Lattice INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-06-28: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-05-23; Total offering amount $217,200.
- 2016-06-28: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-04-22; Total offering amount $382,800.
- 2015-11-17: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-11-02; Total offering amount Indefinite.
- 2014-04-08: Federal exemption Rule 505; Rule 506(c); Securities Act Section 4(a)(5); Types of securities offered Equity; Date of first sale 2014-03-07; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-06-28 | Rule 506(b) | Equity | 2016-05-23 | $217,200 | $217,200 | $0 | 7 |
| 2016-06-28 | Rule 506(b) | Equity | 2016-04-22 | $382,800 | $382,800 | $0 | 15 |
| 2015-11-17 | Rule 506(b) | Equity | 2015-11-02 | Indefinite | $416,620 | Indefinite | 15 |
| 2014-04-08 | Rule 505; Rule 506(c); Securities Act Section 4(a)(5) | Equity | 2014-03-07 | Indefinite | $1,063,000 | Indefinite | 21 |
| 2011-05-05 | Rule 505; Rule 506 | Equity | 2011-03-28 | $509,600 | $435,100 | $74,500 | 11 |
| 2011-05-05 | Rule 505; Rule 506 | Equity | 2011-02-14 | $1,200,000 | $1,200,000 | $0 | 1 |