ISC8 INC. /DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-21: Reporting owner Williams Simon; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-10-21: Reporting owner Williams Simon; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-21: Reporting owner WILSON ROBERT L; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-10-21: Reporting owner WILSON ROBERT L; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-21 | Williams Simon Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 750,000 owned after | $0.14 exercise price | 2014-04-23 | |
| 2013-10-21 | Williams Simon Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 1,750,000 owned after | $0.04 exercise price | 2014-04-23 | |
| 2013-10-21 | WILSON ROBERT L Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −62,500 1,000,000 owned after | $0.11 exercise price | 2013-12-17 | |
| 2013-10-21 | WILSON ROBERT L Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 | $0.04 exercise price | 2013-12-17 | |
| 2013-10-21 | KELLY THOMAS M Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,400 0 owned after | $26.40 exercise price | 2013-12-16 | |
| 2013-10-21 | KELLY THOMAS M Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $21.90 exercise price | 2013-12-16 | |
| 2013-10-21 | KELLY THOMAS M Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | $36.20 exercise price | 2013-12-16 | |
| 2013-10-21 | KELLY THOMAS M Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $13.00 exercise price | 2013-12-16 | |
| 2013-10-21 | KELLY THOMAS M Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $0.35 exercise price | 2013-12-16 | |
| 2013-10-21 | KELLY THOMAS M Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $0.16 exercise price | 2013-12-16 | |
| 2013-10-21 | KELLY THOMAS M Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $0.09 exercise price | 2013-12-16 | |
| 2013-10-21 | KELLY THOMAS M Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $0.15 exercise price | 2013-12-16 | |
| 2013-10-21 | KELLY THOMAS M Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.04 exercise price | 2013-12-16 | |
| 2013-10-21 | Millis Scott Officer (CHF. SECURITY STRATEGY OFFICER) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $0.05 exercise price | 2013-11-26 | |
| 2013-10-21 | Millis Scott Officer (CHF. SECURITY STRATEGY OFFICER) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,852,828 10,852,828 owned after | $0.04 exercise price | 2013-11-26 | |
| 2013-10-21 | Joll Balraj Director, Officer (PRESIDENT, CEO) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000,000 0 owned after | $0.09 exercise price | 2013-11-26 | |
| 2013-10-21 | Joll Balraj Director, Officer (PRESIDENT, CEO) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000,000 0 owned after | $0.15 exercise price | 2013-11-26 | |
| 2013-10-21 | Joll Balraj Director, Officer (PRESIDENT, CEO) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $0.11 exercise price | 2013-11-26 | |
| 2013-10-21 | Joll Balraj Director, Officer (PRESIDENT, CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,411,313 43,411,313 owned after | $0.04 exercise price | 2013-11-26 | |
| 2013-10-21 | Vong John Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,750,000 0 owned after | $0.09 exercise price | 2013-11-26 | |
| 2013-10-21 | Vong John Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,852,828 10,852,828 owned after | $0.04 exercise price | 2013-11-26 | |
| 2013-09-26 holding as of filing | Williams Simon Director | 3 | Stock Option Derivative · Direct | Holding | $0.14 exercise price | 2013-09-26 | ||
| 2013-08-05 | Millis Scott Officer (CHF. SECURITY STRATEGY OFFICER) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.05 exercise price | 2013-08-19 | |
| 2013-04-11 | Vong John Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,750,000 1,750,000 owned after | $0.09 exercise price | 2013-04-17 |