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LIBERTY GLOBAL, INC. Forms 3, 4 and 5: Stock Options

LIBERTY GLOBAL, INC. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 599 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2011-10-06: Reporting owner RAPLEY DAVID E; Form 4; Security Call option (obligation to sell); Transaction S Open market or private sale of non-derivative or derivative security.
  • 2011-01-20: Reporting owner PHOEBE SNOW FOUNDATION; Form 4; Security Call Option ( right to buy ); Transaction S Open market or private sale of non-derivative or derivative security.
  • 2010-07-14: Reporting owner PHOEBE SNOW FOUNDATION; Form 4; Security Call Option ( right to buy ); Transaction S Open market or private sale of non-derivative or derivative security.
  • 2010-07-14: Reporting owner PHOEBE SNOW FOUNDATION; Form 4; Security Call Option ( right to buy ); Transaction S Open market or private sale of non-derivative or derivative security.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2011-10-06RAPLEY DAVID E
Director
4Call option (obligation to sell)
Derivative · Direct
S Open market or private sale of non-derivative or derivative security−103
103 owned after
$1.502011-10-26
2011-01-20PHOEBE SNOW FOUNDATION
Other (See Footnote 1)
4Call Option ( right to buy )
Derivative · Direct
S Open market or private sale of non-derivative or derivative security−2,300
2,300 owned after
$12.172011-01-24
2010-07-14PHOEBE SNOW FOUNDATION
Other (See Footnote 1)
4Call Option ( right to buy )
Derivative · Direct
S Open market or private sale of non-derivative or derivative security−910
910 owned after
$8.052010-07-16
2010-07-14PHOEBE SNOW FOUNDATION
Other (See Footnote 1)
4Call Option ( right to buy )
Derivative · Direct
S Open market or private sale of non-derivative or derivative security−1,390
1,390 owned after
$5.512010-07-16