ITEM 9 LABS CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 89 rows, 89 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-08-29: Reporting owner Miller Ronald L. Jr.; Form 3; Security Option; Transaction Holding.
- 2019-08-29: Reporting owner Miller Ronald L. Jr.; Form 3; Security Option; Transaction Holding.
- 2019-08-29: Reporting owner Miller Ronald L. Jr.; Form 3; Security Option; Transaction Holding.
- 2019-08-29: Reporting owner Miller Ronald L. Jr.; Form 3; Security Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-08-29 holding as of filing | Miller Ronald L. Jr. Director | 3 | Option Derivative · Direct | Holding | $6.00 exercise price | 2019-08-29 | ||
| 2019-08-29 holding as of filing | Miller Ronald L. Jr. Director | 3 | Option Derivative · Direct | Holding | $2.20 exercise price | 2019-08-29 | ||
| 2019-08-29 holding as of filing | Miller Ronald L. Jr. Director | 3 | Option Derivative · Direct | Holding | $5.00 exercise price | 2019-08-29 | ||
| 2019-08-29 holding as of filing | Miller Ronald L. Jr. Director | 3 | Option Derivative · Direct | Holding | $3.00 exercise price | 2019-08-29 | ||
| 2019-08-29 holding as of filing | Miller Ronald L. Jr. Director | 3 | Option Derivative · Direct | Holding | $2.40 exercise price | 2019-08-29 | ||
| 2019-08-29 holding as of filing | Miller Ronald L. Jr. Director | 3 | Option Derivative · Direct | Holding | $2.40 exercise price | 2019-08-29 | ||
| 2019-08-29 holding as of filing | Miller Ronald L. Jr. Director | 3 | Option Derivative · Direct | Holding | $2.40 exercise price | 2019-08-29 | ||
| 2019-08-29 holding as of filing | Skalla Bryce Director, Officer (President) | 3 | Option Derivative · Direct | Holding | $2.40 exercise price | 2019-08-29 | ||
| 2019-08-29 holding as of filing | Skalla Bryce Director, Officer (President) | 3 | Option Derivative · Direct | Holding | $2.40 exercise price | 2019-08-29 | ||
| 2019-08-29 holding as of filing | Skalla Bryce Director, Officer (President) | 3 | Option Derivative · Direct | Holding | $2.40 exercise price | 2019-08-29 | ||
| 2019-08-28 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Officer (Executive Chairman) | 3 | Option Derivative · Direct | Holding | $6.00 exercise price | 2019-08-28 | ||
| 2019-08-28 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Officer (Executive Chairman) | 3 | Option Derivative · Direct | Holding | $2.20 exercise price | 2019-08-28 | ||
| 2019-08-28 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Officer (Executive Chairman) | 3 | Option Derivative · Direct | Holding | $5.00 exercise price | 2019-08-28 | ||
| 2019-08-28 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Officer (Executive Chairman) | 3 | Option Derivative · Direct | Holding | $3.00 exercise price | 2019-08-28 | ||
| 2019-08-28 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Officer (Executive Chairman) | 3 | Option Derivative · Direct | Holding | $2.40 exercise price | 2019-08-28 | ||
| 2019-08-28 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Officer (Executive Chairman) | 3 | Option Derivative · Direct | Holding | $2.40 exercise price | 2019-08-28 | ||
| 2019-08-28 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Officer (Executive Chairman) | 3 | Option Derivative · Direct | Holding | $2.40 exercise price | 2019-08-28 | ||
| 2016-11-16 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | Holding | 111,111 owned after | $0.11 exercise price | 2016-11-16 | |
| 2016-11-16 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | Holding | 222,222 owned after | $0.11 exercise price | 2016-11-16 | |
| 2016-11-16 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | Holding | 333,333 owned after | $0.11 exercise price | 2016-11-16 | |
| 2016-11-16 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | Holding | 666,667 owned after | $0.30 exercise price | 2016-11-16 | |
| 2016-11-16 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | Holding | 1,000,000 owned after | $0.30 exercise price | 2016-11-16 | |
| 2016-11-16 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | Holding | 1,333,333 owned after | $0.30 exercise price | 2016-11-16 | |
| 2016-11-16 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | Holding | 1,444,444 owned after | $0.25 exercise price | 2016-11-16 | |
| 2016-11-16 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | Holding | 1,555,555 owned after | $0.25 exercise price | 2016-11-16 | |
| 2016-11-16 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | Holding | 1,666,666 owned after | $0.25 exercise price | 2016-11-16 | |
| 2016-11-15 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 33,333 owned after | $0.11 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 66,667 owned after | $0.11 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 100,000 owned after | $0.11 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 133,334 owned after | $0.30 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 166,667 owned after | $0.30 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 200,000 owned after | $0.30 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 233,333 owned after | $0.25 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 266,667 owned after | $0.25 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 300,000 owned after | $0.25 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | Miller Ronald L. Jr. Director | 5 | Option Derivative · Direct | Holding | 150,000 owned after | $0.30 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | Miller Ronald L. Jr. Director | 5 | Option Derivative · Direct | Holding | 300,000 owned after | $0.11 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | Miller Ronald L. Jr. Director | 5 | Option Derivative · Direct | Holding | 450,000 owned after | $0.25 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | COHEN DANIEL E MD Director, Officer (President) | 5 | Option Derivative · Direct | Holding | 166,667 owned after | $0.25 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | COHEN DANIEL E MD Director, Officer (President) | 5 | Option Derivative · Direct | Holding | 333,333 owned after | $0.25 exercise price | 2016-11-15 | |
| 2016-11-15 holding as of filing | COHEN DANIEL E MD Director, Officer (President) | 5 | Option Derivative · Direct | Holding | 500,000 owned after | $0.25 exercise price | 2016-11-15 | |
| 2016-03-01 | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,111 1,999,999 owned after | $0.15 exercise price | 2016-11-16 | |
| 2016-03-01 | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,111 2,111,110 owned after | $0.15 exercise price | 2016-11-16 | |
| 2016-03-01 | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,111 2,222,221 owned after | $0.15 exercise price | 2016-11-16 | |
| 2016-03-01 | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,333 333,333 owned after | $0.15 exercise price | 2016-11-15 | |
| 2016-03-01 | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,334 366,667 owned after | $0.15 exercise price | 2016-11-15 | |
| 2016-03-01 | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,333 400,000 owned after | $0.15 exercise price | 2016-11-15 | |
| 2016-03-01 | Miller Ronald L. Jr. Director | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 600,000 owned after | $0.15 exercise price | 2016-11-15 | |
| 2016-01-14 holding as of filing | Miller Ronald L. Jr. Director | 5 | Option Derivative · Direct | Holding | 150,000 owned after | $0.30 exercise price | 2016-01-14 | |
| 2016-01-14 holding as of filing | Miller Ronald L. Jr. Director | 5 | Option Derivative · Direct | Holding | 300,000 owned after | $0.11 exercise price | 2016-01-14 | |
| 2016-01-14 holding as of filing | Miller Ronald L. Jr. Director | 5 | Option Derivative · Direct | Holding | 450,000 owned after | $0.25 exercise price | 2016-01-14 | |
| 2016-01-14 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 33,333 owned after | $0.11 exercise price | 2016-01-14 | |
| 2016-01-14 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 66,667 owned after | $0.11 exercise price | 2016-01-14 | |
| 2016-01-14 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 100,000 owned after | $0.11 exercise price | 2016-01-14 | |
| 2016-01-14 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 133,334 owned after | $0.30 exercise price | 2016-01-14 | |
| 2016-01-14 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 166,667 owned after | $0.30 exercise price | 2016-01-14 | |
| 2016-01-14 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 200,000 owned after | $0.30 exercise price | 2016-01-14 | |
| 2016-01-14 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 233,333 owned after | $0.25 exercise price | 2016-01-14 | |
| 2016-01-14 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 266,667 owned after | $0.25 exercise price | 2016-01-14 | |
| 2016-01-14 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 300,000 owned after | $0.25 exercise price | 2016-01-14 | |
| 2014-11-24 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (President & CEO) | 5 | Option Derivative · Direct | Holding | 111,111 owned after | $0.11 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (President & CEO) | 5 | Option Derivative · Direct | Holding | 222,222 owned after | $0.11 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (President & CEO) | 5 | Option Derivative · Direct | Holding | 333,333 owned after | $0.11 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (President & CEO) | 5 | Option Derivative · Direct | Holding | 666,667 owned after | $0.30 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (President & CEO) | 5 | Option Derivative · Direct | Holding | 1,000,000 owned after | $0.30 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (President & CEO) | 5 | Option Derivative · Direct | Holding | 1,333,333 owned after | $0.30 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | Miller Ronald L. Jr. Director | 5 | Option Derivative · Direct | Holding | 150,000 owned after | $0.30 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | Miller Ronald L. Jr. Director | 5 | Option Derivative · Direct | Holding | 300,000 owned after | $0.11 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 33,333 owned after | $0.11 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 66,667 owned after | $0.11 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 100,000 owned after | $0.11 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 133,334 owned after | $0.30 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 166,667 owned after | $0.30 exercise price | 2014-11-24 | |
| 2014-11-24 holding as of filing | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | Holding | 200,000 owned after | $0.30 exercise price | 2014-11-24 | |
| 2014-09-05 | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (President & CEO) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,111 1,444,444 owned after | $0.25 | 2014-11-24 | |
| 2014-09-05 | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (President & CEO) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,111 1,555,555 owned after | $0.25 | 2014-11-24 | |
| 2014-09-05 | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (President & CEO) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,111 1,666,666 owned after | $0.25 | 2014-11-24 | |
| 2014-09-05 | Miller Ronald L. Jr. Director | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 450,000 owned after | $0.25 | 2014-11-24 | |
| 2014-09-05 | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,333 233,333 owned after | $0.25 | 2014-11-24 | |
| 2014-09-05 | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,334 266,667 owned after | $0.25 | 2014-11-24 | |
| 2014-09-05 | Smith Jessica L Officer (CFO, Secretary & Treasurer) | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,333 300,000 owned after | $0.25 | 2014-11-24 | |
| 2014-05-27 holding as of filing | Miller Ronald L. Jr. Director | 5/A | Option Derivative · Direct | Holding | 300,000 owned after | $0.11 exercise price | 2014-05-27 | |
| 2014-01-16 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 33,334 owned after | $0.30 exercise price | 2014-01-16 | |
| 2014-01-16 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 66,667 owned after | $0.30 exercise price | 2014-01-16 | |
| 2014-01-16 holding as of filing | Smith Jessica L Officer (CFO, Secretary, Treasurer) | 5 | Option Derivative · Direct | Holding | 100,000 owned after | $0.30 exercise price | 2014-01-16 | |
| 2014-01-14 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO and President) | 5 | Option Derivative · Direct | Holding | 333,334 owned after | $0.30 exercise price | 2014-01-14 | |
| 2014-01-14 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO and President) | 5 | Option Derivative · Direct | Holding | 666,667 owned after | $0.30 exercise price | 2014-01-14 | |
| 2014-01-14 holding as of filing | HAYJOUR FAMILY LIMITED PARTNERSHIP Director, Officer (CEO and President) | 5 | Option Derivative · Direct | Holding | 1,000,000 owned after | $0.30 exercise price | 2014-01-14 | |
| 2014-01-14 holding as of filing | Miller Ronald L. Jr. Director | 5 | Option Derivative · Direct | Holding | 150,000 owned after | $0.30 exercise price | 2014-01-14 |