LPLA Insider Transactions — Page 2
624 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Steinmeier Richard | Chief Executive Officer | 2025-02-18 | Sale | 3,500.0 | $373.79 |
| Enyedi Matthew | Managing Director | 2025-02-10 | Sale | 5,154.0 | $369.33 |
| Audette Matthew J | President and CFO | 2025-02-05 | Sale | 1,417.0 | $368.08 |
| Audette Matthew J | President and CFO | 2025-02-05 | Sale | 3,173.0 | $367.37 |
| Audette Matthew J | President and CFO | 2025-02-05 | Sale | 10,307.0 | $366.4 |
| Audette Matthew J | President and CFO | 2025-02-05 | Sale | 5,260.0 | $365.37 |
| Audette Matthew J | President and CFO | 2025-02-05 | Sale | 3,247.0 | $364.37 |
| Audette Matthew J | President and CFO | 2025-02-05 | Sale | 300.0 | $362.3 |
| Audette Matthew J | President and CFO | 2025-02-05 | Sale | 2,900.0 | $361.39 |
| Audette Matthew J | President and CFO | 2025-02-05 | Sale | 2,173.0 | $360.0 |
| Jambusaria Aneri | Managing Director | 2024-12-05 | Sale | 305.0 | $331.94 |
| Arnold Dan H. | President & CEO | 2024-06-14 | Sale | 5,677.0 | $277.31 |
| Sethi Kabir | Managing Director | 2024-02-26 | Sale | 242.0 | $267.9 |
| Sethi Kabir | Managing Director | 2024-02-26 | Sale | 323.0 | $266.89 |
| Sethi Kabir | Managing Director | 2024-02-26 | Sale | 662.0 | $266.12 |
| Sethi Kabir | Managing Director | 2024-02-26 | Sale | 73.0 | $263.59 |
| Gates Greg | Managing Director | 2024-02-26 | Sale | 707.0 | $267.87 |
| Gates Greg | Managing Director | 2024-02-26 | Sale | 1,484.0 | $266.95 |
| Gates Greg | Managing Director | 2024-02-26 | Sale | 8,823.0 | $266.12 |
| Gates Greg | Managing Director | 2024-02-26 | Sale | 174.0 | $264.77 |
| Gates Greg | Managing Director | 2024-02-26 | Sale | 213.0 | $263.44 |
| Enyedi Matthew | Managing Director | 2024-02-26 | Sale | 2,400.0 | $263.0 |
| Audette Matthew J | CFO and Head of Business Ops | 2024-02-26 | Sale | 1,315.0 | $267.79 |
| Audette Matthew J | CFO and Head of Business Ops | 2024-02-26 | Sale | 2,613.0 | $266.68 |
| Audette Matthew J | CFO and Head of Business Ops | 2024-02-26 | Sale | 1,219.0 | $265.68 |
| Audette Matthew J | CFO and Head of Business Ops | 2024-02-26 | Sale | 300.0 | $264.37 |
| Audette Matthew J | CFO and Head of Business Ops | 2024-02-26 | Sale | 127.0 | $263.41 |
| Arnold Dan H. | President & CEO | 2024-02-26 | Sale | 8,411.0 | $267.8 |
| Arnold Dan H. | President & CEO | 2024-02-26 | Sale | 11,506.0 | $266.76 |
| Arnold Dan H. | President & CEO | 2024-02-26 | Sale | 12,390.0 | $265.99 |
| Arnold Dan H. | President & CEO | 2024-02-26 | Sale | 1,200.0 | $264.9 |
| Arnold Dan H. | President & CEO | 2024-02-26 | Sale | 800.0 | $263.59 |
| Arnold Dan H. | President & CEO | 2024-02-26 | Sale | 500.0 | $262.73 |
| Arnold Dan H. | President & CEO | 2024-02-23 | Sale | 1,822.0 | $266.43 |
| Arnold Dan H. | President & CEO | 2024-02-23 | Sale | 5,267.0 | $265.39 |
| Enyedi Matthew | Managing Director | 2024-02-20 | Sale | 1,381.0 | $256.94 |
| Arnold Dan H. | President & CEO | 2024-02-20 | Sale | 200.0 | $259.47 |
| Arnold Dan H. | President & CEO | 2024-02-20 | Sale | 1,200.0 | $258.27 |
| Arnold Dan H. | President & CEO | 2024-02-20 | Sale | 1,504.0 | $257.11 |
| Arnold Dan H. | President & CEO | 2024-02-20 | Sale | 4,172.0 | $256.19 |
| Arnold Dan H. | President & CEO | 2024-02-20 | Sale | 2,924.0 | $255.19 |
| Audette Matthew J | CFO and Head of Business Ops | 2024-02-05 | Sale | 212.0 | $251.02 |
| Audette Matthew J | CFO and Head of Business Ops | 2024-02-05 | Sale | 2,147.0 | $249.95 |
| Audette Matthew J | CFO and Head of Business Ops | 2024-02-05 | Sale | 9,595.0 | $249.1 |
| Audette Matthew J | CFO and Head of Business Ops | 2024-02-05 | Sale | 15,250.0 | $248.05 |
| Audette Matthew J | CFO and Head of Business Ops | 2024-02-05 | Sale | 500.0 | $246.02 |
| Larsen Sallie R. | Managing Director | 2023-11-10 | Sale | 13,488.0 | $226.57 |
| Jambusaria Aneri | Managing Director | 2023-11-02 | Sale | 1,930.0 | $222.37 |
| Arnold Dan H. | President & CEO | 2023-09-20 | Sale | 353.0 | $250.03 |
| Arnold Dan H. | President & CEO | 2023-09-19 | Sale | 175.0 | $250.0 |
| Steinmeier Richard | Managing Director | 2023-09-13 | Sale | 100.0 | $244.65 |
| Steinmeier Richard | Managing Director | 2023-09-13 | Sale | 1,200.0 | $243.99 |
| Steinmeier Richard | Managing Director | 2023-09-13 | Sale | 5,334.0 | $242.77 |
| Steinmeier Richard | Managing Director | 2023-09-13 | Sale | 3,666.0 | $242.07 |
| Enyedi Matthew | Managing Director | 2023-08-22 | Sale | 3,265.0 | $230.86 |
| Glavin William Francis Jr | Director | 2023-05-04 | Purchase | 557.0 | $180.23 |
| Oroschakoff Michelle | Managing Director | 2023-02-27 | Sale | 1,401.0 | $246.99 |
| Oroschakoff Michelle | Managing Director | 2023-02-27 | Sale | 2,408.0 | $246.1 |
| Oroschakoff Michelle | Managing Director | 2023-02-27 | Sale | 1,000.0 | $245.24 |
| Larsen Sallie R. | Managing Director | 2023-02-27 | Sale | 4,439.0 | $248.13 |
| Audette Matthew J | Chief Financial Officer | 2023-02-27 | Sale | 2,009.0 | $247.01 |
| Audette Matthew J | Chief Financial Officer | 2023-02-27 | Sale | 3,574.0 | $246.06 |
| Audette Matthew J | Chief Financial Officer | 2023-02-27 | Sale | 1,528.0 | $245.3 |
| Arnold Dan H. | President & CEO | 2023-02-27 | Sale | 2,060.0 | $247.44 |
| Arnold Dan H. | President & CEO | 2023-02-27 | Sale | 16,316.0 | $246.71 |
| Arnold Dan H. | President & CEO | 2023-02-27 | Sale | 18,908.0 | $245.7 |
| Arnold Dan H. | President & CEO | 2023-02-27 | Sale | 1,160.0 | $244.82 |
| Oroschakoff Michelle | Managing Director | 2023-02-17 | Sale | 2,874.0 | $250.33 |
| Oroschakoff Michelle | Managing Director | 2023-02-17 | Sale | 5,969.0 | $249.55 |
| Oroschakoff Michelle | Managing Director | 2023-02-17 | Sale | 740.0 | $248.26 |
| Oroschakoff Michelle | Managing Director | 2023-02-17 | Sale | 200.0 | $246.91 |
| Oroschakoff Michelle | Managing Director | 2023-02-16 | Sale | 7,990.0 | $248.19 |
| Larsen Sallie R. | Managing Director | 2023-02-13 | Sale | 5,810.0 | $242.33 |
| Larsen Sallie R. | Managing Director | 2023-02-13 | Sale | 12,828.0 | $241.76 |
| Larsen Sallie R. | Managing Director | 2023-02-13 | Sale | 1,881.0 | $240.88 |
| Audette Matthew J | Chief Financial Officer | 2023-02-06 | Sale | 100.0 | $242.29 |
| Audette Matthew J | Chief Financial Officer | 2023-02-06 | Sale | 600.0 | $241.5 |
| Audette Matthew J | Chief Financial Officer | 2023-02-06 | Sale | 5,300.0 | $240.56 |
| Audette Matthew J | Chief Financial Officer | 2023-02-06 | Sale | 7,969.0 | $239.51 |
| Audette Matthew J | Chief Financial Officer | 2023-02-06 | Sale | 3,400.0 | $238.49 |
| Audette Matthew J | Chief Financial Officer | 2023-02-06 | Sale | 3,387.0 | $237.21 |
| Audette Matthew J | Chief Financial Officer | 2023-02-06 | Sale | 23.0 | $235.47 |
| Audette Matthew J | Chief Financial Officer | 2023-02-06 | Sale | 31.0 | $234.48 |
| Simonich Brent | EVP, CAO and Treasurer | 2022-11-18 | Purchase | 920.0 | $219.15 |
| Glavin William Francis Jr | Director | 2022-11-18 | Purchase | 458.0 | $217.74 |
| Oroschakoff Michelle | Managing Director | 2022-11-17 | Sale | 5,213.0 | $213.8 |
| Audette Matthew J | Chief Financial Officer | 2022-10-31 | Sale | 1,200.0 | $260.28 |
| Audette Matthew J | Chief Financial Officer | 2022-10-31 | Sale | 3,235.0 | $259.49 |
| Audette Matthew J | Chief Financial Officer | 2022-10-31 | Sale | 3,669.0 | $258.14 |
| Audette Matthew J | Chief Financial Officer | 2022-10-31 | Sale | 4,100.0 | $256.71 |
| Audette Matthew J | Chief Financial Officer | 2022-10-31 | Sale | 4,587.0 | $255.64 |
| Audette Matthew J | Chief Financial Officer | 2022-10-31 | Sale | 3,209.0 | $254.84 |
| Arnold Dan H. | President & CEO | 2022-10-05 | Sale | 20,000.0 | $240.27 |
| Oroschakoff Michelle | Managing Director | 2022-08-17 | Sale | 345.0 | $231.9 |
| Oroschakoff Michelle | Managing Director | 2022-08-17 | Sale | 400.0 | $230.98 |
| Oroschakoff Michelle | Managing Director | 2022-08-17 | Sale | 1,709.0 | $230.06 |
| Oroschakoff Michelle | Managing Director | 2022-08-17 | Sale | 1,300.0 | $228.77 |
| Oroschakoff Michelle | Managing Director | 2022-08-17 | Sale | 3,043.0 | $228.09 |
| Oroschakoff Michelle | Managing Director | 2022-08-17 | Sale | 6,086.0 | $225.88 |
| Arnold Dan H. | President & CEO | 2022-08-17 | Sale | 100.0 | $232.05 |