LPLA Insider Transactions — Page 3
624 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Arnold Dan H. | President & CEO | 2022-08-17 | Sale | 2,531.0 | $231.77 |
| Arnold Dan H. | President & CEO | 2022-08-17 | Sale | 8,760.0 | $230.28 |
| Arnold Dan H. | President & CEO | 2022-08-16 | Sale | 3,609.0 | $230.18 |
| Arnold Dan H. | President & CEO | 2022-08-15 | Sale | 1,131.0 | $226.94 |
| Arnold Dan H. | President & CEO | 2022-08-15 | Sale | 3,408.0 | $226.16 |
| Arnold Dan H. | President & CEO | 2022-08-15 | Sale | 3,753.0 | $225.29 |
| Arnold Dan H. | President & CEO | 2022-08-15 | Sale | 1,708.0 | $224.02 |
| Steinmeier Richard | Managing Director | 2022-08-04 | Sale | 7,355.0 | $216.64 |
| Arnold Dan H. | President & CEO | 2022-07-29 | Sale | 39,015.0 | $210.33 |
| Arnold Dan H. | President & CEO | 2022-05-27 | Sale | 19,508.0 | $200.36 |
| Arnold Dan H. | President & CEO | 2022-05-26 | Sale | 1,336.0 | $195.7 |
| Arnold Dan H. | President & CEO | 2022-05-26 | Sale | 9,994.0 | $194.84 |
| Arnold Dan H. | President & CEO | 2022-05-26 | Sale | 4,772.0 | $193.73 |
| Arnold Dan H. | President & CEO | 2022-05-26 | Sale | 2,037.0 | $192.93 |
| Arnold Dan H. | President & CEO | 2022-05-26 | Sale | 1,300.0 | $191.89 |
| Arnold Dan H. | President & CEO | 2022-05-26 | Sale | 69.0 | $190.0 |
| Oroschakoff Michelle | Managing Director | 2022-05-16 | Sale | 15.0 | $174.89 |
| Oroschakoff Michelle | Managing Director | 2022-05-16 | Sale | 320.0 | $173.8 |
| Oroschakoff Michelle | Managing Director | 2022-05-16 | Sale | 8,528.0 | $172.62 |
| Oroschakoff Michelle | Managing Director | 2022-05-16 | Sale | 5,217.0 | $171.96 |
| Oroschakoff Michelle | Managing Director | 2022-05-16 | Sale | 1,644.0 | $170.78 |
| Enyedi Matthew | Managing Director | 2022-03-14 | Sale | 1,900.0 | $159.25 |
| Glavin William Francis Jr | Director | 2022-03-08 | Purchase | 260.0 | $142.02 |
| Glavin William Francis Jr | Director | 2022-03-08 | Purchase | 1,500.0 | $141.51 |
| Larsen Sallie R. | Managing Director | 2022-02-28 | Sale | 4,506.0 | $177.77 |
| Fandrey Edward | Managing Director | 2022-02-28 | Sale | 630.0 | $181.75 |
| Fandrey Edward | Managing Director | 2022-02-28 | Sale | 205.0 | $180.51 |
| Fandrey Edward | Managing Director | 2022-02-28 | Sale | 420.0 | $179.67 |
| Audette Matthew J | Chief Financial Officer | 2022-02-28 | Sale | 1,991.0 | $181.85 |
| Audette Matthew J | Chief Financial Officer | 2022-02-28 | Sale | 1,189.0 | $181.14 |
| Audette Matthew J | Chief Financial Officer | 2022-02-28 | Sale | 2,300.0 | $179.92 |
| Audette Matthew J | Chief Financial Officer | 2022-02-28 | Sale | 300.0 | $178.55 |
| Arnold Dan H. | President & CEO | 2022-02-28 | Sale | 4,100.0 | $182.1 |
| Arnold Dan H. | President & CEO | 2022-02-28 | Sale | 7,275.0 | $181.47 |
| Arnold Dan H. | President & CEO | 2022-02-28 | Sale | 7,447.0 | $180.24 |
| Arnold Dan H. | President & CEO | 2022-02-28 | Sale | 3,599.0 | $179.48 |
| Arnold Dan H. | President & CEO | 2022-02-28 | Sale | 698.0 | $178.07 |
| Oroschakoff Michelle | Managing Director | 2022-02-16 | Sale | 879.0 | $189.07 |
| Oroschakoff Michelle | Managing Director | 2022-02-16 | Sale | 700.0 | $188.32 |
| Oroschakoff Michelle | Managing Director | 2022-02-16 | Sale | 3,221.0 | $187.19 |
| Oroschakoff Michelle | Managing Director | 2022-02-16 | Sale | 300.0 | $186.34 |
| Oroschakoff Michelle | Managing Director | 2022-02-16 | Sale | 10,117.0 | $184.57 |
| White George Burton | Managing Director | 2022-02-07 | Sale | 4,534.0 | $182.8 |
| White George Burton | Managing Director | 2022-02-07 | Sale | 10,915.0 | $182.08 |
| White George Burton | Managing Director | 2022-02-07 | Sale | 50,735.0 | $181.14 |
| White George Burton | Managing Director | 2022-02-07 | Sale | 14,184.0 | $180.12 |
| Audette Matthew J | Chief Financial Officer | 2022-02-07 | Sale | 1,021.0 | $183.03 |
| Audette Matthew J | Chief Financial Officer | 2022-02-07 | Sale | 2,647.0 | $182.18 |
| Audette Matthew J | Chief Financial Officer | 2022-02-07 | Sale | 13,210.0 | $181.14 |
| Audette Matthew J | Chief Financial Officer | 2022-02-07 | Sale | 3,122.0 | $180.04 |
| White George Burton | Managing Director | 2021-12-07 | Sale | 22,271.0 | $166.1 |
| Fandrey Edward | Managing Director | 2021-11-30 | Sale | 271.0 | $159.73 |
| Fandrey Edward | Managing Director | 2021-11-30 | Sale | 630.0 | $158.93 |
| Fandrey Edward | Managing Director | 2021-11-30 | Sale | 883.0 | $157.93 |
| Oroschakoff Michelle | Managing Director | 2021-11-16 | Sale | 930.0 | $169.49 |
| Oroschakoff Michelle | Managing Director | 2021-11-16 | Sale | 2,000.0 | $168.72 |
| Oroschakoff Michelle | Managing Director | 2021-11-16 | Sale | 1,470.0 | $167.68 |
| Oroschakoff Michelle | Managing Director | 2021-11-16 | Sale | 12,610.0 | $166.43 |
| Fandrey Edward | Managing Director | 2021-08-26 | Sale | 1,784.0 | $148.78 |
| Larsen Sallie R. | Managing Director | 2021-08-16 | Sale | 8,669.0 | $143.98 |
| Oroschakoff Michelle | Managing Director | 2021-08-16 | Sale | 3,800.0 | $145.11 |
| Oroschakoff Michelle | Managing Director | 2021-08-16 | Sale | 8,537.0 | $143.98 |
| Oroschakoff Michelle | Managing Director | 2021-08-16 | Sale | 5,848.0 | $143.69 |
| Enyedi Matthew | Managing Director | 2021-07-20 | Sale | 7,712.0 | $130.0 |
| Seese Scott | Managing Director | 2021-06-14 | Sale | 12,521.0 | $139.1 |
| Fandrey Edward | Managing Director | 2021-06-14 | Sale | 1,930.0 | $139.49 |
| White George Burton | Managing Director | 2021-05-12 | Sale | 1,563.0 | $149.33 |
| White George Burton | Managing Director | 2021-05-12 | Sale | 4,280.0 | $148.32 |
| White George Burton | Managing Director | 2021-05-12 | Sale | 18,423.0 | $147.17 |
| White George Burton | Managing Director | 2021-05-12 | Sale | 17,780.0 | $146.4 |
| White George Burton | Managing Director | 2021-05-12 | Sale | 3,535.0 | $145.37 |
| White George Burton | Managing Director | 2021-05-12 | Sale | 877.0 | $144.28 |
| White George Burton | Managing Director | 2021-05-12 | Sale | 4,150.0 | $143.16 |
| Oroschakoff Michelle | Managing Director | 2021-05-12 | Sale | 4,000.0 | $147.43 |
| Enyedi Matthew | Managing Director | 2021-05-11 | Sale | 438.0 | $148.71 |
| Audette Matthew J | Chief Financial Officer | 2021-05-10 | Sale | 56.0 | $157.61 |
| Audette Matthew J | Chief Financial Officer | 2021-05-10 | Sale | 4,661.0 | $156.56 |
| Audette Matthew J | Chief Financial Officer | 2021-05-10 | Sale | 2,100.0 | $155.93 |
| Audette Matthew J | Chief Financial Officer | 2021-05-10 | Sale | 25,875.0 | $154.77 |
| Audette Matthew J | Chief Financial Officer | 2021-05-10 | Sale | 8,498.0 | $153.56 |
| Audette Matthew J | Chief Financial Officer | 2021-05-10 | Sale | 9,715.0 | $152.73 |
| Arnold Dan H. | President & CEO | 2021-05-10 | Sale | 1,507.0 | $156.56 |
| Arnold Dan H. | President & CEO | 2021-05-10 | Sale | 700.0 | $155.81 |
| Arnold Dan H. | President & CEO | 2021-05-10 | Sale | 7,851.0 | $154.78 |
| Arnold Dan H. | President & CEO | 2021-05-10 | Sale | 2,555.0 | $153.59 |
| Arnold Dan H. | President & CEO | 2021-05-10 | Sale | 2,981.0 | $152.72 |
| Steinmeier Richard | Managing Director | 2021-03-08 | Sale | 1,406.0 | $136.67 |
| Enyedi Matthew | Managing Director | 2021-03-01 | Sale | 476.0 | $136.41 |
| Seese Scott | Managing Director | 2021-02-26 | Sale | 907.0 | $130.23 |
| Oroschakoff Michelle | Managing Director | 2021-02-26 | Sale | 943.0 | $130.23 |
| Kalbaugh John Andrew | Managing Director | 2021-02-26 | Sale | 926.0 | $130.23 |
| Audette Matthew J | Chief Financial Officer | 2021-02-26 | Sale | 121.0 | $132.65 |
| Audette Matthew J | Chief Financial Officer | 2021-02-26 | Sale | 846.0 | $131.97 |
| Audette Matthew J | Chief Financial Officer | 2021-02-26 | Sale | 167.0 | $131.01 |
| Audette Matthew J | Chief Financial Officer | 2021-02-26 | Sale | 227.0 | $129.96 |
| Audette Matthew J | Chief Financial Officer | 2021-02-26 | Sale | 151.0 | $128.85 |
| Arnold Dan H. | President & CEO | 2021-02-26 | Sale | 2,558.0 | $130.23 |
| Seese Scott | Managing Director | 2021-02-24 | Sale | 4,661.0 | $134.94 |
| Oroschakoff Michelle | Managing Director | 2021-02-24 | Sale | 513.0 | $134.94 |
| Larsen Sallie R. | Managing Director | 2021-02-24 | Sale | 4,489.0 | $134.94 |