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JEFFERIES GROUP LLC Form 8-K: Current report, 2012

JEFFERIES GROUP LLC Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2012-12-20: Form 8-K; Period of report 2012-12-19; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
  • 2012-12-18: Form 8-K; Period of report 2012-12-18; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
  • 2012-11-13: Form 8-K; Period of report 2012-11-11; Description 1.01 Entry into a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 1.01.
  • 2012-09-21: Form 8-K; Period of report 2012-09-19; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
FiledFormPeriod of reportDescriptionDetailsDocument
2012-12-208-K2012-12-191.01 Entry into a Material Definitive Agreement1.01 Entry into a Material Definitive Agreement.d456961d8k.htm
2012-12-188-K2012-12-182.02 Results of Operations and Financial Condition2.02 On December 18, 2012, we issued a press release announcing financial results for the quarter and year ended November 30, 2012.a50510810.htm
2012-11-138-K2012-11-111.01 Entry into a Material Definitive Agreement; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events1.01 On November 11, 2012, Jefferies Group, Inc., a Delaware corporation (“Jefferies”), together with JSP Holdings, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Jefferies (“Jefferies Holdings”), and Jasper Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Jefferies Holdings (“Merger Sub One”), entered into an Agreement and Plan of Merger (the “First Merger Agreement”).
5.02 Jefferies has been informed that upon consummation of the Transactions, Ian M. Cumming will resign from the board of directors of Jefferies.
8.01 On November 12, 2012, Jefferies and Leucadia issued a joint press release announcing the execution of the Merger Agreement.
d438735d8k.htm
2012-09-218-K2012-09-195.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 The Subcommittee of the Compensation Committee of the Board of Directors, comprising the Company’s four disinterested, outside directors (the “Subcommittee”), approved the 2013, 2014, and 2015 executive compensation program for Richard B. Handler, our Chairman and CEO, and Brian P. Friedman, our Chairman, Executive Committee, on September 19, 2012.d414985d8k.htm
2012-09-208-K2012-09-202.02 Results of Operations and Financial Condition2.02 On September 20, 2012, we issued a press release announcing financial results for the quarter ended August 31, 2012.a50414780.htm
2012-06-198-K2012-06-192.02 Results of Operations and Financial Condition2.02 On June 19, 2012, we issued a press release announcing financial results for the quarter ended May 31, 2012.a50315112.htm
2012-05-108-K2012-05-075.07 Submission of Matters to a Vote of Security Holders5.07 We held our annual meeting of shareholders on May 7, 2012.d350705d8k.htm
2012-04-248-K2012-04-191.01 Entry into a Material Definitive Agreement1.01 Entry into a Material Definitive Agreement.d338625d8k.htm
2012-03-208-K2012-03-202.02 Results of Operations and Financial Condition2.02 On March 20, 2012, we issued a press release announcing financial results for the quarter ended February 29, 2012.a50209729.htm