LUB Liquidating Trust Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-15: Reporting owner PAPPAS CHRISTOPHER JAMES; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-15: Reporting owner TROPOLI PETER; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-15: Reporting owner Gray K Scott; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-07: Reporting owner MIR GASPER III; Form 4; Security Phantom Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-15 | PAPPAS CHRISTOPHER JAMES Director, Officer (President and CEO), 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,613 33,613 owned after | $0.00 | 2012-11-19 | |
| 2012-11-15 | TROPOLI PETER Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,613 33,613 owned after | $0.00 | 2012-11-19 | |
| 2012-11-15 | Gray K Scott Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,613 33,613 owned after | $0.00 | 2012-11-19 | |
| 2012-11-07 holding as of filing | MIR GASPER III Director | 4 | Phantom Shares Derivative · Direct | Holding | 2,452 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | MIR GASPER III Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 3,500 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | MIR GASPER III Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 5,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | MIR GASPER III Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 2,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | MCKINNEY JOE C Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 3,500 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | MCKINNEY JOE C Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 5,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | MCKINNEY JOE C Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 2,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | MARKANTONIS FRANK Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 5,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | MARKANTONIS FRANK Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 2,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | MARKANTONIS FRANK Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 3,500 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | MARKANTONIS FRANK Director | 4 | Phantom Shares Derivative · Direct | Holding | 3,878 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | JENKINS J S B Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 5,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | JENKINS J S B Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 2,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | JENKINS J S B Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 3,500 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | GRIFFIN JILL Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 5,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | GRIFFIN JILL Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 2,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | GRIFFIN JILL Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 3,500 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | EMERSON ARTHUR R Director | 4 | Phantom Shares Derivative · Direct | Holding | 11,825 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | EMERSON ARTHUR R Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 3,500 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | EMERSON ARTHUR R Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 5,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | EMERSON ARTHUR R Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 2,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | CRAVEN JUDITH B Director | 4 | Phantom Shares Derivative · Direct | Holding | 11,468 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | CRAVEN JUDITH B Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 5,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | CRAVEN JUDITH B Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 3,500 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | CRAVEN JUDITH B Director | 4 | Restricted Stock Unit Derivative · Direct | Holding | 2,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | Holding | 5,000 owned after | no price filed | 2012-11-07 | |
| 2012-11-07 holding as of filing | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | Holding | 8,776 owned after | no price filed | 2012-11-07 | |
| 2012-11-05 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,212 34,238 owned after | $0.00 | 2012-11-07 | |
| 2012-11-05 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,733 62,707 owned after | $0.00 | 2012-11-07 | |
| 2012-11-05 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,212 41,175 owned after | $0.00 | 2012-11-07 | |
| 2012-11-05 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,257 43,954 owned after | $0.00 | 2012-11-07 | |
| 2012-11-05 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,212 25,918 owned after | $0.00 | 2012-11-07 | |
| 2012-11-05 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,212 22,500 owned after | $0.00 | 2012-11-07 | |
| 2012-11-05 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,212 20,763 owned after | $0.00 | 2012-11-07 | |
| 2012-11-05 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,849 3,551,170 owned after | $0.00 | 2012-11-07 | |
| 2012-07-12 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,474 4,625,216 owned after | $7.33 | 2012-07-13 | |
| 2012-07-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,953 4,623,742 owned after | $6.64 | 2012-07-03 | |
| 2012-07-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,586 71,440 owned after | $6.64 | 2012-07-03 | |
| 2012-07-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +565 50,966 owned after | $6.64 | 2012-07-03 | |
| 2012-07-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +565 46,165 owned after | $6.64 | 2012-07-03 | |
| 2012-07-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +565 35,130 owned after | $6.64 | 2012-07-03 | |
| 2012-07-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,654 58,211 owned after | $6.64 | 2012-07-03 | |
| 2012-07-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +565 50,609 owned after | $6.64 | 2012-07-03 | |
| 2012-07-01 | MIR GASPER III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +565 43,902 owned after | $6.64 | 2012-07-03 | |
| 2012-04-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,422 4,619,789 owned after | $5.80 | 2012-04-03 | |
| 2012-04-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,147 66,854 owned after | $5.80 | 2012-04-03 | |
| 2012-04-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +647 50,401 owned after | $5.80 | 2012-04-03 | |
| 2012-04-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +647 45,600 owned after | $5.80 | 2012-04-03 | |
| 2012-04-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +647 34,565 owned after | $5.80 | 2012-04-03 | |
| 2012-04-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,603 53,557 owned after | $5.80 | 2012-04-03 | |
| 2012-04-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +647 50,044 owned after | $5.80 | 2012-04-03 | |
| 2012-04-01 | MIR GASPER III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +647 43,337 owned after | $5.80 | 2012-04-03 | |
| 2012-01-30 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +434 4,618,367 owned after | $5.19 | 2012-01-31 | |
| 2012-01-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,846 4,617,933 owned after | $4.47 | 2012-01-03 | |
| 2012-01-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,785 64,707 owned after | $4.47 | 2012-01-03 | |
| 2012-01-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +839 49,754 owned after | $4.47 | 2012-01-03 | |
| 2012-01-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +839 44,953 owned after | $4.47 | 2012-01-03 | |
| 2012-01-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +839 33,918 owned after | $4.47 | 2012-01-03 | |
| 2012-01-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,081 51,954 owned after | $4.47 | 2012-01-03 | |
| 2012-01-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +839 49,397 owned after | $4.47 | 2012-01-03 | |
| 2012-01-01 | MIR GASPER III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +839 42,690 owned after | $4.47 | 2012-01-03 |