Kraton Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-09-21: Reporting owner Fogarty Kevin Michael; Form 4; Security Employee Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-20: Reporting owner Fogarty Kevin Michael; Form 4; Security Employee Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-20: Reporting owner Tremblay Stephen E.; Form 4; Security Employee Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-08-28: Reporting owner Tremblay Stephen E.; Form 4; Security Employee Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-09-21 | Fogarty Kevin Michael Director, Officer (President and CEO) | 4 | Employee Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +27,748 39,496 owned after | $14.46 exercise price | 2018-09-24 | |
| 2018-09-20 | Fogarty Kevin Michael Director, Officer (President and CEO) | 4 | Employee Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +18,856 67,244 owned after | $14.46 exercise price | 2018-09-24 | |
| 2018-09-20 | Tremblay Stephen E. Officer (Executive Vice President & CFO) | 4 | Employee Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,085 0 owned after | $37.11 exercise price | 2018-09-21 | |
| 2018-08-28 | Tremblay Stephen E. Officer (Executive Vice President & CFO) | 4 | Employee Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,174 13,085 owned after | $37.11 exercise price | 2018-08-30 | |
| 2018-05-30 | Fogarty Kevin Michael Director, Officer (President and CEO) | 4 | Employee Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,709 86,100 owned after | $14.46 exercise price | 2018-06-01 | |
| 2018-01-02 | Fogarty Kevin Michael Director, Officer (President and CEO) | 4 | Employee Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,768 88,809 owned after | $14.46 exercise price | 2018-01-03 |