Knoll, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-05-23: Reporting owner Pardo Benjamin A; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-21: Reporting owner Bradley Kathleen G; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-18: Reporting owner Bradley Kathleen G; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-17: Reporting owner Bradley Kathleen G; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-05-23 | Pardo Benjamin A Officer (Sr. V.P.-Director of Design) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 52,500 owned after | $18.77 exercise price | 2007-05-25 | |
| 2007-05-21 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −143,132 0 owned after | $16.34 exercise price | 2007-05-23 | |
| 2007-05-18 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,500 143,132 owned after | $16.34 exercise price | 2007-05-18 | |
| 2007-05-17 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,266 0 owned after | $15.66 exercise price | 2007-05-18 | |
| 2007-05-17 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,734 189,632 owned after | $16.34 exercise price | 2007-05-18 | |
| 2007-05-16 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71,000 63,266 owned after | $15.66 exercise price | 2007-05-17 | |
| 2007-05-15 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,100 134,266 owned after | $15.66 exercise price | 2007-05-17 | |
| 2007-05-11 | STANIAR BURTON B Director, Officer (Chairman of the Board) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,974 300,000 owned after | $10.74 exercise price | 2007-05-15 | |
| 2007-05-10 | STANIAR BURTON B Director, Officer (Chairman of the Board) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 310,974 owned after | $10.74 exercise price | 2007-05-11 | |
| 2007-05-09 | STANIAR BURTON B Director, Officer (Chairman of the Board) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −110,182 0 owned after | $16.34 exercise price | 2007-05-11 | |
| 2007-04-04 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,298 0 owned after | $10.74 exercise price | 2007-04-05 | |
| 2007-04-03 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 21,298 owned after | $10.74 exercise price | 2007-04-04 | |
| 2007-04-02 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 46,298 owned after | $10.74 exercise price | 2007-04-04 | |
| 2007-03-30 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 71,298 owned after | $10.74 exercise price | 2007-04-02 | |
| 2007-03-29 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 96,298 owned after | $10.74 exercise price | 2007-04-02 | |
| 2007-03-28 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 121,298 owned after | $10.74 exercise price | 2007-03-29 | |
| 2007-03-27 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 146,298 owned after | $10.74 exercise price | 2007-03-29 | |
| 2007-03-26 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 171,298 owned after | $10.74 exercise price | 2007-03-27 | |
| 2007-03-23 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 196,298 owned after | $10.74 exercise price | 2007-03-27 | |
| 2007-03-22 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 221,298 owned after | $10.74 exercise price | 2007-03-23 | |
| 2007-03-21 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 246,298 owned after | $10.74 exercise price | 2007-03-22 | |
| 2007-03-20 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 271,298 owned after | $10.74 exercise price | 2007-03-22 | |
| 2007-03-19 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 296,298 owned after | $10.74 exercise price | 2007-03-21 | |
| 2007-03-16 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 321,298 owned after | $10.74 exercise price | 2007-03-19 | |
| 2007-03-15 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 346,298 owned after | $10.74 exercise price | 2007-03-19 | |
| 2007-03-14 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 371,298 owned after | $10.74 exercise price | 2007-03-15 | |
| 2007-03-13 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 396,298 owned after | $10.74 exercise price | 2007-03-15 | |
| 2007-03-12 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 421,298 owned after | $10.74 exercise price | 2007-03-13 | |
| 2007-03-09 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 446,298 owned after | $10.74 exercise price | 2007-03-13 | |
| 2007-03-07 holding as of filing | Pollner Michael A Officer (V.P.,General Counsel & Sec.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $18.01 exercise price | 2007-03-07 | ||
| 2007-03-01 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 471,298 owned after | $10.74 exercise price | 2007-03-05 | |
| 2007-02-28 | Schutte David L Officer (Sr.V.P.Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 54,072 owned after | $14.52 exercise price | 2007-03-01 | |
| 2007-02-28 | Graves Arthur C Officer (Sr.V.P.-Sales & Distribution) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,300 0 owned after | $10.74 exercise price | 2007-02-28 | |
| 2007-02-27 | Graves Arthur C Officer (Sr.V.P.-Sales & Distribution) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,800 22,300 owned after | $10.74 exercise price | 2007-02-28 | |
| 2007-02-26 | Graves Arthur C Officer (Sr.V.P.-Sales & Distribution) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,224 50,100 owned after | $10.74 exercise price | 2007-02-28 | |
| 2007-02-16 | Grover Stephen A Officer (Sr.V.P.-Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 74,258 owned after | $10.74 exercise price | 2007-02-20 | |
| 2007-02-12 | LEE KEWSONG Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $23.47 exercise price | 2007-02-14 | |
| 2007-02-12 | LAPIDUS SIDNEY Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $23.47 exercise price | 2007-02-14 | |
| 2007-02-12 | HARRIS JEFFREY Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $23.47 exercise price | 2007-02-14 | |
| 2007-02-12 | Cogan Andrew B Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $10.74 exercise price | 2007-02-14 | |
| 2007-02-08 | Cogan Andrew B Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,400 100,000 owned after | $10.74 exercise price | 2007-02-09 | |
| 2007-02-07 | Cogan Andrew B Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 149,400 owned after | $10.74 exercise price | 2007-02-09 | |
| 2007-02-06 | Bradley Kathleen G Director, Officer (President&CEO-Knoll N.A.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 496,298 owned after | $10.74 exercise price | 2007-02-08 | |
| 2007-02-05 | Cogan Andrew B Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 150,000 owned after | $10.74 exercise price | 2007-02-06 | |
| 2007-02-02 | Cogan Andrew B Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,000 164,000 owned after | $10.74 exercise price | 2007-02-06 | |
| 2007-01-22 | McCabe Barry L Officer (Sr.V.P. & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −322 0 owned after | $10.74 exercise price | 2007-01-24 | |
| 2007-01-16 | McCabe Barry L Officer (Sr.V.P. & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 322 owned after | $10.74 exercise price | 2007-01-18 | |
| 2007-01-08 | McCabe Barry L Officer (Sr.V.P. & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,322 owned after | $10.74 exercise price | 2007-01-10 | |
| 2007-01-05 holding as of filing | Schutte David L Officer (Sr.V.P.Chief Marketing Officer) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $14.52 exercise price | 2007-01-05 | ||
| 2007-01-03 | McCabe Barry L Officer (Sr.V.P. & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,322 owned after | $10.74 exercise price | 2007-01-05 |