LEAF GROUP LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-29: Reporting owner GUBER PETER; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-29: Reporting owner Quandt R James; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-29: Reporting owner James G Joshua; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-25: Reporting owner Polesetsky P Matthew; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-29 | GUBER PETER Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 52,500 owned after | $13.86 exercise price | 2011-07-01 | |
| 2011-06-29 | Quandt R James Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 52,500 owned after | $13.86 exercise price | 2011-07-01 | |
| 2011-06-29 | James G Joshua Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 52,500 owned after | $13.86 exercise price | 2011-07-01 | |
| 2011-05-25 | Polesetsky P Matthew Officer (EVP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,563 0 owned after | $2.00 exercise price | 2011-05-26 | |
| 2011-04-29 holding as of filing | Naidu Taryn Jogi Officer (EVP, Registrar Services) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2011-04-29 | ||
| 2011-04-29 holding as of filing | Naidu Taryn Jogi Officer (EVP, Registrar Services) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2011-04-29 | ||
| 2011-04-29 holding as of filing | Naidu Taryn Jogi Officer (EVP, Registrar Services) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.88 exercise price | 2011-04-29 | ||
| 2011-04-29 holding as of filing | Naidu Taryn Jogi Officer (EVP, Registrar Services) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.62 exercise price | 2011-04-29 | ||
| 2011-04-29 holding as of filing | Naidu Taryn Jogi Officer (EVP, Registrar Services) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2011-04-29 | ||
| 2011-04-29 holding as of filing | Naidu Taryn Jogi Officer (EVP, Registrar Services) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.70 exercise price | 2011-04-29 | ||
| 2011-04-29 holding as of filing | Naidu Taryn Jogi Officer (EVP, Registrar Services) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2011-04-29 | ||
| 2011-02-16 | Polesetsky P Matthew Officer (Executive VP & General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 11,562 owned after | $2.00 exercise price | 2011-02-18 | |
| 2011-01-31 | Panos E David Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,675 148,825 owned after | $4.40 exercise price | 2011-02-02 | |
| 2011-01-27 holding as of filing | Quandt R James Director | 3/A | Stock Option (right to buy) Derivative · Direct | Holding | $5.90 exercise price | 2011-01-27 | ||
| 2011-01-27 holding as of filing | Quandt R James Director | 3/A | Stock Option (right to buy) Derivative · Direct | Holding | $7.70 exercise price | 2011-01-27 | ||
| 2011-01-25 holding as of filing | GUBER PETER Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.70 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Colo J Shawn Officer (Executive VP and Head of M&A) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Colo J Shawn Officer (Executive VP and Head of M&A) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $9.50 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Colo J Shawn Officer (Executive VP and Head of M&A) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | James G Joshua Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.70 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Panos E David Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.40 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Panos E David Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Panos E David Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.70 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Panos E David Officer (Chief Marketing Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Quandt R James Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.90 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Quandt R James Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.70 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | BENNETT ROBERT R Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $16.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Blend L Michael Officer (EVP, Registrar Services) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.70 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Blend L Michael Officer (EVP, Registrar Services) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Blend L Michael Officer (EVP, Registrar Services) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $9.50 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Bradford K Joanne Officer (Chief Revenue Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.70 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Bradford K Joanne Officer (Chief Revenue Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Fitzgibbon D Larry Officer (Executive VP, Media Operations) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.88 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Fitzgibbon D Larry Officer (Executive VP, Media Operations) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.70 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Fitzgibbon D Larry Officer (Executive VP, Media Operations) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Fitzgibbon D Larry Officer (Executive VP, Media Operations) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $9.50 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Fitzgibbon D Larry Officer (Executive VP, Media Operations) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Hilliard S Charles Officer (President & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Hilliard S Charles Officer (President & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Hilliard S Charles Officer (President & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $9.50 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Hilliard S Charles Officer (President & CFO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Polesetsky P Matthew Officer (Executive VP & General Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Polesetsky P Matthew Officer (Executive VP & General Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.12 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Polesetsky P Matthew Officer (Executive VP & General Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Polesetsky P Matthew Officer (Executive VP & General Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.70 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Polesetsky P Matthew Officer (Executive VP & General Counsel) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Rosenblatt M Richard Director, Officer (CEO & Chairman of the Board) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Rosenblatt M Richard Director, Officer (CEO & Chairman of the Board) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Rosenblatt M Richard Director, Officer (CEO & Chairman of the Board) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $9.50 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Rosenblatt M Richard Director, Officer (CEO & Chairman of the Board) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Rosenblatt M Richard Director, Officer (CEO & Chairman of the Board) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $24.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Rosenblatt M Richard Director, Officer (CEO & Chairman of the Board) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $30.00 exercise price | 2011-01-25 | ||
| 2011-01-25 holding as of filing | Rosenblatt M Richard Director, Officer (CEO & Chairman of the Board) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $36.00 exercise price | 2011-01-25 | ||
| 2011-01-10 | BENNETT ROBERT R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $16.00 exercise price | 2011-02-02 |