Lattice INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows, 45 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-10: Reporting owner Boyd John; Form 4; Security Option to Purchase Common Stock; Transaction Holding.
- 2015-07-10: Reporting owner Boyd John; Form 4; Security Option to Purchase Common Stock; Transaction Holding.
- 2015-07-10: Reporting owner Rosenker Mark V; Form 4; Security Option to Purchase Common Stock; Transaction Holding.
- 2015-07-10: Reporting owner Rosenker Mark V; Form 4; Security Option to Purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-10 holding as of filing | Boyd John Director | 4 | Option to Purchase Common Stock Derivative · Direct | Holding | 240,000 owned after | $0.12 exercise price | 2015-07-10 | |
| 2015-07-10 holding as of filing | Boyd John Director | 4 | Option to Purchase Common Stock Derivative · Direct | Holding | 150,000 owned after | $0.12 exercise price | 2015-07-10 | |
| 2015-07-10 holding as of filing | Rosenker Mark V Director | 4 | Option to Purchase Common Stock Derivative · Direct | Holding | 240,000 owned after | $0.12 exercise price | 2015-07-10 | |
| 2015-07-10 holding as of filing | Rosenker Mark V Director | 4 | Option to Purchase Common Stock Derivative · Direct | Holding | 150,000 owned after | $0.12 exercise price | 2015-07-10 | |
| 2015-06-22 holding as of filing | NOTO JOSEPH Officer (Chief Financial Officer) | 5 | Option to Purchase Common Stock Derivative · Direct | Holding | 200,000 owned after | $0.08 exercise price | 2015-06-22 | |
| 2015-06-22 holding as of filing | BURGESS PAUL Director, Officer (President and CEO) | 5 | Option to Purchase Common Stock Derivative · Direct | Holding | 600,000 owned after | $0.08 exercise price | 2015-06-22 | |
| 2015-06-22 holding as of filing | BURGESS PAUL Director, Officer (President and CEO) | 5 | Option to Purchase Common Stock Derivative · Direct | Holding | 2,800,000 owned after | $0.08 exercise price | 2015-06-22 | |
| 2015-06-18 | Boyd John Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.04 exercise price | 2015-07-10 | |
| 2015-06-18 | Boyd John Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.04 exercise price | 2015-07-10 | |
| 2015-06-18 | Rosenker Mark V Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.04 exercise price | 2015-07-10 | |
| 2015-06-18 | Rosenker Mark V Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.04 exercise price | 2015-07-10 | |
| 2015-06-18 | Wurwarg Robert D. Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.04 exercise price | 2015-06-22 | |
| 2015-06-18 | Stewart Richard B Jr Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.04 exercise price | 2015-06-22 | |
| 2013-12-12 | Boyd John Director | 5 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $0.12 exercise price | 2015-07-10 | |
| 2013-12-12 | Boyd John Director | 5 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.12 exercise price | 2015-07-10 | |
| 2013-12-12 | Rosenker Mark V Director | 5 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $0.12 exercise price | 2015-07-10 | |
| 2013-12-12 | Rosenker Mark V Director | 5 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.12 exercise price | 2015-07-10 | |
| 2013-12-12 | NOTO JOSEPH Officer (Chief Financial Officer) | 5 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,400,000 1,400,000 owned after | $0.08 exercise price | 2015-06-22 | |
| 2013-12-12 | BURGESS PAUL Director, Officer (President and CEO) | 5 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800,000 2,800,000 owned after | $0.08 exercise price | 2015-06-22 | |
| 2008-05-15 | NOTO JOSEPH Officer (Chief Financial Officer) | 5 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,400,000 1,400,000 owned after | $0.08 exercise price | 2015-06-22 | |
| 2008-05-15 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −0 3,800,000 owned after | $0.08 | 2011-06-15 | |
| 2008-05-15 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −0 3,800,000 owned after | $0.08 | 2011-05-02 | |
| 2008-04-02 holding as of filing | BURGESS PAUL Director, Officer (President, CEO and Director) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $0.30 exercise price | 2008-04-02 | ||
| 2008-04-02 holding as of filing | BURGESS PAUL Director, Officer (President, CEO and Director) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $0.50 exercise price | 2008-04-02 | ||
| 2008-04-02 holding as of filing | BURGESS PAUL Director, Officer (President, CEO and Director) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $1.00 exercise price | 2008-04-02 | ||
| 2008-04-02 holding as of filing | BURGESS PAUL Director, Officer (President, CEO and Director) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $1.00 exercise price | 2008-04-02 | ||
| 2008-03-26 holding as of filing | NOTO JOSEPH Officer (CFO and Secretary) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $1.00 exercise price | 2008-03-26 | ||
| 2008-03-26 holding as of filing | NOTO JOSEPH Officer (CFO and Secretary) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $1.00 exercise price | 2008-03-26 | ||
| 2008-03-26 holding as of filing | NOTO JOSEPH Officer (CFO and Secretary) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $1.00 exercise price | 2008-03-26 | ||
| 2006-09-29 holding as of filing | RICCIARDI MICHAEL A Officer (Chief Operating Officer), 10% Owner | 3 | Option (right to buy) Derivative · Direct · (m) | Holding | $0.06 exercise price | 2006-09-29 | ||
| 2005-07-01 | NOTO JOSEPH Officer (CFO and Secretary) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +66,667 66,667 owned after | $1.00 | 2008-04-10 | |
| 2005-07-01 | NOTO JOSEPH Officer (CFO and Secretary) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +66,667 66,667 owned after | $1.00 | 2008-04-10 | |
| 2005-07-01 | NOTO JOSEPH Officer (CFO and Secretary) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +66,666 66,666 owned after | $1.00 | 2008-04-10 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −0 1,000,000 owned after | $0.08 | 2011-06-15 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −0 800,000 owned after | $0.08 | 2011-06-15 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −0 600,000 owned after | $0.08 | 2011-06-15 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −0 400,000 owned after | $0.08 | 2011-06-15 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −0 1,000,000 owned after | $0.08 | 2011-05-02 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −0 800,000 owned after | $0.08 | 2011-05-02 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −0 600,000 owned after | $0.08 | 2011-05-02 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −0 400,000 owned after | $0.08 | 2011-05-02 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO, and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $0.30 | 2008-04-10 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO, and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $0.50 | 2008-04-10 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO, and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $1.00 | 2008-04-10 | |
| 2005-02-14 | BURGESS PAUL Director, Officer (President, CEO, and Director) | 4 | Options to purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +400,000 400,000 owned after | $1.00 | 2008-04-10 |