JEFFERIES GROUP LLC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows, 47 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-16: Reporting owner CAMPBELL W PATRICK; Form 4; Security Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-06-02: Reporting owner CAMPBELL W PATRICK; Form 4; Security Option - right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-01-25: Reporting owner CAMPBELL W PATRICK; Form 4; Security Option - right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-01-25: Reporting owner CAMPBELL W PATRICK; Form 4; Security Option - right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-16 | CAMPBELL W PATRICK Director | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,952 0 owned after | $12.24 exercise price | 2012-05-17 | |
| 2011-06-02 | CAMPBELL W PATRICK Director | 4 | Option - right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,476 0 owned after | $8.03 exercise price | 2011-06-02 | |
| 2010-01-25 | CAMPBELL W PATRICK Director | 4 | Option - right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,008 0 owned after | $5.52 exercise price | 2010-01-26 | |
| 2010-01-25 | CAMPBELL W PATRICK Director | 4 | Option - right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,132 0 owned after | $4.94 exercise price | 2010-01-26 | |
| 2008-04-30 | CAMPBELL W PATRICK Director | 4 | Option - right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $10.23 exercise price | 2008-05-01 | |
| 2008-04-25 | MACCHIAROLA FRANK J Director | 4 | Option -right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $10.23 exercise price | 2008-04-28 | |
| 2008-04-25 | DOOLEY RICHARD G Director | 4 | Option - right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $10.23 exercise price | 2008-04-25 | |
| 2007-07-19 | HANDLER RICHARD B Director, Officer (CEO) | 4 | Option - right to buy Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800,000 0 owned after | $11.75 exercise price | 2007-07-23 | |
| 2007-07-19 | HANDLER RICHARD B Director, Officer (CEO) | 4 | Option - right to buy Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,460 0 owned after | $12.16 exercise price | 2007-07-23 | |
| 2007-07-19 | HANDLER RICHARD B Director, Officer (CEO) | 4 | Option - right to buy Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,464 0 owned after | $10.60 exercise price | 2007-07-23 | |
| 2007-07-19 | HANDLER RICHARD B Director, Officer (CEO) | 4 | Option - right to buy Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,464 0 owned after | $9.38 exercise price | 2007-07-23 | |
| 2007-07-19 | HANDLER RICHARD B Director, Officer (CEO) | 4 | Option - right to buy Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,572 0 owned after | $10.45 exercise price | 2007-07-23 | |
| 2007-07-19 | FELLER LLOYD H Officer (Exec. VP, GC and Secretary) | 4 | Option - Right to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $11.09 exercise price | 2007-07-19 | |
| 2007-05-15 | MACCHIAROLA FRANK J Director | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $12.24 exercise price | 2007-05-16 | |
| 2007-05-07 | CAMPBELL W PATRICK Director | 4 | Option - right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $12.24 exercise price | 2007-05-08 | |
| 2007-05-01 | MACCHIAROLA FRANK J Director | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +23,716 0 owned after | $2.32 exercise price | 2007-05-02 | |
| 2007-03-06 | SYRJAMAKI MAXINE Officer (Controller) | 4 | Option - right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −372 0 owned after | $12.16 exercise price | 2007-03-07 | |
| 2007-03-06 | SYRJAMAKI MAXINE Officer (Controller) | 4 | Option - right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −420 0 owned after | $10.60 exercise price | 2007-03-07 | |
| 2007-03-06 | SYRJAMAKI MAXINE Officer (Controller) | 4 | Option - right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −472 0 owned after | $9.38 exercise price | 2007-03-07 | |
| 2007-02-02 | DOOLEY RICHARD G Director | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,716 0 owned after | $2.32 exercise price | 2007-02-02 | |
| 2007-02-02 | DOOLEY RICHARD G Director | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $12.24 exercise price | 2007-02-02 | |
| 2006-12-06 | FRIEDMAN BRIAN P Director, Officer (Chairman, Executive Committee) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −190,000 0 owned after | $10.50 exercise price | 2006-12-06 | |
| 2006-12-06 | FRIEDMAN BRIAN P Director, Officer (Chairman, Executive Committee) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,368 0 owned after | $12.16 exercise price | 2006-12-06 | |
| 2006-12-06 | FRIEDMAN BRIAN P Director, Officer (Chairman, Executive Committee) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,668 0 owned after | $10.60 exercise price | 2006-12-06 | |
| 2006-12-06 | FRIEDMAN BRIAN P Director, Officer (Chairman, Executive Committee) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,892 0 owned after | $9.38 exercise price | 2006-12-06 | |
| 2006-12-06 | FRIEDMAN BRIAN P Director, Officer (Chairman, Executive Committee) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,712 0 owned after | $10.45 exercise price | 2006-12-06 | |
| 2006-12-05 | SCHENK JOSEPH A Officer (Exec. Vice President and CFO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,108 0 owned after | $12.16 exercise price | 2006-12-06 | |
| 2006-12-05 | SCHENK JOSEPH A Officer (Exec. Vice President and CFO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,492 0 owned after | $12.16 exercise price | 2006-12-06 | |
| 2006-12-05 | SCHENK JOSEPH A Officer (Exec. Vice President and CFO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,692 0 owned after | $10.60 exercise price | 2006-12-06 | |
| 2006-12-05 | SCHENK JOSEPH A Officer (Exec. Vice President and CFO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,892 0 owned after | $9.38 exercise price | 2006-12-06 | |
| 2006-12-05 | SCHENK JOSEPH A Officer (Exec. Vice President and CFO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,712 0 owned after | $10.46 exercise price | 2006-12-06 | |
| 2006-12-05 | SCHENK JOSEPH A Officer (Exec. Vice President and CFO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −133,332 0 owned after | $11.25 exercise price | 2006-12-06 | |
| 2006-12-05 | SCHENK JOSEPH A Officer (Exec. Vice President and CFO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,600 0 owned after | $9.98 exercise price | 2006-12-06 | |
| 2006-11-20 | SYRJAMAKI MAXINE Officer (Controller) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −628 0 owned after | $7.04 exercise price | 2006-11-21 | |
| 2006-11-20 | SYRJAMAKI MAXINE Officer (Controller) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −544 0 owned after | $8.25 exercise price | 2006-11-21 | |
| 2006-11-20 | SYRJAMAKI MAXINE Officer (Controller) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −552 0 owned after | $8.12 exercise price | 2006-11-21 | |
| 2006-11-20 | SYRJAMAKI MAXINE Officer (Controller) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −428 0 owned after | $10.67 exercise price | 2006-11-21 | |
| 2006-11-06 | HANDLER RICHARD B Director, Officer (Chairman and CEO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 0 owned after | $9.01 exercise price | 2006-11-07 | |
| 2006-11-06 | HANDLER RICHARD B Director, Officer (Chairman and CEO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,728 0 owned after | $7.04 exercise price | 2006-11-07 | |
| 2006-11-06 | HANDLER RICHARD B Director, Officer (Chairman and CEO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,092 0 owned after | $8.25 exercise price | 2006-11-07 | |
| 2006-11-06 | HANDLER RICHARD B Director, Officer (Chairman and CEO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,152 0 owned after | $8.12 exercise price | 2006-11-07 | |
| 2006-11-06 | HANDLER RICHARD B Director, Officer (Chairman and CEO) | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,220 0 owned after | $10.67 exercise price | 2006-11-07 | |
| 2006-04-26 | CAMPBELL W PATRICK Director | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $16.05 exercise price | 2006-04-26 | |
| 2006-04-25 | MACCHIAROLA FRANK J Director | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,872 0 owned after | $3.10 exercise price | 2006-04-25 | |
| 2006-04-24 | MACCHIAROLA FRANK J Director | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $16.05 exercise price | 2006-04-25 | |
| 2006-03-07 | DOOLEY RICHARD G Director | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $16.05 exercise price | 2006-03-08 | |
| 2006-03-07 | DOOLEY RICHARD G Director | 4 | Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,872 0 owned after | $3.10 exercise price | 2006-03-08 |