LUB Liquidating Trust Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-14: Reporting owner TROPOLI PETER; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-14: Reporting owner Gray K Scott; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-01: Reporting owner MCKINNEY JOE C; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-01: Reporting owner EMERSON ARTHUR R; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-14 | TROPOLI PETER Officer (Senior VP Administration) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,361 6,361 owned after | $11.10 | 2007-11-16 | |
| 2007-11-14 | Gray K Scott Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,171 4,171 owned after | $11.10 | 2007-11-16 | |
| 2007-10-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,107 18,933 owned after | $11.25 | 2007-10-02 | |
| 2007-10-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333 33,870 owned after | $11.25 | 2007-10-02 | |
| 2007-10-01 | WOLIVER JIM W Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333 15,379 owned after | $11.25 | 2007-10-02 | |
| 2007-10-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +733 21,859 owned after | $11.25 | 2007-10-02 | |
| 2007-10-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +733 15,981 owned after | $11.25 | 2007-10-02 | |
| 2007-10-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +827 17,002 owned after | $11.25 | 2007-10-02 | |
| 2007-10-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333 33,513 owned after | $11.25 | 2007-10-02 | |
| 2007-10-01 | MIR GASPER III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600 18,101 owned after | $11.25 | 2007-10-02 | |
| 2007-07-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,261 17,826 owned after | $9.87 | 2007-07-03 | |
| 2007-07-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +380 33,537 owned after | $9.87 | 2007-07-03 | |
| 2007-07-01 | WOLIVER JIM W Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +380 15,046 owned after | $9.87 | 2007-07-03 | |
| 2007-07-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +836 21,126 owned after | $9.87 | 2007-07-03 | |
| 2007-07-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +836 15,248 owned after | $9.87 | 2007-07-03 | |
| 2007-07-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +942 16,175 owned after | $9.87 | 2007-07-03 | |
| 2007-07-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +380 33,180 owned after | $9.87 | 2007-07-03 | |
| 2007-07-01 | MIR GASPER III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +684 17,501 owned after | $9.87 | 2007-07-03 | |
| 2007-04-24 holding as of filing | Gray K Scott Officer (Chief Financial Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | $12.30 exercise price | 2007-04-24 | ||
| 2007-04-24 holding as of filing | Gray K Scott Officer (Chief Financial Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | $10.18 exercise price | 2007-04-24 | ||
| 2007-04-20 | Gray K Scott Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +920 37,165 owned after | $10.20 | 2007-04-24 | |
| 2007-04-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,274 16,565 owned after | $9.77 | 2007-04-03 | |
| 2007-04-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +384 33,157 owned after | $9.77 | 2007-04-03 | |
| 2007-04-01 | WOLIVER JIM W Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +384 14,666 owned after | $9.77 | 2007-04-03 | |
| 2007-04-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +844 20,290 owned after | $9.77 | 2007-04-03 | |
| 2007-04-01 | GRIFFIN JILL Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +844 14,413 owned after | $9.77 | 2007-04-03 | |
| 2007-04-01 | JENKINS J S B Director | 4 | Restricted Stock Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +967 15,233 owned after | $9.77 | 2007-04-03 | |
| 2007-04-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +384 32,800 owned after | $9.77 | 2007-04-03 | |
| 2007-04-01 | MIR GASPER III Director | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +844 16,817 owned after | $9.77 | 2007-04-03 | |
| 2007-01-01 | WOLIVER JIM W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +340 14,282 owned after | $11.04 | 2007-01-03 | |
| 2007-01-01 | MIR GASPER III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +476 15,973 owned after | $11.04 | 2007-01-03 | |
| 2007-01-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,128 15,291 owned after | $11.04 | 2007-01-03 | |
| 2007-01-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +747 19,446 owned after | $11.04 | 2007-01-03 | |
| 2007-01-01 | JENKINS J S B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +829 14,266 owned after | $11.04 | 2007-01-03 | |
| 2007-01-01 | GRIFFIN JILL Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +747 13,568 owned after | $11.04 | 2007-01-03 | |
| 2007-01-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +340 32,773 owned after | $11.04 | 2007-01-03 | |
| 2007-01-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +340 32,416 owned after | $11.04 | 2007-01-03 |