26 | 2014-04-02 | |
| 2014-04-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,995 77,261 owned after | $6.26 | 2014-04-02 | |
| 2014-04-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +599 38,010 owned after | $6.26 | 2014-04-02 | |
| 2014-04-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,318 61,158 owned after | $6.26 | 2014-04-02 | |
| 2014-04-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +599 30,198 owned after | $6.26 | 2014-04-02 | |
| 2014-04-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,276 49,590 owned after | $6.26 | 2014-04-02 | |
| 2014-01-24 | CRAVEN JUDITH B Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.06 | 2014-01-27 | |
| 2014-01-24 | EMERSON ARTHUR R Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.06 | 2014-01-27 | |
| 2014-01-24 | GRIFFIN JILL Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.06 | 2014-01-27 | |
| 2014-01-24 | JENKINS J S B Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.06 | 2014-01-27 | |
| 2014-01-24 | MARKANTONIS FRANK Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.06 | 2014-01-27 | |
| 2014-01-24 | MCKINNEY JOE C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.06 | 2014-01-27 | |
| 2014-01-24 | MIR GASPER III Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.06 | 2014-01-27 | |
| 2014-01-24 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $7.06 | 2014-01-27 | |
| 2014-01-01 | JENKINS J S B Director | 4/A | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,094 57,840 owned after | $7.54 | 2014-01-03 | |
| 2014-01-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,487 3,617,050 owned after | $7.54 | 2014-01-03 | |
| 2014-01-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,447 78,017 owned after | $7.54 | 2014-01-03 | |
| 2014-01-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 29,993 owned after | $7.54 | 2014-01-03 | |
| 2014-01-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,487 52,658 owned after | $7.54 | 2014-01-03 | |
| 2014-01-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 37,411 owned after | $7.54 | 2014-01-03 | |
| 2014-01-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,097 57,840 owned after | $7.54 | 2014-01-03 | |
| 2014-01-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 29,599 owned after | $7.54 | 2014-01-03 | |
| 2014-01-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,890 47,314 owned after | $7.54 | 2014-01-03 |