LIBERTY GLOBAL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 599 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-10-06: Reporting owner RAPLEY DAVID E; Form 4; Security Put Option (right to sell); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-01-20: Reporting owner PHOEBE SNOW FOUNDATION; Form 4; Security Call Option ( right to buy ); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-07-14: Reporting owner PHOEBE SNOW FOUNDATION; Form 4; Security Call Option ( right to buy ); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-07-14: Reporting owner PHOEBE SNOW FOUNDATION; Form 4; Security Call Option ( right to buy ); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-10-06 | RAPLEY DAVID E Director | 4 | Put Option (right to sell) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +103 103 owned after | $1.50 | 2011-10-26 | |
| 2011-01-20 | PHOEBE SNOW FOUNDATION Other (See Footnote 1) | 4 | Call Option ( right to buy ) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,600 4,600 owned after | $5.93 | 2011-01-24 | |
| 2010-07-14 | PHOEBE SNOW FOUNDATION Other (See Footnote 1) | 4 | Call Option ( right to buy ) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +910 910 owned after | $4.85 | 2010-07-16 | |
| 2010-07-14 | PHOEBE SNOW FOUNDATION Other (See Footnote 1) | 4 | Call Option ( right to buy ) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,390 1,390 owned after | $4.81 | 2010-07-16 | |
| 2009-12-02 | PHOEBE SNOW FOUNDATION Other (See Footnote 1) | 4 | Call Option ( right to buy ) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +910 910 owned after | $2.75 | 2009-12-04 | |
| 2009-12-02 | PHOEBE SNOW FOUNDATION Other (See Footnote 1) | 4 | Call Option ( right to buy ) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,390 1,390 owned after | $1.80 | 2009-12-04 |