JEFFERIES GROUP LLC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2022-11-01: Form 8-K; Period of report 2022-11-01; Description 2.01 Completion of Acquisition or Disposition of Assets; 3.03 Material Modification to Rights of Security Holders; 8.01 Other Events; Details 2.01.
- 2022-10-21: Form 8-K; Period of report 2022-10-21; Description 8.01 Other Events; Details 8.01.
- 2022-10-12: Form 8-K; Period of report 2022-10-12; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2022-09-30: Form 8-K; Period of report 2022-09-30; Description 8.01 Other Events; Details 8.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2022-11-01 | 8-K | 2022-11-01 | 2.01 Completion of Acquisition or Disposition of Assets; 3.03 Material Modification to Rights of Security Holders; 8.01 Other Events | 2.01 • the merger of MergerSub with and into Jefferies, with Jefferies surviving and assuming all of the assets and liabilities of the Company, JGCF and MergerSub by operation of law. 3.03 As a result of the Reorganization Transactions, on November 1, 2022 Jefferies assumed and succeeded to, by operation of law, all of the outstanding debts, liabilities, obligations and duties of the Company, JGCF, and MergerSub, and such debts, liabilities, obligations and duties may be enforced against Jefferies to the same extent as if Jefferies had itself incurred or contracted all such debts, liabilities, obligations and duties. 8.01 On November 1, 2022, Jefferies issued a press release announcing the completion of the Reorganization Transactions described in this Current Report on Form 8-K. The press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. | brhc10043482_8k.htm |
| 2022-10-21 | 8-K | 2022-10-21 | 8.01 Other Events | 8.01 As announced on July 19, 2022, we will simplify our corporate structure by merging Jefferies Group LLC (“JG”) into Jefferies Financial Group Inc. (“JFG”). | d280298d8k.htm |
| 2022-10-12 | 8-K | 2022-10-12 | 7.01 Regulation FD Disclosure | 7.01 On October 12, 2022, our parent, Jefferies Financial Group Inc., posted an Investor Presentation to our website, www.jefferies.com, for use at our October 12, 2022 Investor Meeting. | d372905d8k.htm |
| 2022-09-30 | 8-K | 2022-09-30 | 8.01 Other Events | 8.01 On September 30, 2022, we completed the sale of our interests in Oak Hill Capital Management, LLC, and certain of its affiliated entities, realizing approximately $175 million in net revenues, which, after compensation and other expenses, is expected to contribute approximately $75 million to fourth quarter earnings before taxes. | d359983d8k.htm |
| 2022-09-28 | 8-K | 2022-09-28 | 2.02 Results of Operations and Financial Condition | 2.02 On September 28, 2022, our parent company, Jefferies Financial Group Inc., issued a press release containing financial results for our quarter and nine months ended August 31, 2022. | jef-20220928.htm |
| 2022-09-01 | 8-K | 2022-09-01 | 7.01 Regulation FD Disclosure | 7.01 Jefferies Group LLC (the “Company”) is furnishing a letter from its Chief Executive Officer and its President to the Company’s employees and stakeholders, issued on September 1, 2022, which is attached hereto as Exhibit 99.1. | d352920d8k.htm |
| 2022-08-01 | 8-K | 2022-08-01 | 8.01 Other Events | 8.01 Within the context of an industry-wide regulatory investigation relating to record-keeping requirements in connection with personal-texting devices used for business communications, Jefferies LLC (a subsidiary of the reporting company) expects to pay a combined $80 million civil monetary penalty to the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission. | d290626d8k.htm |
| 2022-07-19 | 8-K | 2022-07-19 | 8.01 Other Events | 8.01 On July 19, 2022, our parent company, Jefferies Financial Group Inc., issued a press release announcing, among other things, the planned corporate consolidation of Jefferies Group LLC into Jefferies Financial Group Inc. The press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. | d310266d8k.htm |
| 2022-06-27 | 8-K | 2022-06-27 | 2.02 Results of Operations and Financial Condition | 2.02 On June 27, 2022, our parent company, Jefferies Financial Group Inc., issued a press release containing financial results for our quarter and six months ended May 31, 2022. | jef-20220627.htm |
| 2022-03-29 | 8-K | 2022-03-28 | 2.02 Results of Operations and Financial Condition | 2.02 On March 28, 2022, our parent company, Jefferies Financial Group Inc., issued a press release containing financial results for our quarter ended February 28, 2022. | jef-20220328.htm |
| 2022-01-12 | 8-K | 2022-01-12 | 2.02 Results of Operations and Financial Condition | 2.02 On January 12, 2022, our parent company, Jefferies Financial Group Inc., issued a press release containing financial results for our quarter and year ended November 30, 2021. | jef-20220112.htm |