Kraton Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-06: Reporting owner SMITH DAN F; Form 4; Security Employee Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-16: Reporting owner Simmons James Leo; Form 4; Security Employee Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-15: Reporting owner DEMETRIOU STEVEN J.; Form 4; Security Employee Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-11: Reporting owner Conley Melinda Scissors; Form 4; Security Employee Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-06 | SMITH DAN F Director | 4 | Employee Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,801 0 owned after | $13.51 exercise price | 2016-09-07 | |
| 2016-08-16 | Simmons James Leo Officer (VP,General Counsel & Secretary) | 4 | Employee Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $31.87 | 2016-08-17 | |
| 2016-08-15 | DEMETRIOU STEVEN J. Director | 4 | Employee Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,850 0 owned after | $13.51 exercise price | 2016-08-16 | |
| 2016-08-11 | Conley Melinda Scissors Officer (VP & Chief HR Officer) | 4 | Employee Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,002 0 owned after | $24.14 exercise price | 2016-08-12 |