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LIBERTY GLOBAL, INC. Forms 3, 4 and 5: Other

LIBERTY GLOBAL, INC. Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2013-06-07: Reporting owner Nair Balan; Form 4; Security Stock Appreciation Rights A; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2013-06-07: Reporting owner Nair Balan; Form 4; Security Stock Appreciation Rights A; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2013-06-07: Reporting owner Nair Balan; Form 4; Security Stock Appreciation Rights A; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2013-06-07: Reporting owner Nair Balan; Form 4; Security Stock Appreciation Rights A; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2013-06-07Nair Balan
Officer (EVP & CTO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−25,488
0 owned after
$27.48
exercise price
2013-06-07
2013-06-07Nair Balan
Officer (EVP & CTO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,128
0 owned after
$46.50
exercise price
2013-06-07
2013-06-07Nair Balan
Officer (EVP & CTO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−38,000
0 owned after
$49.99
exercise price
2013-06-07
2013-06-07Nair Balan
Officer (EVP & CTO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−35,808
0 owned after
$74.08
exercise price
2013-06-07
2013-06-07Nair Balan
Officer (EVP & CTO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−25,488
0 owned after
$27.08
exercise price
2013-06-07
2013-06-07Nair Balan
Officer (EVP & CTO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,128
0 owned after
$44.39
exercise price
2013-06-07
2013-06-07Nair Balan
Officer (EVP & CTO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−38,000
0 owned after
$48.20
exercise price
2013-06-07
2013-06-07Nair Balan
Officer (EVP & CTO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−35,808
0 owned after
$68.82
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,954
0 owned after
$14.73
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,750
0 owned after
$16.70
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−18,578
0 owned after
$27.48
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,128
0 owned after
$46.50
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−38,000
0 owned after
$49.99
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−35,808
0 owned after
$74.08
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,954
0 owned after
$14.50
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,750
0 owned after
$16.55
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−18,578
0 owned after
$27.08
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,128
0 owned after
$44.39
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−38,000
0 owned after
$48.20
exercise price
2013-06-07
2013-06-07Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−35,808
0 owned after
$68.82
exercise price
2013-06-07
2013-06-07HALL BRYAN H
Officer (EVP, Gen Counsel & Secretary)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−21,712
0 owned after
$49.99
exercise price
2013-06-07
2013-06-07HALL BRYAN H
Officer (EVP, Gen Counsel & Secretary)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−43,472
0 owned after
$74.08
exercise price
2013-06-07
2013-06-07HALL BRYAN H
Officer (EVP, Gen Counsel & Secretary)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−21,712
0 owned after
$48.20
exercise price
2013-06-07
2013-06-07HALL BRYAN H
Officer (EVP, Gen Counsel & Secretary)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−43,472
0 owned after
$68.82
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−55,492
0 owned after
$10.90
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−12,930
0 owned after
$12.54
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−135,920
0 owned after
$27.48
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−91,744
0 owned after
$46.50
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−86,864
0 owned after
$49.99
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−81,856
0 owned after
$74.08
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−55,492
0 owned after
$10.31
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−12,930
0 owned after
$11.87
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−135,920
0 owned after
$27.08
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−91,744
0 owned after
$44.39
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−86,864
0 owned after
$48.20
exercise price
2013-06-07
2013-06-07FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−81,856
0 owned after
$68.82
exercise price
2013-06-07
2013-06-07BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−25,860
0 owned after
$19.64
exercise price
2013-06-07
2013-06-07BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−59,472
0 owned after
$27.48
exercise price
2013-06-07
2013-06-07BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,128
0 owned after
$46.50
exercise price
2013-06-07
2013-06-07BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−38,000
0 owned after
$49.99
exercise price
2013-06-07
2013-06-07BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−35,808
0 owned after
$74.08
exercise price
2013-06-07
2013-06-07BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−25,860
0 owned after
$18.60
exercise price
2013-06-07
2013-06-07BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−59,472
0 owned after
$27.08
exercise price
2013-06-07
2013-06-07BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,128
0 owned after
$44.39
exercise price
2013-06-07
2013-06-07BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−38,000
0 owned after
$48.20
exercise price
2013-06-07
2013-06-07BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−35,808
0 owned after
$68.82
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−59,472
0 owned after
$27.48
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,128
0 owned after
$46.50
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−38,000
0 owned after
$49.99
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−35,808
0 owned after
$74.08
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Indirect · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−16,992
0 owned after
$27.48
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Indirect · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−11,472
0 owned after
$46.50
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Indirect · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,864
0 owned after
$49.99
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−59,472
0 owned after
$27.08
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−40,128
0 owned after
$44.39
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−38,000
0 owned after
$48.20
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−35,808
0 owned after
$68.82
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Indirect · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−16,992
0 owned after
$27.08
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Indirect · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−11,472
0 owned after
$44.39
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Indirect · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,864
0 owned after
$48.20
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Indirect · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,224
0 owned after
$74.08
exercise price
2013-06-07
2013-06-07DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Indirect · (m)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,224
0 owned after
$68.82
exercise price
2013-06-07
2013-05-02BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−21,250
0 owned after
$20.48
exercise price
2013-05-03
2013-05-02BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−21,250
0 owned after
$19.92
exercise price
2013-05-03
2013-05-01DVORAK BERNARD G
Officer (EVP & Co-CFO)
4/AStock Appreciation Rights A
Derivative · Indirect · By Spouse
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,224
10,224 owned after
$74.08
exercise price
2013-06-07
2013-05-01DVORAK BERNARD G
Officer (EVP & Co-CFO)
4/AStock Appreciation Rights C
Derivative · Indirect · By Spouse
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,224
10,224 owned after
$68.82
exercise price
2013-06-07
2013-05-01Nair Balan
Officer (EVP & CTO)
4Stock Appreciation Rights A
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+35,808
35,808 owned after
$74.08
exercise price
2013-05-03
2013-05-01Nair Balan
Officer (EVP & CTO)
4Stock Appreciation Rights C
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+35,808
35,808 owned after
$68.82
exercise price
2013-05-03
2013-05-01Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights A
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+35,808
35,808 owned after
$74.08
exercise price
2013-05-03
2013-05-01Karsten Diederik
Officer (EVP, European BB Ops)
4Stock Appreciation Rights C
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+35,808
35,808 owned after
$68.82
exercise price
2013-05-03
2013-05-01HALL BRYAN H
Officer (EVP, Gen Counsel & Secretary)
4Stock Appreciation Rights A
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+43,472
43,472 owned after
$74.08
exercise price
2013-05-03
2013-05-01HALL BRYAN H
Officer (EVP, Gen Counsel & Secretary)
4Stock Appreciation Rights C
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+43,472
43,472 owned after
$68.82
exercise price
2013-05-03
2013-05-01FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights A
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+81,856
81,856 owned after
$74.08
exercise price
2013-05-03
2013-05-01FRIES MICHAEL T
Director, Officer (President & CEO)
4Stock Appreciation Rights C
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+81,856
81,856 owned after
$68.82
exercise price
2013-05-03
2013-05-01DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+35,808
35,808 owned after
$74.08
exercise price
2013-05-03
2013-05-01DVORAK BERNARD G
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+35,808
35,808 owned after
$68.82
exercise price
2013-05-03
2013-05-01BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights A
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+35,808
35,808 owned after
$74.08
exercise price
2013-05-03
2013-05-01BRACKEN CHARLES H R
Officer (EVP & Co-CFO)
4Stock Appreciation Rights C
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+35,808
35,808 owned after
$68.82
exercise price
2013-05-03