ISC8 INC. /DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-27: Reporting owner LEON JOHN; Form 3; Security OPTION TO PURCHASE COMMON STOCK; Transaction Holding.
- 2010-12-27: Reporting owner LEON JOHN; Form 3; Security OPTION TO PURCHASE COMMON STOCK; Transaction Holding.
- 2010-12-27: Reporting owner LEON JOHN; Form 3; Security OPTION TO PURCHASE COMMON STOCK; Transaction Holding.
- 2010-12-27: Reporting owner LEON JOHN; Form 3; Security OPTION TO PURCHASE COMMON STOCK; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-27 holding as of filing | LEON JOHN Officer (VICE PRESIDENT) | 3 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $28.50 exercise price | 2010-12-27 | ||
| 2010-12-27 holding as of filing | LEON JOHN Officer (VICE PRESIDENT) | 3 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $21.50 exercise price | 2010-12-27 | ||
| 2010-12-27 holding as of filing | LEON JOHN Officer (VICE PRESIDENT) | 3 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $26.40 exercise price | 2010-12-27 | ||
| 2010-12-27 holding as of filing | LEON JOHN Officer (VICE PRESIDENT) | 3 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $0.16 exercise price | 2010-12-27 | ||
| 2010-12-24 | Joll Balraj Director, Officer (President and CEO) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.09 exercise price | 2010-12-27 | |
| 2010-12-24 | LEON JOHN Officer (VICE PRESIDENT) | 4 | OPTIONS TO PURCHASE COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.09 exercise price | 2010-12-27 | |
| 2010-12-24 | CARSON JOHN C/ Director, Officer (Vice Chairman/Chief Strategist) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 4,000,000 owned after | $0.09 exercise price | 2010-12-27 | |
| 2010-12-24 | STUART JOHN J JR Officer (Sr. Vice President/CFO) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 4,000,000 owned after | $0.09 exercise price | 2010-12-27 | |
| 2010-12-24 | KENEFICK PETER D Officer (Sr. Vice President) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.09 exercise price | 2010-12-27 | |
| 2010-12-24 | DUMONT MARC Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.09 exercise price | 2010-12-27 | |
| 2010-12-24 | JOHNSON JACK Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.09 exercise price | 2010-12-27 | |
| 2010-12-24 | KELLY THOMAS M Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.09 exercise price | 2010-12-27 | |
| 2010-12-24 | Ragano Frank P Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.09 exercise price | 2010-12-27 | |
| 2010-12-24 | RICHARDS ROBERT G Director | 4 | STOCK OPTIONS RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.09 exercise price | 2010-12-27 | |
| 2010-08-20 | JUSTICE JAMES W Officer (Vice President) | 4 | STOCK OPTIONS RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $0.16 exercise price | 2010-08-24 | |
| 2010-08-07 | JOHNSON JACK Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | JOHNSON JACK Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | JOHNSON JACK Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | STUART JOHN J JR Officer (CHIEF FINANCIAL OFFICER) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | STUART JOHN J JR Officer (CHIEF FINANCIAL OFFICER) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 30,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | STUART JOHN J JR Officer (CHIEF FINANCIAL OFFICER) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 40,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | CARSON JOHN C/ Director, Officer (President and CEO) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | CARSON JOHN C/ Director, Officer (President and CEO) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 30,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | CARSON JOHN C/ Director, Officer (President and CEO) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 40,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | DUMONT MARC Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | DUMONT MARC Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | DUMONT MARC Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | KELLY THOMAS M Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | KELLY THOMAS M Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | KELLY THOMAS M Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | Smetana Daryl L Officer (Vice President Operations) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | Smetana Daryl L Officer (Vice President Operations) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | Smetana Daryl L Officer (Vice President Operations) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | Ragano Frank P Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | Ragano Frank P Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | Ragano Frank P Director | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | KENEFICK PETER D Officer (Sr. Vice President) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | KENEFICK PETER D Officer (Sr. Vice President) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | KENEFICK PETER D Officer (Sr. Vice President) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | JUSTICE JAMES W Officer (Vice President) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | JUSTICE JAMES W Officer (Vice President) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | JUSTICE JAMES W Officer (Vice President) | 4 | STOCK OPTIONS, RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | RICHARDS ROBERT G Director | 4 | STOCK OPTIONS RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | RICHARDS ROBERT G Director | 4 | STOCK OPTIONS RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-08-07 | RICHARDS ROBERT G Director | 4 | STOCK OPTIONS RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $0.16 exercise price | 2010-08-10 | |
| 2010-03-09 holding as of filing | JUSTICE JAMES W Officer (Vice President) | 3 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $22.20 exercise price | 2010-03-09 |