Kraton Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-17: Reporting owner Simmons James Leo; Form 3; Security Employee Options (Right to Buy); Transaction Holding.
- 2014-12-17: Reporting owner Simmons James Leo; Form 3; Security Employee Options (Right to Buy); Transaction Holding.
- 2014-12-17: Reporting owner Simmons James Leo; Form 3; Security Employee Options (Right to Buy); Transaction Holding.
- 2014-03-03: Reporting owner Tremblay Stephen E.; Form 4; Security Employee Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-17 holding as of filing | Simmons James Leo Officer (VP,General Counsel & Secretary) | 3 | Employee Options (Right to Buy) Derivative · Direct | Holding | $13.90 exercise price | 2014-12-17 | ||
| 2014-12-17 holding as of filing | Simmons James Leo Officer (VP,General Counsel & Secretary) | 3 | Employee Options (Right to Buy) Derivative · Direct | Holding | $37.11 exercise price | 2014-12-17 | ||
| 2014-12-17 holding as of filing | Simmons James Leo Officer (VP,General Counsel & Secretary) | 3 | Employee Options (Right to Buy) Derivative · Direct | Holding | $28.42 exercise price | 2014-12-17 | ||
| 2014-03-03 | Tremblay Stephen E. Officer (CFO and Vice President) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,591 21,591 owned after | $27.98 exercise price | 2014-03-05 | |
| 2014-03-03 | Lee G Scott Officer (Vice President of Operations) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,416 9,416 owned after | $27.98 exercise price | 2014-03-05 | |
| 2014-03-03 | Jung Holger R. Officer (VP of Sales and Marketing) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,234 16,234 owned after | $27.98 exercise price | 2014-03-05 | |
| 2014-03-03 | Freund Lothar Officer (VP, Technology) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,854 14,854 owned after | $27.98 exercise price | 2014-03-05 | |
| 2014-03-03 | Fogarty Kevin Michael Director, Officer (President and CEO) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,052 73,052 owned after | $27.98 exercise price | 2014-03-05 | |
| 2014-03-03 | Conley Melinda Scissors Officer (VP - Human Resources) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,117 8,117 owned after | $27.98 exercise price | 2014-03-05 | |
| 2014-03-03 | Duffy Stephen W. Officer (General Counsel, VP & Sec) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,117 8,117 owned after | $27.98 exercise price | 2014-03-05 | |
| 2014-03-03 | Burke Damian Officer (VP - Corporate Development) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,737 6,737 owned after | $27.98 exercise price | 2014-03-05 |