KASPIEN HOLDINGS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-06-07: Reporting owner BREWER BRETT; Form 3; Security Director Stock Options (Right to Buy); Transaction Holding.
- 2007-06-07: Reporting owner BREWER BRETT; Form 3; Security Director Stock Options (Right to Buy); Transaction Holding.
- 2007-06-07: Reporting owner BREWER BRETT; Form 3; Security Director Stock Options (Right to Buy); Transaction Holding.
- 2007-06-07: Reporting owner BREWER BRETT; Form 3; Security Director Stock Options (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-06-07 holding as of filing | BREWER BRETT Director | 3 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | $4.86 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | BREWER BRETT Director | 3 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | $4.86 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | BREWER BRETT Director | 3 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | $4.86 exercise price | 2007-06-07 | ||
| 2007-06-07 holding as of filing | BREWER BRETT Director | 3 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | $4.86 exercise price | 2007-06-07 | ||
| 2007-05-01 | SOLOW MICHAEL Director | 4 | Director Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,760 52,491 owned after | no price filed | 2007-05-02 | |
| 2007-05-01 | MORONE JOSEPH G Director | 4 | Director Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,760 35,358 owned after | no price filed | 2007-05-02 | |
| 2007-04-26 | KAUFMAN ISAAC Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 54,596 owned after | $3.36 | 2007-04-27 | |
| 2007-04-07 | FOX FRED L Officer (EVP Merchandising - Marketing) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,901 321,791 owned after | $5.50 | 2006-04-10 | |
| 2007-03-07 | EISENBERG BRUCE J Officer (EVP Real Estate) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,300 567,500 owned after | $3.96 | 2007-03-07 | |
| 2007-03-06 | EISENBERG BRUCE J Officer (EVP Real Estate) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,900 596,800 owned after | $3.96 | 2007-03-06 | |
| 2007-03-02 | EISENBERG BRUCE J Officer (EVP Real Estate) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 626,700 owned after | $3.96 | 2007-03-06 | |
| 2007-02-23 holding as of filing | SOLOW MICHAEL Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 22,250 owned after | no price filed | 2007-02-23 | |
| 2007-02-23 holding as of filing | KAUFMAN ISAAC Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,750 owned after | no price filed | 2007-02-23 | |
| 2007-02-22 holding as of filing | HANAKA MARTIN E Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 24,000 owned after | no price filed | 2007-02-22 | |
| 2007-02-21 holding as of filing | MORONE JOSEPH G Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 11,250 owned after | no price filed | 2007-02-21 | |
| 2007-02-20 holding as of filing | COHEN MARK A Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | no price filed | 2007-02-20 | |
| 2007-02-20 holding as of filing | THOMAS EDMOND Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | no price filed | 2007-02-20 | |
| 2007-02-20 holding as of filing | Schafer Lori J Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | no price filed | 2007-02-20 | |
| 2007-02-20 holding as of filing | EISENBERG BRUCE J Officer (EVP Real Estate) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 577,500 owned after | no price filed | 2007-02-20 | |
| 2007-02-20 holding as of filing | HIGGINS ROBERT J Director, Officer (Chairman and CEO), 10% Owner | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 4,675,000 owned after | no price filed | 2007-02-20 | |
| 2007-02-20 holding as of filing | Litwak James A Officer (President and COO) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 300,000 owned after | $7.10 exercise price | 2007-02-20 | |
| 2007-02-20 holding as of filing | SULLIVAN JOHN J Officer (EVP and CFO) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 517,500 owned after | no price filed | 2007-02-20 |