ISC8 INC. /DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-27: Reporting owner RICHARDS ROBERT G; Form 4; Security STOCK OPTION RIGHT TO BUY; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-27: Reporting owner KELLY THOMAS M; Form 4; Security STOCK OPTIONS RIGHT TO BUY; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-27: Reporting owner KELLY THOMAS M; Form 4; Security STOCK OPTIONS RIGHT TO BUY; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-19: Reporting owner CARSON JOHN C/; Form 4; Security STOCK OPTIONS (RIGHT TO BUY); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-27 | RICHARDS ROBERT G Director | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $0.77 exercise price | 2007-12-28 | |
| 2007-12-27 | KELLY THOMAS M Director | 4 | STOCK OPTIONS RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $1.15 exercise price | 2007-12-28 | |
| 2007-12-27 | KELLY THOMAS M Director | 4 | STOCK OPTIONS RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $1.16 exercise price | 2007-12-28 | |
| 2007-12-19 | CARSON JOHN C/ Director, Officer (President and CEO) | 4 | STOCK OPTIONS (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $2.19 exercise price | 2007-12-20 | |
| 2007-12-19 | CARSON JOHN C/ Director, Officer (President and CEO) | 4 | STOCK OPTIONS (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,000 0 owned after | $2.64 exercise price | 2007-12-20 | |
| 2007-06-14 | KENEFICK PETER D Officer (Vice President E/O Product Ops) | 4 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 16,000 owned after | $1.41 exercise price | 2007-06-18 | |
| 2007-06-07 holding as of filing | KENEFICK PETER D Officer (Vice President E/O Product Ops) | 4 | OPTION TO PURCHASE COMMON STOCK Derivative · Direct | Holding | 50,000 owned after | $1.41 exercise price | 2007-06-07 | |
| 2007-05-17 | CARSON JOHN C/ Director, Officer (President and CEO) | 4 | STOCK OPTIONS (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $1.15 exercise price | 2007-05-18 | |
| 2007-05-17 | CARSON JOHN C/ Director, Officer (President and CEO) | 4 | STOCK OPTIONS (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 0 owned after | $1.16 exercise price | 2007-05-18 | |
| 2007-05-17 | CARSON JOHN C/ Director, Officer (President and CEO) | 4 | STOCK OPTIONS (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,500 0 owned after | $1.35 exercise price | 2007-05-18 | |
| 2007-05-17 | CARSON JOHN C/ Director, Officer (President and CEO) | 4 | STOCK OPTIONS (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,500 0 owned after | $1.35 exercise price | 2007-05-18 | |
| 2007-04-05 | STUART JOHN J JR Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,250 0 owned after | $1.35 exercise price | 2007-04-05 |