Knoll, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-07-19: Reporting owner Pollner Michael A; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-07-19: Reporting owner Pardo Benjamin A; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-07-19: Reporting owner Omoruyi Esohe; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-07-19: Reporting owner KLEIN ROXANNE B; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-07-19 | Pollner Michael A Officer (SVP, CAO, Gen. Counsel & Sec.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,640 0 owned after | no price filed | 2021-07-21 | |
| 2021-07-19 | Pardo Benjamin A Officer (EVP - Director of Design) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,259 0 owned after | no price filed | 2021-07-21 | |
| 2021-07-19 | Omoruyi Esohe Officer (EVP Consumer & Digital Commer.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,067 0 owned after | no price filed | 2021-07-21 | |
| 2021-07-19 | KLEIN ROXANNE B Officer (SVP-Human Resources) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,767 0 owned after | no price filed | 2021-07-21 | |
| 2021-07-19 | Cogan Andrew B Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −234,388 0 owned after | no price filed | 2021-07-21 | |
| 2021-07-19 | Rayfield Charles W Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,661 0 owned after | no price filed | 2021-07-21 | |
| 2021-07-19 | Baldwin Christopher M Officer (COO & Pres., Knoll Workplace) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,841 0 owned after | no price filed | 2021-07-21 | |
| 2021-02-16 | Baldwin Christopher M Officer (COO &President,Knoll Workplace) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,415 20,415 owned after | $0.00 | 2021-02-16 | |
| 2021-02-16 | Omoruyi Esohe M. Officer (EVP,Consumer &Digital Commerce) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,067 7,067 owned after | $0.00 | 2021-02-16 | |
| 2021-02-16 | Rayfield Charles W Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,563 12,563 owned after | $0.00 | 2021-02-16 | |
| 2021-02-16 | Pardo Benjamin A Officer (EVP - Director of Design) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,208 10,208 owned after | $0.00 | 2021-02-16 | |
| 2021-02-16 | Cogan Andrew B Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,362 97,362 owned after | $0.00 | 2021-02-16 | |
| 2021-02-16 | KLEIN ROXANNE B Officer (SVP-Human Resources) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,637 8,637 owned after | $0.00 | 2021-02-16 | |
| 2021-02-16 | Pollner Michael A Officer (SVP,CAO,General Counsel & Sec.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,348 13,348 owned after | $0.00 | 2021-02-16 | |
| 2021-02-13 | Rayfield Charles W Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 1,875 owned after | $0.00 | 2021-02-16 | |
| 2021-02-13 | Rayfield Charles W Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,875 0 owned after | $0.00 | 2021-02-16 | |
| 2021-02-13 | Pardo Benjamin A Officer (EVP - Director of Design) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 1,875 owned after | $0.00 | 2021-02-16 | |
| 2021-02-13 | Pardo Benjamin A Officer (EVP - Director of Design) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,875 0 owned after | $0.00 | 2021-02-16 | |
| 2021-02-13 | Cogan Andrew B Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,875 15,625 owned after | $0.00 | 2021-02-16 | |
| 2021-02-13 | Cogan Andrew B Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,625 0 owned after | $0.00 | 2021-02-16 | |
| 2021-02-13 | KLEIN ROXANNE B Officer (SVP-Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 1,562 owned after | $0.00 | 2021-02-16 | |
| 2021-02-13 | KLEIN ROXANNE B Officer (SVP-Human Resources) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,562 0 owned after | $0.00 | 2021-02-16 | |
| 2021-02-13 | Pollner Michael A Officer (SVP,CAO,General Counsel & Sec.) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 1,875 owned after | $0.00 | 2021-02-16 | |
| 2021-02-13 | Pollner Michael A Officer (SVP,CAO,General Counsel & Sec.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,875 0 owned after | $0.00 | 2021-02-16 |