IVERIC bio, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-30: Reporting owner HBM Healthcare Investments (Cayman) Ltd.; Form 4; Security Common Stock Warrant; Transaction C Conversion of derivative security.
- 2013-09-24: Reporting owner HBM Healthcare Investments (Cayman) Ltd.; Form 3; Security Series A Warrant (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-30 | HBM Healthcare Investments (Cayman) Ltd. 10% Owner | 4 | Common Stock Warrant Derivative · Direct | C Conversion of derivative security | +13,670 13,670 owned after | $0.06 exercise price | 2013-10-03 | |
| 2013-09-24 holding as of filing | HBM Healthcare Investments (Cayman) Ltd. 10% Owner | 3 | Series A Warrant (Right to Buy) Derivative · Direct | Holding | $0.06 exercise price | 2013-09-24 |