Knoll, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-03: Reporting owner Pardo Benjamin A; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-03-02: Reporting owner Graves Arthur C; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-16: Reporting owner Graves Arthur C; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-15: Reporting owner Graves Arthur C; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-03 | Pardo Benjamin A Officer (Sr. V.P.-Director of Design) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $10.24 exercise price | 2011-03-04 | |
| 2011-03-02 | Graves Arthur C Officer (Exec.V.P.-Sales & Distribution) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 26,250 owned after | $10.24 exercise price | 2011-03-04 | |
| 2011-02-16 | Graves Arthur C Officer (Exec.V.P.-Sales & Distribution) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,562 0 owned after | $16.34 exercise price | 2011-02-16 | |
| 2011-02-15 | Graves Arthur C Officer (Exec.V.P.-Sales & Distribution) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,800 25,562 owned after | $16.34 exercise price | 2011-02-16 | |
| 2011-02-15 | Schutte David L Officer (Sr.V.P.Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,200 29,072 owned after | $14.52 exercise price | 2011-02-16 | |
| 2011-02-14 | Graves Arthur C Officer (Exec.V.P.-Sales & Distribution) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,800 57,362 owned after | $16.34 exercise price | 2011-02-16 | |
| 2011-02-14 | Schutte David L Officer (Sr.V.P.Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,800 42,272 owned after | $14.52 exercise price | 2011-02-16 | |
| 2011-02-11 | Graves Arthur C Officer (Exec.V.P.-Sales & Distribution) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 69,162 owned after | $16.34 exercise price | 2011-02-14 | |
| 2011-02-11 | Cogan Andrew B Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73,549 0 owned after | $16.34 exercise price | 2011-02-11 | |
| 2011-02-11 | Cogan Andrew B Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 112,500 owned after | $10.24 exercise price | 2011-02-11 | |
| 2011-02-10 | Graves Arthur C Officer (Exec.V.P.-Sales & Distribution) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,020 109,162 owned after | $16.34 exercise price | 2011-02-14 | |
| 2011-02-10 | Cogan Andrew B Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −146,817 73,549 owned after | $16.34 exercise price | 2011-02-11 | |
| 2011-02-04 | McCabe Barry L Officer (Executive V.P. & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,072 50,000 owned after | $16.34 exercise price | 2011-02-07 | |
| 2011-01-18 | Pollner Michael A Officer (V.P.,General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 32,750 owned after | $10.24 exercise price | 2011-01-20 |