Kraton Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-03-04: Reporting owner Tremblay Stephen E.; Form 4/A; Security Employee Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-03-04: Reporting owner Freund Lothar; Form 4/A; Security Employee Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-03-04: Reporting owner Burke Damian; Form 4; Security Employee Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-03-04: Reporting owner Duffy Stephen W.; Form 4; Security Employee Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-03-04 | Tremblay Stephen E. Officer (CFO and Vice President) | 4/A | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,646 14,646 owned after | $23.84 exercise price | 2013-04-15 | |
| 2013-03-04 | Freund Lothar Officer (VP, Technology) | 4/A | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,519 9,519 owned after | $23.84 exercise price | 2013-04-15 | |
| 2013-03-04 | Burke Damian Officer (VP - Corporate Development) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,753 6,753 owned after | $23.84 exercise price | 2013-03-06 | |
| 2013-03-04 | Duffy Stephen W. Officer (General Counsel, VP & Sec) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,136 8,136 owned after | $23.84 exercise price | 2013-03-06 | |
| 2013-03-04 | Conley Melinda Scissors Officer (VP - Human Resources) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,136 8,136 owned after | $23.84 exercise price | 2013-03-06 | |
| 2013-03-04 | Lee G Scott Officer (Vice President of Operations) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,519 9,519 owned after | $23.84 exercise price | 2013-03-06 | |
| 2013-03-04 | Fogarty Kevin Michael Director, Officer (President and CEO) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,093 65,093 owned after | $23.84 exercise price | 2013-03-06 | |
| 2013-03-04 | Freund Lothar Officer (VP, Technology) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,519 9,519 owned after | $23.84 exercise price | 2013-03-06 | |
| 2013-03-04 | Jung Holger R. Officer (VP of Sales and Marketing) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,519 9,519 owned after | $23.84 exercise price | 2013-03-06 | |
| 2013-03-04 | Tremblay Stephen E. Officer (CFO and Vice President) | 4 | Employee Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,646 14,646 owned after | $23.84 exercise price | 2013-03-06 |