KASPIEN HOLDINGS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-01: Reporting owner Seaver Tom G; Form 3; Security Employee Stock Options Right to Buy; Transaction Holding.
- 2011-10-17: Reporting owner HIGGINS ROBERT J; Form 4; Security Employee Stock Options (Right to Buy); Transaction Holding.
- 2011-09-29: Reporting owner Honeyman Michael; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2011-09-12: Reporting owner Honeyman Michael; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-01 holding as of filing | Seaver Tom G Officer (Chief Financial Officer) | 3 | Employee Stock Options Right to Buy Derivative · Direct | Holding | $2.31 exercise price | 2011-12-01 | ||
| 2011-10-17 holding as of filing | HIGGINS ROBERT J Director, Officer (Chairman and CEO), 10% Owner | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 2,575,000 owned after | no price filed | 2011-10-17 | |
| 2011-09-29 holding as of filing | Honeyman Michael Officer (COO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 700,000 owned after | $2.11 exercise price | 2011-09-29 | |
| 2011-09-12 holding as of filing | Honeyman Michael Officer (COO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 700,000 owned after | $2.11 exercise price | 2011-09-12 | |
| 2011-08-30 holding as of filing | Honeyman Michael Officer (COO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 700,000 owned after | $2.11 exercise price | 2011-08-30 | |
| 2011-08-22 holding as of filing | HIGGINS ROBERT J Director, Officer (Chairman and CEO), 10% Owner | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 3,075,000 owned after | no price filed | 2011-08-22 | |
| 2011-05-04 holding as of filing | MORONE JOSEPH G Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 2,500 owned after | $8.02 exercise price | 2011-05-04 | |
| 2011-05-04 holding as of filing | SOLOW MICHAEL Director | 4 | Director Stock Options (right to buy) Derivative · Direct | Holding | 2,500 owned after | $8.02 exercise price | 2011-05-04 | |
| 2011-03-29 holding as of filing | Honeyman Michael Officer (COO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 700,000 owned after | $2.11 exercise price | 2011-03-29 | |
| 2011-02-22 holding as of filing | NAHL MICHAEL C Director | 3 | Employee Stock Options Right to Buy Derivative · Direct | Holding | $1.79 exercise price | 2011-02-22 | ||
| 2011-02-22 holding as of filing | SOLOW MICHAEL Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | no price filed | 2011-02-22 | |
| 2011-02-22 holding as of filing | EISENBERG BRUCE J Officer (EVP Real Estate) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 570,000 owned after | no price filed | 2011-02-22 | |
| 2011-02-22 holding as of filing | Honeyman Michael Officer (COO and President) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 700,000 owned after | no price filed | 2011-02-22 | |
| 2011-02-22 holding as of filing | HIGGINS ROBERT J Director, Officer (Chairman and CEO), 10% Owner | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 3,075,000 owned after | no price filed | 2011-02-22 | |
| 2011-02-22 holding as of filing | SULLIVAN JOHN J Officer (EVP and CFO) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 370,000 owned after | no price filed | 2011-02-22 | |
| 2011-02-22 holding as of filing | KAUFMAN ISAAC Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | no price filed | 2011-02-22 | |
| 2011-02-22 holding as of filing | MORONE JOSEPH G Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | no price filed | 2011-02-22 | |
| 2011-01-13 holding as of filing | HIGGINS ROBERT J Director, Officer (Chairman and CEO), 10% Owner | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 3,075,000 owned after | no price filed | 2011-01-13 |