Knoll, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-02-13: Reporting owner UTTER LYNN M; Form 4; Security Employee Stock Opton (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-02: Reporting owner Schutte David L; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-02: Reporting owner Cogan Andrew B; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-08-17: Reporting owner Cogan Andrew B; Form 4; Security Foward Sale Contract (obligation to sell); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-02-13 | UTTER LYNN M Officer (President and COO) | 4 | Employee Stock Opton (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $10.24 exercise price | 2015-02-17 | |
| 2010-12-02 | Schutte David L Officer (Sr.V.P.Chief Marketing Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 72,822 owned after | $10.24 exercise price | 2010-12-03 | |
| 2010-12-02 | Cogan Andrew B Director, Officer (Chief Executive Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,666 579,066 owned after | $15.66 exercise price | 2010-12-03 | |
| 2009-08-17 | Cogan Andrew B Director, Officer (Chief Executive Officer) | 4 | Foward Sale Contract (obligation to sell) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −75,000 0 owned after | $0.00 | 2009-08-19 |