ISC8 INC. /DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-30: Reporting owner REGALADO DANILO; Form 4; Security OPTIONS TO PURCHASE COMMON STOCK; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-30: Reporting owner REGALADO DANILO; Form 4; Security OPTIONS TO PURCHASE COMMON STOCK; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-15: Reporting owner Joll Balraj; Form 4; Security OPTIONS TO PURCHASE COMMON STOCK; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-15: Reporting owner WILSON ROBERT L; Form 4; Security OPTIONS TO PURCHASE COMMON STOCK; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-30 | REGALADO DANILO Officer (Sr. Vice President, Finance) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.10 exercise price | 2012-12-17 | |
| 2011-09-30 | REGALADO DANILO Officer (Sr. Vice President, Finance) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.10 exercise price | 2011-10-04 | |
| 2011-06-15 | Joll Balraj Director, Officer (President and CEO) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2011-06-17 | |
| 2011-06-15 | WILSON ROBERT L Director | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $0.11 exercise price | 2011-06-17 | |
| 2011-06-02 | STUART JOHN J JR Officer (CHIEF FINANCIAL OFFICER) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $0.16 | 2011-06-03 | |
| 2011-04-21 | RANDELS JOY H. Officer (Sr. Vice President, Marketing) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 4,000,000 owned after | $0.13 exercise price | 2011-04-22 | |
| 2011-03-10 | LEON JOHN Officer (VICE PRESIDENT) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.15 exercise price | 2012-12-17 | |
| 2011-03-10 | KENEFICK PETER D Officer (Sr. Vice President) | 4/A | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.15 exercise price | 2011-03-25 | |
| 2011-03-10 | LEON JOHN Officer (VICE PRESIDENT) | 4/A | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.15 exercise price | 2011-03-25 | |
| 2011-03-10 | DUMONT MARC Director | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.15 exercise price | 2011-03-11 | |
| 2011-03-10 | KELLY THOMAS M Director | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.15 exercise price | 2011-03-11 | |
| 2011-03-10 | JOHNSON JACK Director | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.15 exercise price | 2011-03-11 | |
| 2011-03-10 | KENEFICK PETER D Officer (Sr. Vice President) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.15 exercise price | 2011-03-11 | |
| 2011-03-10 | STUART JOHN J JR Officer (Sr. Vice President/CFO) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 4,000,000 owned after | $0.15 exercise price | 2011-03-11 | |
| 2011-03-10 | CARSON JOHN C/ Director, Officer (Vice Chairman/Chief Strategist) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.15 exercise price | 2011-03-11 | |
| 2011-03-10 | LEON JOHN Officer (VICE PRESIDENT) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.15 exercise price | 2011-03-11 | |
| 2011-03-10 | REED SCOTT Director | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.15 exercise price | 2011-03-11 | |
| 2011-03-10 | Joll Balraj Director, Officer (President and CEO) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000,000 10,000,000 owned after | $0.15 exercise price | 2011-03-11 | |
| 2011-03-10 | WILLIAMS MARCUS A. Director | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.15 exercise price | 2011-03-11 | |
| 2011-03-10 | White Chester P Director, 10% Owner | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.15 exercise price | 2011-03-11 |