IVERIC bio, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-07-11: Reporting owner Blumenkranz Mark S.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-07-11: Reporting owner Blumenkranz Mark S.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-07-11: Reporting owner Carroll David Francis; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-07-11: Reporting owner Carroll David Francis; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-07-11 | Blumenkranz Mark S. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Blumenkranz Mark S. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Carroll David Francis Officer (SVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Carroll David Francis Officer (SVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,750 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Carroll David Francis Officer (SVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,250 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Carroll David Francis Officer (SVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Miller Christine Ann Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Miller Christine Ann Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Graves Adrienne L Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Roberts Calvin W. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | SBLENDORIO GLENN Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,750 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | SBLENDORIO GLENN Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −73,315 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | SBLENDORIO GLENN Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −94,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | SBLENDORIO GLENN Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Simms Christopher Paul Officer (SVP, Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,250 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Simms Christopher Paul Officer (SVP, Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,750 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Simms Christopher Paul Officer (SVP, Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Dugel Pravin Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,625 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Dugel Pravin Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Dugel Pravin Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Dugel Pravin Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,000 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Dugel Pravin Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Henderson Jane Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Westby Keith Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Westby Keith Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Westby Keith Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,250 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Westby Keith Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Gibney Anthony S Officer (EVP, Chief Business Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Gibney Anthony S Officer (EVP, Chief Business Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Gibney Anthony S Officer (EVP, Chief Business Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,250 0 owned after | no price filed | 2023-07-13 | |
| 2023-07-11 | Bolte Axel Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | no price filed | 2023-07-13 | |
| 2023-05-17 | Graves Adrienne L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2023-05-19 | |
| 2023-05-17 | Bolte Axel Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2023-05-19 | |
| 2023-05-17 | Roberts Calvin W. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2023-05-19 | |
| 2023-05-17 | Miller Christine Ann Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2023-05-19 | |
| 2023-05-17 | Henderson Jane Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2023-05-19 | |
| 2023-05-17 | Blumenkranz Mark S. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2023-05-19 | |
| 2023-05-11 | Blumenkranz Mark S. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,588 0 owned after | $0.00 | 2023-05-15 | |
| 2023-05-11 | Bolte Axel Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,588 0 owned after | $0.00 | 2023-05-15 | |
| 2023-05-11 | Roberts Calvin W. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,588 0 owned after | $0.00 | 2023-05-15 | |
| 2023-05-11 | Miller Christine Ann Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,075 0 owned after | $0.00 | 2023-05-15 | |
| 2023-05-11 | Graves Adrienne L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,588 0 owned after | $0.00 | 2023-05-15 | |
| 2023-05-11 | Henderson Jane Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,588 0 owned after | $0.00 | 2023-05-15 | |
| 2023-05-03 | Dugel Pravin Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,312 8,625 owned after | $0.00 | 2023-05-11 | |
| 2023-04-01 | Dugel Pravin Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $0.00 | 2023-04-04 | |
| 2023-01-05 | Miller Christine Ann Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $0.00 | 2023-02-27 | |
| 2023-01-02 | Dugel Pravin Director, Officer (President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $0.00 | 2023-01-04 | |
| 2023-01-02 | Westby Keith Officer (SVP, Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 26,250 owned after | $0.00 | 2023-01-04 | |
| 2023-01-02 | SBLENDORIO GLENN Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,500 94,500 owned after | $0.00 | 2023-01-04 | |
| 2023-01-02 | Carroll David Francis Officer (SVP, Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 26,250 owned after | $0.00 | 2023-01-04 | |
| 2023-01-02 | Simms Christopher Paul Officer (SVP, Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $0.00 | 2023-01-04 |