LOOP MEDIA, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 99 rows, 99 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-06-10: Reporting owner Cassidy Bruce A. Sr. | Excel Family Partners LLLP; Form 4; Security Pre-Funded Warrant to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2023-12-14: Reporting owner Cassidy Bruce A. Sr. | Excel Family Partners LLLP; Form 4/A; Security Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-12-14: Reporting owner Cassidy Bruce A. Sr. | Excel Family Partners LLLP; Form 4/A; Security Warrant (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-12-14: Reporting owner Cassidy Bruce A. Sr. | Excel Family Partners LLLP; Form 4/A; Security Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-06-10 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4 | Pre-Funded Warrant to Purchase Common Stock Derivative · Indirect · By Excel Family Partners, LLLP | P Open market or private purchase of non-derivative or derivative security | +4,347,826 4,347,826 owned after | $0.23 exercise price | 2024-06-12 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,125,000 3,125,000 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,242 0 owned after | $8.25 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,242 24,242 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,242 0 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,121 0 owned after | $8.25 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,121 12,121 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,121 0 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,121 0 owned after | $8.25 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,121 12,121 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,121 0 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −106,666 0 owned after | $8.25 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +106,666 106,666 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −106,666 0 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −283,045 0 owned after | $5.25 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +283,045 283,045 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −283,045 0 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −209,398 0 owned after | $4.33 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209,398 209,398 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −209,398 0 owned after | $0.80 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −138,889 0 owned after | $2.25 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,889 138,889 owned after | $2.25 exercise price | 2023-12-22 | |
| 2023-12-14 | Cassidy Bruce A. Sr. | Excel Family Partners LLLP Director, 10% Owner | 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −138,889 0 owned after | $2.25 exercise price | 2023-12-22 | |
| 2023-12-14 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −316,666 0 owned after | $2.25 exercise price | 2023-12-18 | |
| 2023-12-14 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +316,666 316,666 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −316,666 0 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,096 0 owned after | $5.25 exercise price | 2023-12-18 | |
| 2023-12-14 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,096 65,096 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,096 0 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −61,570 0 owned after | $5.25 exercise price | 2023-12-18 | |
| 2023-12-14 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,570 61,570 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −61,570 0 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,125,000 3,125,000 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,242 0 owned after | $8.25 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,242 24,242 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,242 0 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,121 0 owned after | $8.25 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,121 12,121 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,121 0 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,121 0 owned after | $8.25 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,121 12,121 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,121 0 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −106,666 0 owned after | $8.25 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +106,666 106,666 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −106,666 0 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −283,045 0 owned after | $5.25 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +283,045 283,045 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −283,045 0 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −209,398 0 owned after | $4.33 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209,398 209,398 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −209,398 0 owned after | $0.80 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −138,889 0 owned after | $2.25 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,889 138,889 owned after | $2.25 exercise price | 2023-12-18 | |
| 2023-12-14 | Excel Family Partners LLLP | Cassidy Bruce A. Sr. 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −138,889 0 owned after | $2.25 exercise price | 2023-12-18 | |
| 2023-09-22 holding as of filing | Excel Family Partners LLLP 10% Owner | 3 | Warrant (right to buy) Derivative · Direct | Holding | $8.25 exercise price | 2023-09-22 | ||
| 2023-09-22 holding as of filing | Excel Family Partners LLLP 10% Owner | 3 | Warrant (right to buy) Derivative · Direct | Holding | $8.25 exercise price | 2023-09-22 | ||
| 2023-09-22 holding as of filing | Excel Family Partners LLLP 10% Owner | 3 | Warrant (right to buy) Derivative · Direct | Holding | $8.25 exercise price | 2023-09-22 | ||
| 2023-09-22 holding as of filing | Excel Family Partners LLLP 10% Owner | 3 | Warrant (right to buy) Derivative · Direct | Holding | $8.25 exercise price | 2023-09-22 | ||
| 2023-09-22 holding as of filing | Excel Family Partners LLLP 10% Owner | 3 | Warrant (right to buy) Derivative · Direct | Holding | $5.25 exercise price | 2023-09-22 | ||
| 2023-09-22 holding as of filing | Excel Family Partners LLLP 10% Owner | 3 | Warrant (right to buy) Derivative · Direct | Holding | $4.33 exercise price | 2023-09-22 | ||
| 2023-09-12 | Cassidy Bruce A. Sr. Director, 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209,398 209,398 owned after | $4.33 exercise price | 2023-12-22 | |
| 2023-09-12 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209,398 209,398 owned after | $4.33 exercise price | 2023-09-14 | |
| 2023-05-10 | Cassidy Bruce A. Sr. Director, 10% Owner | 4/A | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | J Other acquisition or disposition (describe transaction) | +0 0 owned after | $4.33 exercise price | 2023-09-14 | |
| 2023-05-10 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | J Other acquisition or disposition (describe transaction) | +244,804 244,804 owned after | $4.33 exercise price | 2023-05-12 | |
| 2023-03-28 holding as of filing | Dreamcatcher LLC 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2023-03-28 | ||
| 2023-03-28 holding as of filing | Running Wind LLC 10% Owner | 3 | Warrants Derivative · Direct | Holding | no price filed | 2023-03-28 | ||
| 2023-01-27 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | G Bona fide gift | −35,000 65,096 owned after | $5.25 exercise price | 2023-01-31 | |
| 2023-01-27 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | G Bona fide gift | −100,000 316,666 owned after | $2.25 exercise price | 2023-01-31 | |
| 2022-09-12 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | G Bona fide gift | −300,288 0 owned after | $1.75 exercise price | 2022-09-14 | |
| 2022-09-12 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | G Bona fide gift | −184,712 0 owned after | $1.75 exercise price | 2022-09-14 | |
| 2022-09-12 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | G Bona fide gift | −1,250,000 416,667 owned after | $0.75 exercise price | 2022-09-14 | |
| 2022-09-12 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | G Bona fide gift | +300,288 300,288 owned after | $1.75 exercise price | 2022-09-14 | |
| 2022-09-12 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | G Bona fide gift | +184,712 184,712 owned after | $1.75 exercise price | 2022-09-14 | |
| 2022-09-12 | Penz Denise M. Director | 4 | Warrant (right to buy) Derivative · Direct | G Bona fide gift | +1,250,000 1,250,000 owned after | $0.75 exercise price | 2022-09-14 | |
| 2022-08-12 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | S Open market or private sale of non-derivative or derivative security | −300,288 849,137 owned after | $1.75 exercise price | 2022-08-16 | |
| 2022-08-12 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | P Open market or private purchase of non-derivative or derivative security | +300,288 300,288 owned after | $1.75 exercise price | 2022-08-16 | |
| 2022-08-12 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | G Bona fide gift | −390,000 184,712 owned after | $1.75 exercise price | 2022-08-16 | |
| 2022-08-12 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | G Bona fide gift | −1,000,000 1,666,667 owned after | $0.75 exercise price | 2022-08-16 | |
| 2022-07-29 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Eagle Investment Group, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +574,712 574,712 owned after | $1.75 exercise price | 2022-08-02 | |
| 2022-04-25 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Excel Family Partners LLLP | J Other acquisition or disposition (describe transaction) | +1,149,425 1,149,425 owned after | $1.75 exercise price | 2022-04-27 | |
| 2022-02-24 | Bruce A. Cassidy 2013 Irrevocable Trust 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +68,182 68,182 owned after | $2.75 exercise price | 2022-02-28 | |
| 2022-02-24 | Bruce A. Cassidy 2013 Irrevocable Trust 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | −68,182 68,182 owned after | $2.75 exercise price | 2022-02-28 | |
| 2022-02-24 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Bruce A. Cassidy 2013 Irrevocable Trust dated June 18, 2013 | J Other acquisition or disposition (describe transaction) | +68,182 68,182 owned after | $2.75 exercise price | 2022-02-28 | |
| 2022-02-24 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Bruce A. Cassidy 2013 Irrevocable Trust dated June 18, 2013 | J Other acquisition or disposition (describe transaction) | −68,182 68,182 owned after | $2.75 exercise price | 2022-02-28 | |
| 2022-02-24 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Eagle Investment Group, LLC | J Other acquisition or disposition (describe transaction) | +2,666,667 2,666,667 owned after | $0.75 exercise price | 2022-02-28 | |
| 2022-02-24 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Eagle Investment Group, LLC | J Other acquisition or disposition (describe transaction) | −2,666,667 2,666,667 owned after | $0.75 exercise price | 2022-02-28 | |
| 2022-02-24 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | J Other acquisition or disposition (describe transaction) | +72,727 72,727 owned after | $2.75 exercise price | 2022-02-28 | |
| 2022-02-24 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | J Other acquisition or disposition (describe transaction) | −72,727 72,727 owned after | $2.75 exercise price | 2022-02-28 | |
| 2022-02-24 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | J Other acquisition or disposition (describe transaction) | +36,364 36,364 owned after | $2.75 exercise price | 2022-02-28 | |
| 2022-02-24 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | J Other acquisition or disposition (describe transaction) | −36,364 36,364 owned after | $2.75 exercise price | 2022-02-28 | |
| 2022-02-24 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | J Other acquisition or disposition (describe transaction) | +36,364 36,364 owned after | $2.75 exercise price | 2022-02-28 | |
| 2022-02-24 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | J Other acquisition or disposition (describe transaction) | −36,364 36,364 owned after | $2.75 exercise price | 2022-02-28 | |
| 2021-09-30 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | $2.75 exercise price | 2021-10-15 | ||
| 2021-06-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | $2.75 exercise price | 2021-10-15 | ||
| 2021-05-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | $2.75 exercise price | 2021-10-15 | ||
| 2021-04-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4/A | Warrant Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | $2.75 exercise price | 2022-02-28 | ||
| 2020-12-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Bruce A. Cassidy 2013 Irrevocable Trust dated June 18, 2013 | P Open market or private purchase of non-derivative or derivative security | +36,364 36,364 owned after | $2.75 exercise price | 2021-10-15 | |
| 2020-12-01 | Bruce A. Cassidy 2013 Irrevocable Trust 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $2.75 exercise price | 2021-10-15 | ||
| 2020-03-11 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | Warrant Derivative · Indirect · By Eagle Investment Group, LLC | J Other acquisition or disposition (describe transaction) | +2,666,667 2,666,667 owned after | $0.75 exercise price | 2021-10-15 |