IVERIC bio, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-23: Reporting owner SBLENDORIO GLENN; Form 4; Security Stock Option (Right To Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-23: Reporting owner GALAKATOS NICHOLAS; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-23: Reporting owner Dyrberg Thomas; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-23: Reporting owner ROSS MICHAEL JAY; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-23 | SBLENDORIO GLENN Director | 4 | Stock Option (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,949 22,033 owned after | $33.27 exercise price | 2013-10-25 | |
| 2013-10-23 | GALAKATOS NICHOLAS Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,033 22,033 owned after | $33.27 exercise price | 2013-10-25 | |
| 2013-10-23 | Dyrberg Thomas Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,033 22,033 owned after | $33.27 exercise price | 2013-10-25 | |
| 2013-10-23 | ROSS MICHAEL JAY Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,033 22,033 owned after | $33.27 exercise price | 2013-10-25 | |
| 2013-09-24 holding as of filing | SBLENDORIO GLENN Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $13.22 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PEACOCK BRUCE Officer (CFO & CBO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.65 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PEACOCK BRUCE Officer (CFO & CBO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.65 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PEACOCK BRUCE Officer (CFO & CBO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.65 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PEACOCK BRUCE Officer (CFO & CBO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.65 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PEACOCK BRUCE Officer (CFO & CBO) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.65 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | GUYER DAVID R Director, Officer (Chief Executive Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.03 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | GUYER DAVID R Director, Officer (Chief Executive Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.03 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.59 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.59 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.59 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.59 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.59 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.59 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.59 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.65 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.65 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $1.65 exercise price | 2013-09-24 | ||
| 2013-09-24 holding as of filing | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $13.22 exercise price | 2013-09-24 | ||
| 2013-05-28 | PATEL SAMIR CHANDRAKANT Director, Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,858 418,185 owned after | $13.22 exercise price | 2013-10-02 |