KASPIEN HOLDINGS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-05-01: Reporting owner KAUFMAN ISAAC; Form 4; Security Director Stock Options (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2008-05-01: Reporting owner MORONE JOSEPH G; Form 4; Security Director Stock Options (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2008-02-22: Reporting owner BREWER BRETT; Form 5; Security Director Stock Options (Right to Buy); Transaction Holding.
- 2008-02-22: Reporting owner Litwak James A; Form 5; Security Employee Stock Options (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-05-01 | KAUFMAN ISAAC Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,250 9,000 owned after | $15.12 | 2008-05-05 | |
| 2008-05-01 | MORONE JOSEPH G Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,250 9,000 owned after | $15.12 | 2008-05-05 | |
| 2008-02-22 holding as of filing | BREWER BRETT Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | no price filed | 2008-02-22 | |
| 2008-02-22 holding as of filing | Litwak James A Officer (President and COO) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 300,000 owned after | $7.10 exercise price | 2008-02-22 | |
| 2008-02-21 holding as of filing | COHEN MARK A Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | no price filed | 2008-02-21 | |
| 2008-02-21 holding as of filing | Schafer Lori J Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | no price filed | 2008-02-21 | |
| 2008-02-21 holding as of filing | KAUFMAN ISAAC Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 11,250 owned after | no price filed | 2008-02-21 | |
| 2008-02-21 holding as of filing | THOMAS EDMOND Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | no price filed | 2008-02-21 | |
| 2008-02-21 holding as of filing | MORONE JOSEPH G Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 11,250 owned after | no price filed | 2008-02-21 | |
| 2008-02-21 holding as of filing | HANAKA MARTIN E Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 24,000 owned after | no price filed | 2008-02-21 | |
| 2008-02-21 holding as of filing | SOLOW MICHAEL Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 22,250 owned after | no price filed | 2008-02-21 | |
| 2008-02-21 holding as of filing | HIGGINS ROBERT J Director, Officer (Chairman and CEO), 10% Owner | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 3,775,000 owned after | no price filed | 2008-02-21 | |
| 2008-02-21 holding as of filing | EISENBERG BRUCE J Officer (EVP Real Estate) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 517,500 owned after | no price filed | 2008-02-21 | |
| 2008-02-21 holding as of filing | SULLIVAN JOHN J Officer (EVP and CFO) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 517,500 owned after | no price filed | 2008-02-21 |