LOOP MEDIA, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-03-28: Reporting owner Dreamcatcher LLC; Form 3; Security Convertible Note; Transaction Holding.
- 2023-03-28: Reporting owner Running Wind LLC; Form 3; Security Convertible Note; Transaction Holding.
- 2022-09-26: Reporting owner Cassidy Bruce A. Sr.; Form 4/A; Security 4% Convertible Note; Transaction C Conversion of derivative security.
- 2022-09-26: Reporting owner Cassidy Bruce A. Sr.; Form 4/A; Security 4% Convertible Note; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-03-28 holding as of filing | Dreamcatcher LLC 10% Owner | 3 | Convertible Note Derivative · Direct | Holding | no price filed | 2023-03-28 | ||
| 2023-03-28 holding as of filing | Running Wind LLC 10% Owner | 3 | Convertible Note Derivative · Direct | Holding | no price filed | 2023-03-28 | ||
| 2022-09-26 | Cassidy Bruce A. Sr. Director, 10% Owner | 4/A | 4% Convertible Note Derivative · Indirect · By Excel Family Partners LLP | C Conversion of derivative security | 0 owned after | $0.00 | 2023-09-22 | |
| 2022-09-26 | Cassidy Bruce A. Sr. Director, 10% Owner | 4/A | 4% Convertible Note Derivative · Indirect · By Excel Family Partners LLP | C Conversion of derivative security | 0 owned after | $0.00 | 2023-09-22 | |
| 2022-09-26 | Cassidy Bruce A. Sr. Director, 10% Owner | 4/A | 4% Convertible Note Derivative · Indirect · By Excel Family Partners LLP | C Conversion of derivative security | 0 owned after | $0.00 | 2023-09-22 | |
| 2022-09-26 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | 4% Convertible Note Derivative · Indirect · By Excel Family Partners LLP | C Conversion of derivative security | 0 owned after | $0.00 | 2022-09-28 | |
| 2022-09-26 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | 4% Convertible Note Derivative · Indirect · By Excel Family Partners LLP | C Conversion of derivative security | 0 owned after | $0.00 | 2022-09-28 | |
| 2022-09-26 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | 4% Convertible Note Derivative · Indirect · By Excel Family Partners LLP | C Conversion of derivative security | 0 owned after | $0.00 | 2022-09-28 | |
| 2022-09-26 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | 4% Convertible Note Derivative · Indirect · By Bruce A. Cassidy 2013 Irrevocable Trust dated June 18, 2013 | C Conversion of derivative security | 0 owned after | $0.00 | 2022-09-28 | |
| 2022-05-09 | Running Wind LLC 10% Owner | 5 | Convertible Note Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −1 0 owned after | no price filed | 2023-03-28 | |
| 2022-05-09 | Dreamcatcher LLC 10% Owner | 5 | Convertible Note Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −1 0 owned after | no price filed | 2023-03-28 | |
| 2021-06-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | 4% Convertible Note Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | no price filed | 2021-10-15 | ||
| 2021-05-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | 4% Convertible Note Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | no price filed | 2021-10-15 | ||
| 2021-04-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4/A | 4% Convertible Note Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | +72,727 72,727 owned after | no price filed | 2022-02-28 | |
| 2021-04-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | 4% Convertible Note Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | +36,364 36,364 owned after | no price filed | 2021-10-15 | |
| 2021-04-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | 4% Convertible Note Derivative · Indirect · By Excel Family Partners LLLP | P Open market or private purchase of non-derivative or derivative security | +320,000 320,000 owned after | no price filed | 2021-10-15 | |
| 2020-12-01 | Cassidy Bruce A. Sr. Director, 10% Owner | 4 | 4% Convertible Note Derivative · Indirect · By Bruce A. Cassidy 2013 Irrevocable Trust dated June 18, 2013 | P Open market or private purchase of non-derivative or derivative security | +68,182 68,182 owned after | no price filed | 2021-10-15 | |
| 2020-12-01 | Bruce A. Cassidy 2013 Irrevocable Trust 10% Owner | 4 | 4% Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +68,182 68,182 owned after | no price filed | 2021-10-15 | |
| 2020-10-23 | Running Wind LLC 10% Owner | 5 | Convertible Note Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −1 0 owned after | $0.00 | 2023-03-28 | |
| 2020-10-23 | Running Wind LLC 10% Owner | 5 | Convertible Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $0.00 | 2023-03-28 | |
| 2020-10-23 | Dreamcatcher LLC 10% Owner | 5 | Convertible Note Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −1 0 owned after | $0.00 | 2023-03-28 | |
| 2020-10-23 | Dreamcatcher LLC 10% Owner | 5 | Convertible Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $0.00 | 2023-03-28 |