ITEM 9 LABS CORP. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-04-05: Reporting owner Bowden Douglas P; Form 3; Security Warrants; Transaction Holding.
- 2021-04-05: Reporting owner Bowden Douglas P; Form 3; Security Warrants; Transaction Holding.
- 2021-04-05: Reporting owner Bowden Douglas P; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-04-05 holding as of filing | Bowden Douglas P Director | 3 | Warrants Derivative · Indirect · By Viridis I9 Capital, LLC, of which Mr. Bowden owns approximately 60%. | Holding | $0.75 exercise price | 2021-04-05 | ||
| 2021-04-05 holding as of filing | Bowden Douglas P Director | 3 | Warrants Derivative · Indirect · By Viridis I9 Capital, LLC, of which Mr. Bowden owns approximately 60%. | Holding | $0.05 exercise price | 2021-04-05 | ||
| 2021-04-05 holding as of filing | Bowden Douglas P Director | 3 | Warrants Derivative · Indirect · By Viridis I9 Capital, LLC, of which Mr. Bowden owns approximately 60%. | Holding | $1.00 exercise price | 2021-04-05 |