LPLA Insider Transactions
624 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 1–100; provenance stays internal.
LPLA insiders transaction timeline
PurchaseSale
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|
| Gates Greg | Group Managing Director | 2026-08-20 | Sale | 4,119 | $355.38 |
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| Enyedi Matthew | Group Managing Director | 2026-07-31 | Sale | 1 | $355.51 |
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| Enyedi Matthew | Group Managing Director | 2026-07-31 | Sale | 51 | $354.52 |
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| Enyedi Matthew | Group Managing Director | 2026-07-31 | Sale | 296 | $353.37 |
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| Enyedi Matthew | Group Managing Director | 2026-07-31 | Sale | 463 | $352.77 |
|---|
| Enyedi Matthew | Group Managing Director | 2026-07-31 | Sale | 189 | $351.06 |
|---|
| Jambusaria Aneri | Group Managing Director | 2026-06-17 | Sale | 308.0 | $306.0 |
|---|
| Audette Matthew J | President and CFO | 2026-04-15 | Sale | 106.0 | $332.27 |
|---|
| Audette Matthew J | President and CFO | 2026-04-15 | Sale | 595.0 | $331.09 |
|---|
| Audette Matthew J | President and CFO | 2026-04-15 | Sale | 189.0 | $328.34 |
|---|
| Audette Matthew J | President and CFO | 2026-04-15 | Sale | 220.0 | $327.45 |
|---|
| Audette Matthew J | President and CFO | 2026-04-14 | Sale | 139.0 | $326.16 |
|---|
| Audette Matthew J | President and CFO | 2026-04-14 | Sale | 330.0 | $325.0 |
|---|
| Cohen Marc Eliot | Group Managing Director | 2026-03-10 | Sale | 1,088.21 | $309.72 |
|---|
| Cohen Marc Eliot | Group Managing Director | 2026-03-09 | Sale | 2,212.0 | $308.75 |
|---|
| Jambusaria Aneri | Group Managing Director | 2026-03-02 | Sale | 308.0 | $306.0 |
|---|
| Enyedi Matthew | Group Managing Director | 2026-02-26 | Sale | 183.0 | $322.72 |
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| Enyedi Matthew | Group Managing Director | 2026-02-26 | Sale | 169.0 | $321.74 |
|---|
| Enyedi Matthew | Group Managing Director | 2026-02-26 | Sale | 666.0 | $320.99 |
|---|
| Enyedi Matthew | Group Managing Director | 2026-02-26 | Sale | 628.0 | $319.38 |
|---|
| Enyedi Matthew | Group Managing Director | 2026-02-26 | Sale | 463.0 | $318.38 |
|---|
| Audette Matthew J | President and CFO | 2026-02-26 | Sale | 453.0 | $322.15 |
|---|
| Audette Matthew J | President and CFO | 2026-02-26 | Sale | 506.0 | $321.04 |
|---|
| Audette Matthew J | President and CFO | 2026-02-26 | Sale | 274.0 | $319.32 |
|---|
| Audette Matthew J | President and CFO | 2026-02-26 | Sale | 348.0 | $318.51 |
|---|
| Steinmeier Richard | Chief Executive Officer | 2025-12-05 | Sale | 274.0 | $373.2 |
|---|
| Steinmeier Richard | Chief Executive Officer | 2025-12-05 | Sale | 779.0 | $372.2 |
|---|
| Steinmeier Richard | Chief Executive Officer | 2025-12-05 | Sale | 2,450.0 | $371.23 |
|---|
| Steinmeier Richard | Chief Executive Officer | 2025-12-05 | Sale | 1,040.0 | $370.62 |
|---|
| Steinmeier Richard | Chief Executive Officer | 2025-12-05 | Sale | 183.0 | $368.63 |
|---|
| Steinmeier Richard | Chief Executive Officer | 2025-12-05 | Sale | 332.0 | $367.06 |
|---|
| Gates Greg | Group Managing Director | 2025-12-05 | Sale | 39.0 | $373.09 |
|---|
| Gates Greg | Group Managing Director | 2025-12-05 | Sale | 85.0 | $372.32 |
|---|
| Gates Greg | Group Managing Director | 2025-12-05 | Sale | 410.0 | $371.2 |
|---|
| Gates Greg | Group Managing Director | 2025-12-05 | Sale | 136.0 | $370.44 |
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| Gates Greg | Group Managing Director | 2025-12-05 | Sale | 34.0 | $368.7 |
|---|
| Gates Greg | Group Managing Director | 2025-12-05 | Sale | 46.0 | $367.95 |
|---|
| Jambusaria Aneri | Group Managing Director | 2025-12-01 | Sale | 80.0 | $352.48 |
|---|
| Gates Greg | Group Managing Director | 2025-11-05 | Sale | 39.0 | $380.12 |
|---|
| Gates Greg | Group Managing Director | 2025-11-05 | Sale | 169.0 | $379.58 |
|---|
| Gates Greg | Group Managing Director | 2025-11-05 | Sale | 234.0 | $378.24 |
|---|
| Gates Greg | Group Managing Director | 2025-11-05 | Sale | 293.0 | $377.01 |
|---|
| Gates Greg | Group Managing Director | 2025-11-05 | Sale | 267.0 | $375.8 |
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| Gates Greg | Group Managing Director | 2025-11-05 | Sale | 230.0 | $374.86 |
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| Gates Greg | Group Managing Director | 2025-11-05 | Sale | 205.0 | $374.0 |
|---|
| Gates Greg | Group Managing Director | 2025-11-05 | Sale | 63.0 | $372.62 |
|---|
| Gates Greg | Group Managing Director | 2025-10-06 | Sale | 102.0 | $320.27 |
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| Gates Greg | Group Managing Director | 2025-10-06 | Sale | 132.0 | $315.09 |
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| Gates Greg | Group Managing Director | 2025-10-06 | Sale | 109.0 | $314.04 |
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| Gates Greg | Group Managing Director | 2025-10-06 | Sale | 266.0 | $313.2 |
|---|
| Gates Greg | Group Managing Director | 2025-10-06 | Sale | 141.0 | $312.15 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 32.0 | $349.6 |
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| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 11.0 | $348.04 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 106.0 | $347.46 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 1.0 | $345.44 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 3.0 | $344.67 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 150.0 | $343.98 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 47.0 | $342.88 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 79.0 | $341.89 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 190.0 | $340.83 |
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| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 121.0 | $340.01 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 25.0 | $337.58 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 128.0 | $337.13 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 72.0 | $335.84 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 28.0 | $334.53 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 326.0 | $332.9 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 79.0 | $331.83 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 11.0 | $330.12 |
|---|
| Gates Greg | Group Managing Director | 2025-09-05 | Sale | 91.0 | $329.17 |
|---|
| Jambusaria Aneri | Group Managing Director | 2025-09-02 | Sale | 80.0 | $361.25 |
|---|
| Gates Greg | Group Managing Director | 2025-08-05 | Sale | 4.0 | $381.34 |
|---|
| Gates Greg | Group Managing Director | 2025-08-05 | Sale | 9.0 | $380.46 |
|---|
| Gates Greg | Group Managing Director | 2025-08-05 | Sale | 30.0 | $378.47 |
|---|
| Gates Greg | Group Managing Director | 2025-08-05 | Sale | 42.0 | $377.79 |
|---|
| Gates Greg | Group Managing Director | 2025-08-05 | Sale | 106.0 | $376.3 |
|---|
| Gates Greg | Group Managing Director | 2025-08-05 | Sale | 45.0 | $375.37 |
|---|
| Gates Greg | Group Managing Director | 2025-08-05 | Sale | 620.0 | $374.22 |
|---|
| Gates Greg | Group Managing Director | 2025-08-05 | Sale | 352.0 | $373.49 |
|---|
| Gates Greg | Group Managing Director | 2025-08-05 | Sale | 161.0 | $372.43 |
|---|
| Gates Greg | Group Managing Director | 2025-08-05 | Sale | 131.0 | $371.55 |
|---|
| Gates Greg | Group Managing Director | 2025-07-03 | Sale | 35.0 | $385.29 |
|---|
| Gates Greg | Group Managing Director | 2025-07-03 | Sale | 315.0 | $384.61 |
|---|
| Gates Greg | Group Managing Director | 2025-07-03 | Sale | 363.0 | $383.75 |
|---|
| Gates Greg | Group Managing Director | 2025-07-03 | Sale | 351.0 | $382.58 |
|---|
| Gates Greg | Group Managing Director | 2025-07-03 | Sale | 159.0 | $381.69 |
|---|
| Gates Greg | Group Managing Director | 2025-07-03 | Sale | 48.0 | $380.85 |
|---|
| Gates Greg | Group Managing Director | 2025-07-03 | Sale | 133.0 | $379.35 |
|---|
| Gates Greg | Group Managing Director | 2025-07-03 | Sale | 96.0 | $378.17 |
|---|
| Gates Greg | Group Managing Director | 2025-06-05 | Sale | 123.0 | $382.37 |
|---|
| Gates Greg | Group Managing Director | 2025-06-05 | Sale | 219.0 | $381.69 |
|---|
| Gates Greg | Group Managing Director | 2025-06-05 | Sale | 83.0 | $380.54 |
|---|
| Gates Greg | Group Managing Director | 2025-06-05 | Sale | 409.0 | $379.79 |
|---|
| Gates Greg | Group Managing Director | 2025-06-05 | Sale | 59.0 | $378.42 |
|---|
| Gates Greg | Group Managing Director | 2025-06-05 | Sale | 189.0 | $377.39 |
|---|
| Gates Greg | Group Managing Director | 2025-06-05 | Sale | 143.0 | $376.49 |
|---|
| Gates Greg | Group Managing Director | 2025-06-05 | Sale | 275.0 | $375.52 |
|---|
| Jambusaria Aneri | Group Managing Director | 2025-06-02 | Sale | 80.0 | $383.99 |
|---|
| Jambusaria Aneri | Managing Director | 2025-03-14 | Sale | 80.0 | $311.87 |
|---|
| Cohen Marc Eliot | Managing Director | 2025-02-26 | Sale | 1,100.0 | $365.85 |
|---|
| Audette Matthew J | President and CFO | 2025-02-26 | Sale | 4,588.0 | $360.07 |
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