LOOP MEDIA, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 99 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-06-10: Reporting owner Cassidy Bruce A. Sr. | Excel Family Partners LLLP; Form 4; Security Pre-Funded Warrant to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2022-08-12: Reporting owner Cassidy Bruce A. Sr.; Form 4; Security Warrant (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-09-30: Reporting owner Cassidy Bruce A. Sr.; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-06-01: Reporting owner Cassidy Bruce A. Sr.; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-06-10 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4 | Pre-Funded Warrant to Purchase Common Stock Derivative · Indirect · By Excel Family Partners, LLLP | P Open market or private purchase of non-derivative or derivative security | +4,347,826 4,347,826 owned after | $0.23 exercise price | 2024-06-12 | |
| 2022-08-12 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | P Open market or private purchase of non-derivative or derivative security | +300,288 300,288 owned after | $1.75 exercise price | 2022-08-16 | |
| 2021-09-30 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | $2.75 exercise price | 2021-10-15 | ||
| 2021-06-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | $2.75 exercise price | 2021-10-15 | ||
| 2021-05-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | $2.75 exercise price | 2021-10-15 | ||
| 2021-04-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4/A | Warrant Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | $2.75 exercise price | 2022-02-28 | ||
| 2020-12-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Bruce A. Cassidy 2013 Irrevocable Trust dated June 18, 2013 | P Open market or private purchase of non-derivative or derivative security | +36,364 36,364 owned after | $2.75 exercise price | 2021-10-15 | |
| 2020-12-01 | Bruce A. Cassidy 2013 Irrevocable Trust 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $2.75 exercise price | 2021-10-15 |