ISC8 INC. /DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-03: Reporting owner KENEFICK PETER D; Form 3; Security OPTION TO PURCHASE COMMON STOCK; Transaction Holding.
- 2006-11-03: Reporting owner KENEFICK PETER D; Form 3; Security OPTION TO PURCHASE COMMON STOCK; Transaction Holding.
- 2006-06-30: Reporting owner Smetana Daryl L; Form 3; Security OPTION TO PURCHASE COMMON STOCK; Transaction Holding.
- 2006-06-30: Reporting owner Smetana Daryl L; Form 3; Security OPTION TO PURCHASE COMMON STOCK; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-03 holding as of filing | KENEFICK PETER D Officer (Vice President E/O Product Ops) | 3 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $1.70 exercise price | 2006-11-03 | ||
| 2006-11-03 holding as of filing | KENEFICK PETER D Officer (Vice President E/O Product Ops) | 3 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $2.64 exercise price | 2006-11-03 | ||
| 2006-06-30 holding as of filing | Smetana Daryl L Officer (Vice President Operations) | 3 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $1.15 exercise price | 2006-06-30 | ||
| 2006-06-30 holding as of filing | Smetana Daryl L Officer (Vice President Operations) | 3 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $2.85 exercise price | 2006-06-30 | ||
| 2006-06-30 holding as of filing | Smetana Daryl L Officer (Vice President Operations) | 3 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $2.15 exercise price | 2006-06-30 | ||
| 2006-06-30 holding as of filing | Smetana Daryl L Officer (Vice President Operations) | 3 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | $2.64 exercise price | 2006-06-30 | ||
| 2006-06-30 | STUART JOHN J JR Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $2.19 exercise price | 2006-06-30 | |
| 2006-06-02 | CARLEONE JOSEPH Officer (SVP/Chief Product Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.19 exercise price | 2006-06-05 | |
| 2006-05-30 | Ozguz Volkan Husnu Officer (Chief Technical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $2.15 exercise price | 2006-06-01 | |
| 2006-05-24 | STUART JOHN J JR Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 100,000 owned after | $2.19 exercise price | 2006-05-26 | |
| 2006-01-20 | PEQUOT CAPITAL MANAGEMENT INC | HALE MARTIN M JR Other (See Footnote 1) | Director | 4 | Stock Option (Right-to-buy) Derivative · Indirect · Investment Advisor | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.16 | 2006-01-24 | |
| 2006-01-17 | CARSON JOHN C/ Director, Officer (President and COO) | 4 | Stock option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 12,500 owned after | $1.15 exercise price | 2006-01-18 |