InterMetro Communications, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 100 rows, 100 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-12: Reporting owner MARSHALL DAVID M; Form 4; Security Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2012-10-12: Reporting owner MARSHALL DAVID M; Form 4; Security Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2012-10-12: Reporting owner Rice Charles Phillip; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2012-10-12: Reporting owner Rice Charles Phillip; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-12 | MARSHALL DAVID M 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Note (2) | J Other acquisition or disposition (describe transaction) | $0.25 exercise price | 2012-10-16 | ||
| 2012-10-12 | MARSHALL DAVID M 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Note (2) | J Other acquisition or disposition (describe transaction) | $0.25 exercise price | 2012-10-16 | ||
| 2012-10-12 | Rice Charles Phillip Director, Officer (Chairman, CEO and President), 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $0.25 exercise price | 2012-10-16 | |
| 2012-10-12 | Rice Charles Phillip Director, Officer (Chairman, CEO and President), 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $0.01 exercise price | 2012-10-16 | |
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +250,000 250,000 owned after | $0.25 exercise price | 2012-10-16 | |
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +250,000 250,000 owned after | $0.01 exercise price | 2012-10-16 | |
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +200,000 200,000 owned after | $0.25 exercise price | 2012-10-16 | |
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +200,000 200,000 owned after | $0.01 exercise price | 2012-10-16 | |
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +186,054 186,054 owned after | $0.01 exercise price | 2012-10-16 | |
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +92,965 92,965 owned after | $0.01 exercise price | 2012-10-16 | |
| 2011-04-27 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | Holding | 13,932 owned after | $0.16 exercise price | 2011-04-27 | |
| 2011-04-27 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | Holding | 5,081 owned after | $0.16 exercise price | 2011-04-27 | |
| 2011-04-27 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | Holding | 30,031 owned after | $0.41 exercise price | 2011-04-27 | |
| 2011-04-27 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | Holding | 50,000 owned after | $0.01 exercise price | 2011-04-27 | |
| 2011-02-08 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4/A | Warrant Derivative · Direct | Holding | 50,000 owned after | $0.01 exercise price | 2011-02-08 | |
| 2011-01-21 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | Holding | 50,000 owned after | $0.01 exercise price | 2011-01-21 | |
| 2010-11-16 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 1,073,132 owned after | $1.50 exercise price | 2010-11-16 | |
| 2010-11-16 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 134,453 owned after | $0.16 exercise price | 2010-11-16 | |
| 2010-11-16 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 23,160 owned after | $0.41 exercise price | 2010-11-16 | |
| 2010-11-16 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 250,000 owned after | $0.50 exercise price | 2010-11-16 | |
| 2010-11-16 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 250,000 owned after | $0.01 exercise price | 2010-11-16 | |
| 2010-11-16 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 200,000 owned after | $0.01 exercise price | 2010-11-16 | |
| 2010-10-07 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct | Holding | 1,073,132 owned after | $1.50 exercise price | 2010-10-07 | |
| 2010-10-07 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct | Holding | 134,453 owned after | $0.16 exercise price | 2010-10-07 | |
| 2010-10-07 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct | Holding | 23,160 owned after | $0.41 exercise price | 2010-10-07 | |
| 2010-10-06 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 1,073,132 owned after | $1.50 exercise price | 2010-10-06 | |
| 2010-10-06 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 134,453 owned after | $0.16 exercise price | 2010-10-06 | |
| 2010-10-06 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 23,160 owned after | $0.41 exercise price | 2010-10-06 | |
| 2010-10-05 | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | −250,000 0 owned after | $0.50 exercise price | 2010-10-07 | |
| 2010-10-05 | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +250,000 250,000 owned after | $0.50 exercise price | 2010-10-07 | |
| 2010-10-05 | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +250,000 250,000 owned after | $0.01 exercise price | 2010-10-07 | |
| 2010-10-05 | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +200,000 200,000 owned after | $0.01 exercise price | 2010-10-07 | |
| 2010-10-05 | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4/A | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $0.01 exercise price | 2010-10-07 | |
| 2010-10-05 | MARSHALL DAVID M 10% Owner | 4 | Warrant Derivative · Indirect · see note | J Other acquisition or disposition (describe transaction) | +100,000 0 owned after | $0.01 exercise price | 2010-10-06 | |
| 2010-10-05 | MARSHALL DAVID M 10% Owner | 4 | Warrant Derivative · Indirect · see note | J Other acquisition or disposition (describe transaction) | −100,000 100,000 owned after | $0.50 exercise price | 2010-10-06 | |
| 2010-10-05 | MARSHALL DAVID M 10% Owner | 4 | Warrant Derivative · Indirect · see note | J Other acquisition or disposition (describe transaction) | +125,000 125,000 owned after | $0.50 exercise price | 2010-10-06 | |
| 2010-10-05 | MARSHALL DAVID M 10% Owner | 4 | Warrant Derivative · Indirect · see note | J Other acquisition or disposition (describe transaction) | $0.01 exercise price | 2010-10-06 | ||
| 2010-10-05 | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $0.01 exercise price | 2010-10-06 | |
| 2010-10-05 | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $0.01 exercise price | 2010-10-06 | |
| 2010-10-05 | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $0.01 exercise price | 2010-10-06 | |
| 2009-07-21 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 1,073,132 owned after | $1.50 exercise price | 2009-07-21 | |
| 2009-07-21 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 134,453 owned after | $0.16 exercise price | 2009-07-21 | |
| 2009-07-21 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | Holding | 23,160 owned after | $0.41 exercise price | 2009-07-21 | |
| 2009-07-15 | MARSHALL DAVID M 10% Owner | 4 | Warrant Derivative · Indirect · see note | J Other acquisition or disposition (describe transaction) | +100,000 100,000 owned after | $0.50 exercise price | 2010-10-06 | |
| 2009-07-15 | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +150,000 150,000 owned after | $0.50 exercise price | 2010-10-06 | |
| 2009-07-15 | Touber Joshua Samuel Director | 4 | Warrant Derivative · Indirect · (m) | O Exercise of out-of-the-money derivative security | −61,623 0 owned after | $0.07 exercise price | 2009-07-21 | |
| 2009-07-15 | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $0.50 exercise price | 2009-07-21 | |
| 2009-06-15 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct · (m) | Holding | 1,073,132 owned after | $1.50 exercise price | 2009-06-15 | |
| 2009-06-15 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct · (m) | Holding | 134,453 owned after | $0.16 exercise price | 2009-06-15 | |
| 2009-06-15 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct · (m) | Holding | 23,160 owned after | $0.41 exercise price | 2009-06-15 | |
| 2009-06-15 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Indirect · (m) | Holding | 61,623 owned after | $0.41 exercise price | 2009-06-15 | |
| 2009-06-12 | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct | C Conversion of derivative security | −400,000 0 owned after | $1.00 exercise price | 2012-10-29 | |
| 2009-06-12 | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct | C Conversion of derivative security | −200,000 0 owned after | $1.00 exercise price | 2012-10-29 | |
| 2009-06-12 | MARSHALL DAVID M 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $1.00 exercise price | 2009-06-16 | |
| 2009-06-12 | MARSHALL DAVID M 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +125,000 125,000 owned after | $1.00 exercise price | 2009-06-16 | |
| 2009-06-12 | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 0 owned after | $1.00 exercise price | 2009-06-15 | |
| 2009-06-12 | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 0 owned after | $1.00 exercise price | 2009-06-15 | |
| 2009-06-12 | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +400,000 0 owned after | $1.00 exercise price | 2009-06-15 | |
| 2009-06-12 | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +200,000 0 owned after | $1.00 exercise price | 2009-06-15 | |
| 2009-02-11 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct · (m) | Holding | 1,073,132 owned after | $1.50 exercise price | 2009-02-11 | |
| 2009-02-11 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct · (m) | Holding | 134,453 owned after | $0.16 exercise price | 2009-02-11 | |
| 2009-02-11 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct · (m) | Holding | 23,160 owned after | $0.41 exercise price | 2009-02-11 | |
| 2009-02-11 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Indirect · (m) | Holding | 61,623 owned after | $0.41 exercise price | 2009-02-11 | |
| 2009-02-10 | MARSHALL DAVID M 10% Owner | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +100,000 0 owned after | $1.00 exercise price | 2009-02-17 | |
| 2009-02-10 | MARSHALL DAVID M 10% Owner | 4/A | Warrant to Purchase Common Stock Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +100,000 0 owned after | $1.00 exercise price | 2009-02-17 | |
| 2009-02-10 | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | −250,000 0 owned after | $1.00 exercise price | 2009-02-11 | |
| 2009-02-10 | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | −250,000 0 owned after | $1.00 exercise price | 2009-02-11 | |
| 2009-01-26 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct · (m) | Holding | 134,453 owned after | $0.16 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct · (m) | Holding | 23,160 owned after | $0.41 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Indirect · (m) | Holding | 61,623 owned after | $0.41 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct · (m) | Holding | 250,000 owned after | $1.00 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct · (m) | Holding | 250,000 owned after | $1.00 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct · (m) | Holding | 134,453 owned after | $0.16 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct · (m) | Holding | 23,160 owned after | $0.41 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Indirect · (m) | Holding | 61,623 owned after | $0.41 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct · (m) | Holding | 250,000 owned after | $1.00 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct · (m) | Holding | 250,000 owned after | $1.00 exercise price | 2009-01-26 | |
| 2009-01-13 | Touber Joshua Samuel Director | 4/A | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,073,132 1,073,132 owned after | $1.50 exercise price | 2009-01-26 | |
| 2009-01-13 | MARSHALL DAVID M 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +2,484,302 2,484,302 owned after | $1.50 exercise price | 2009-01-15 | |
| 2009-01-13 | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,073,132 1,073,132 owned after | $1.50 exercise price | 2009-01-13 | |
| 2008-06-20 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct · (m) | Holding | 134,453 owned after | $0.16 exercise price | 2008-06-20 | |
| 2008-06-20 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Direct · (m) | Holding | 23,160 owned after | $0.41 exercise price | 2008-06-20 | |
| 2008-06-20 holding as of filing | Touber Joshua Samuel Director | 4 | Warrant Derivative · Indirect · (m) | Holding | 61,623 owned after | $0.41 exercise price | 2008-06-20 | |
| 2008-04-01 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | Holding | 13,932 owned after | $0.16 exercise price | 2008-04-01 | |
| 2008-04-01 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | Holding | 5,081 owned after | $0.16 exercise price | 2008-04-01 | |
| 2008-04-01 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | Warrant Derivative · Direct | Holding | 30,031 owned after | $0.41 exercise price | 2008-04-01 | |
| 2008-01-16 | MARSHALL DAVID M 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · See Note 2 | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $1.00 exercise price | 2008-06-23 | |
| 2008-01-16 | MARSHALL DAVID M 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $1.00 exercise price | 2008-06-23 | |
| 2008-01-16 | Touber Joshua Samuel Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $1.00 exercise price | 2008-06-20 | |
| 2008-01-16 | Touber Joshua Samuel Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 250,000 owned after | $1.00 exercise price | 2008-06-20 | |
| 2007-01-29 holding as of filing | Touber Joshua Samuel Director | 3 | Warrant Derivative · Direct · (m) | Holding | $0.16 exercise price | 2007-01-29 | ||
| 2007-01-29 holding as of filing | Touber Joshua Samuel Director | 3 | Warrant Derivative · Direct · (m) | Holding | $0.16 exercise price | 2007-01-29 | ||
| 2007-01-29 holding as of filing | Touber Joshua Samuel Director | 3 | Warrant Derivative · Direct · (m) | Holding | $0.41 exercise price | 2007-01-29 | ||
| 2007-01-29 holding as of filing | Touber Joshua Samuel Director | 3 | Warrant Derivative · Indirect · (m) | Holding | $0.41 exercise price | 2007-01-29 | ||
| 2007-01-08 holding as of filing | MARSHALL DAVID M 10% Owner | 3 | Warrant to Purchase Common Stock Derivative · Indirect · See Note | Holding | $0.16 exercise price | 2007-01-08 | ||
| 2007-01-08 holding as of filing | MARSHALL DAVID M 10% Owner | 3 | Warrant to Purchase Common Stock Derivative · Indirect · See Note | Holding | $0.41 exercise price | 2007-01-08 | ||
| 2007-01-08 holding as of filing | MARSHALL DAVID M 10% Owner | 3 | Warrant to Purchase Common Stock Derivative · Indirect · See Note | Holding | $0.41 exercise price | 2007-01-08 | ||
| 2007-01-04 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President), 10% Owner | 3 | Warrant Derivative · Direct | Holding | $0.16 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President), 10% Owner | 3 | Warrant Derivative · Direct | Holding | $0.16 exercise price | 2007-01-04 | ||
| 2007-01-04 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President), 10% Owner | 3 | Warrant Derivative · Direct | Holding | $0.41 exercise price | 2007-01-04 |