Lattice INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-04-20: Reporting owner Wurwarg Robert D.; Form 3/A; Security Restricted Common Stock; Transaction Holding.
- 2015-04-20: Reporting owner Stewart Richard B Jr; Form 3/A; Security Restricted Common Stock; Transaction Holding.
- 2015-01-02: Reporting owner Stewart Richard B Jr; Form 3/A; Security Restricted Common Stock; Transaction Holding.
- 2015-01-02: Reporting owner Wurwarg Robert D.; Form 3; Security Restricted Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-04-20 holding as of filing | Wurwarg Robert D. Director | 3/A | Restricted Common Stock Non-derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2015-04-20 | |
| 2015-04-20 holding as of filing | Stewart Richard B Jr Director | 3/A | Restricted Common Stock Non-derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2015-04-20 | |
| 2015-01-02 holding as of filing | Stewart Richard B Jr Director | 3/A | Restricted Common Stock Non-derivative · Indirect · Held by affiliate Blairsden Resources LLC | Holding | 1,000,000 owned after | no price filed | 2015-01-02 | |
| 2015-01-02 holding as of filing | Wurwarg Robert D. Director | 3 | Restricted Common Stock Non-derivative · Indirect · Held by affiliate Blairsden Resources, Inc. | Holding | 1,000,000 owned after | no price filed | 2015-01-02 | |
| 2015-01-02 holding as of filing | Stewart Richard B Jr Director | 3 | Restricted Common Stock Non-derivative · Indirect · Held by affiliate Roxen Advisors LLC | Holding | 1,000,000 owned after | no price filed | 2015-01-02 | |
| 2011-08-19 holding as of filing | Galbraith Robert E Director | 4 | Restricted Common Stock, par value $0.001 Non-derivative · Direct · (m) | Holding | 500,000 owned after | no price filed | 2011-08-19 | |
| 2011-06-20 holding as of filing | Alexander Ralph Officer (CEO of Lattice Govt. Ser., Inc) | 3 | Restricted Common Stock Non-derivative · Direct | Holding | 2,500,000 owned after | no price filed | 2011-06-20 | |
| 2011-05-27 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Restricted Common Stock, par value $0.001 Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 3,391,667 owned after | $0.11 | 2011-06-15 | |
| 2011-03-31 | Galbraith Robert E Director | 4 | Restricted Common Stock, par value $0.001 Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 500,000 owned after | $0.11 | 2011-04-01 | |
| 2011-03-28 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Restricted Common Stock, par value $0.001 Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 3,366,667 owned after | $0.11 | 2011-05-02 |