ITEM 9 LABS CORP. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-02-26: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-11-13; Total offering amount $13,000,000.
- 2020-12-30: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-11-13; Total offering amount $8,500,000.
- 2018-12-14: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale Yet to occur; Total offering amount $20,000,000.
- 2018-04-05: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-03-20; Total offering amount $2,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-02-26 D/A | Rule 506(b) | Equity | 2020-11-13 | $13,000,000 | $12,124,446 | $875,554 | 122 |
| 2020-12-30 | Rule 506(b) | Equity | 2020-11-13 | $8,500,000 | $2,514,850 | $5,985,150 | 21 |
| 2018-12-14 | Rule 506(b) | Equity | Yet to occur | $20,000,000 | $0 | $20,000,000 | 0 |
| 2018-04-05 | Rule 506(b) | Equity | 2018-03-20 | $2,000,000 | $1,090,000 | $910,000 | 53 |
| 2013-07-25 | Rule 506 | Equity | 2013-06-23 | $500,000 | $65,000 | $435,000 | 2 |