LPLA Insider Transactions — Page 4
624 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Kalbaugh John Andrew | Managing Director | 2021-02-24 | Sale | 4,669.0 | $134.94 |
| Audette Matthew J | Chief Financial Officer | 2021-02-24 | Sale | 8,847.0 | $134.94 |
| Arnold Dan H. | President & CEO | 2021-02-24 | Sale | 2,610.0 | $137.2 |
| Arnold Dan H. | President & CEO | 2021-02-24 | Sale | 11,704.0 | $136.55 |
| Arnold Dan H. | President & CEO | 2021-02-24 | Sale | 9,057.0 | $135.6 |
| Arnold Dan H. | President & CEO | 2021-02-24 | Sale | 1,923.0 | $134.33 |
| Kalbaugh John Andrew | Managing Director | 2021-02-23 | Sale | 8,745.0 | $132.64 |
| Simonich Brent | EVP, CAO and Treasurer | 2021-02-16 | Purchase | 1,909.0 | $131.0 |
| Arnold Dan H. | President & CEO | 2021-02-16 | Sale | 7,974.0 | $130.86 |
| Oroschakoff Michelle | Managing Director | 2021-02-12 | Sale | 4,000.0 | $128.16 |
| Kalbaugh John Andrew | Managing Director | 2021-02-10 | Sale | 8,184.0 | $128.31 |
| Kalbaugh John Andrew | Managing Director | 2021-02-10 | Sale | 7,499.0 | $127.45 |
| Kalbaugh John Andrew | Managing Director | 2021-02-10 | Sale | 2,301.0 | $126.68 |
| Enyedi Matthew | Managing Director | 2021-02-09 | Sale | 1,473.0 | $124.89 |
| Larsen Sallie R. | Managing Director | 2020-11-24 | Sale | 5,225.0 | $95.0 |
| Larsen Sallie R. | Managing Director | 2020-11-16 | Sale | 6,300.0 | $91.22 |
| Oroschakoff Michelle | Managing Director | 2020-11-12 | Sale | 4,000.0 | $86.79 |
| Steinmeier Richard | Managing Director | 2020-11-09 | Sale | 3,984.0 | $86.0 |
| Audette Matthew J | Chief Financial Officer | 2020-11-09 | Sale | 200.0 | $89.48 |
| Audette Matthew J | Chief Financial Officer | 2020-11-09 | Sale | 2,300.0 | $88.92 |
| Audette Matthew J | Chief Financial Officer | 2020-11-09 | Sale | 3,900.0 | $87.8 |
| Audette Matthew J | Chief Financial Officer | 2020-11-09 | Sale | 4,600.0 | $86.9 |
| Audette Matthew J | Chief Financial Officer | 2020-11-09 | Sale | 1,400.0 | $85.93 |
| Audette Matthew J | Chief Financial Officer | 2020-11-09 | Sale | 100.0 | $84.07 |
| Arnold Dan H. | President & CEO | 2020-11-09 | Sale | 12,892.0 | $85.0 |
| Arnold Dan H. | President & CEO | 2020-09-04 | Sale | 1,000.0 | $85.44 |
| Arnold Dan H. | President & CEO | 2020-09-03 | Sale | 956.0 | $85.41 |
| Arnold Dan H. | President & CEO | 2020-08-13 | Sale | 400.0 | $85.05 |
| White George Burton | Managing Director | 2020-08-12 | Sale | 3,161.0 | $84.82 |
| White George Burton | Managing Director | 2020-08-12 | Sale | 19,412.0 | $84.28 |
| Oroschakoff Michelle | Managing Director | 2020-08-12 | Sale | 4,000.0 | $84.33 |
| Kalbaugh John Andrew | Managing Director | 2020-08-12 | Sale | 21,099.0 | $84.57 |
| Kalbaugh John Andrew | Managing Director | 2020-08-12 | Sale | 29,668.0 | $84.09 |
| Arnold Dan H. | President & CEO | 2020-08-11 | Sale | 14,752.0 | $85.29 |
| Steinmeier Richard | Managing Director | 2020-06-09 | Sale | 5,418.0 | $86.02 |
| Kalbaugh John Andrew | Managing Director | 2020-06-09 | Sale | 38,211.0 | $85.13 |
| Arnold Dan H. | President & CEO | 2020-06-09 | Sale | 5,099.0 | $86.1 |
| Arnold Dan H. | President & CEO | 2020-06-09 | Sale | 14,901.0 | $85.56 |
| Arnold Dan H. | President & CEO | 2020-06-05 | Sale | 1,146.0 | $84.62 |
| Arnold Dan H. | President & CEO | 2020-06-05 | Sale | 2,720.0 | $83.48 |
| Arnold Dan H. | President & CEO | 2020-06-05 | Sale | 11,647.0 | $82.62 |
| Arnold Dan H. | President & CEO | 2020-06-05 | Sale | 19,487.0 | $81.98 |
| Oroschakoff Michelle | Managing Director | 2020-02-26 | Sale | 558.0 | $84.86 |
| Kalbaugh John Andrew | Managing Director | 2020-02-26 | Sale | 456.0 | $84.86 |
| Audette Matthew J | Chief Financial Officer | 2020-02-26 | Sale | 937.0 | $84.86 |
| Oroschakoff Michelle | Managing Director | 2020-02-25 | Sale | 665.0 | $87.78 |
| Kalbaugh John Andrew | Managing Director | 2020-02-25 | Sale | 528.0 | $87.78 |
| Audette Matthew J | Chief Financial Officer | 2020-02-25 | Sale | 1,095.0 | $87.78 |
| Arnold Dan H. | President & CEO | 2020-02-14 | Sale | 6,468.0 | $94.88 |
| Oroschakoff Michelle | Managing Director | 2020-02-13 | Sale | 5,000.0 | $94.95 |
| Kalbaugh John Andrew | Managing Director | 2020-01-27 | Sale | 64,380.0 | $92.94 |
| White George Burton | Managing Director | 2019-12-06 | Sale | 221.0 | $92.7 |
| White George Burton | Managing Director | 2019-12-06 | Sale | 20,482.0 | $92.3 |
| Calder Tracy | Managing Director | 2019-11-25 | Sale | 13,181.0 | $91.6 |
| Oroschakoff Michelle | Managing Director | 2019-11-13 | Sale | 5,000.0 | $85.95 |
| White George Burton | Managing Director | 2019-11-06 | Sale | 13,074.0 | $86.59 |
| White George Burton | Managing Director | 2019-11-06 | Sale | 38,066.0 | $86.25 |
| Kalbaugh John Andrew | Managing Director | 2019-09-10 | Sale | 280.0 | $81.07 |
| Kalbaugh John Andrew | Managing Director | 2019-09-10 | Sale | 31,840.0 | $80.27 |
| Arnold Dan H. | President & CEO | 2019-09-10 | Sale | 48,159.0 | $80.0 |
| Arnold Dan H. | President & CEO | 2019-08-22 | Sale | 400.0 | $76.64 |
| Arnold Dan H. | President & CEO | 2019-08-22 | Sale | 19,347.0 | $75.26 |
| Oroschakoff Michelle | Managing Director | 2019-08-13 | Sale | 5,000.0 | $71.67 |
| Audette Matthew J | Chief Financial Officer | 2019-08-05 | Sale | 3,687.0 | $77.11 |
| Audette Matthew J | Chief Financial Officer | 2019-08-05 | Sale | 8,813.0 | $76.49 |
| Oroschakoff Michelle | Managing Director | 2019-05-28 | Sale | 6,000.0 | $84.51 |
| Calder Tracy | Managing Director | 2019-05-08 | Sale | 500.0 | $84.25 |
| Arnold Dan H. | President & CEO | 2019-05-03 | Sale | 1,222.0 | $85.0 |
| Oroschakoff Michelle | Managing Director | 2019-03-14 | Sale | 1,214.0 | $73.81 |
| Gooley Thomas | Managing Director | 2019-03-14 | Sale | 25,392.0 | $74.06 |
| Oroschakoff Michelle | Managing Director | 2019-02-26 | Sale | 11,593.0 | $77.11 |
| Calder Tracy | Managing Director | 2019-02-26 | Sale | 10,747.0 | $77.34 |
| Arnold Dan H. | President & CEO | 2019-02-26 | Sale | 7,113.0 | $77.34 |
| Kalbaugh John Andrew | Managing Director | 2019-02-11 | Sale | 40,000.0 | $76.94 |
| Gooley Thomas | Managing Director | 2019-02-04 | Sale | 3,100.0 | $75.06 |
| Gooley Thomas | Managing Director | 2019-02-04 | Sale | 40,340.0 | $74.81 |
| Arnold Dan H. | President & CEO | 2019-01-16 | Sale | 36,774.0 | $70.0 |
| White George Burton | Managing Director | 2019-01-10 | Sale | 23,892.0 | $66.0 |
| RIEPE JAMES S | Director | 2018-12-12 | Sale | 4,517.0 | $60.69 |
| Gooley Thomas | Managing Director | 2018-12-12 | Sale | 29,876.0 | $60.72 |
| Oroschakoff Michelle | Managing Director | 2018-11-27 | Sale | 6,000.0 | $63.0 |
| White George Burton | Managing Director | 2018-11-08 | Sale | 23,893.0 | $66.0 |
| Larsen Sallie R. | Managing Director | 2018-09-28 | Sale | 250.0 | $64.4 |
| Oroschakoff Michelle | Managing Director | 2018-08-27 | Sale | 6,000.0 | $67.11 |
| Arnold Dan H. | President & CEO | 2018-08-01 | Sale | 6,000.0 | $66.9 |
| Kalbaugh John Andrew | Managing Director | 2018-06-14 | Sale | 1,627.0 | $70.2 |
| Oroschakoff Michelle | Managing Director | 2018-05-11 | Sale | 6,050.0 | $69.58 |
| Calder Tracy | Managing Director | 2018-05-07 | Sale | 7,388.0 | $64.54 |
| Kalbaugh John Andrew | Managing Director | 2018-03-14 | Sale | 1,398.0 | $64.76 |
| White George Burton | Managing Director | 2018-03-13 | Sale | 4,200.0 | $65.79 |
| White George Burton | Managing Director | 2018-03-13 | Sale | 20,800.0 | $65.34 |
| Kalbaugh John Andrew | Managing Director | 2018-03-07 | Sale | 2,397.0 | $63.16 |
| Arnold Dan H. | President & CEO | 2018-03-07 | Sale | 10,000.0 | $63.5 |
| Arnold Dan H. | President & CEO | 2018-03-07 | Sale | 1,206.0 | $63.15 |
| Hellman Marco | Director | 2018-03-06 | Sale | 29,300.0 | $63.63 |
| RIEPE JAMES S | Director | 2018-03-02 | Sale | 5,632.0 | $62.77 |
| Hellman Marco | Director | 2018-02-28 | Sale | 10,886.0 | $66.0 |
| Hellman Marco | Director | 2018-02-27 | Sale | 159,814.0 | $66.22 |
| Hellman Marco | Director | 2018-02-26 | Sale | 47,920.0 | $66.0 |
| Kalbaugh John Andrew | Managing Director | 2018-02-26 | Sale | 2,764.0 | $65.2 |