InterMetro Communications, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-01: Reporting owner Benson Douglas LeRoy; Form 4; Security Series B Preferred Stock (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-01-11: Reporting owner MARSHALL DAVID M; Form 4; Security Series A Preferred Stock (right to buy); Transaction C Conversion of derivative security.
- 2013-01-11: Reporting owner MARSHALL DAVID M; Form 4; Security Series A2 Preferred Stock (right to buy); Transaction C Conversion of derivative security.
- 2013-01-11: Reporting owner MARSHALL DAVID M; Form 4; Security Series A2 Preferred Stock (right to buy); Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-01 | Benson Douglas LeRoy Director, 10% Owner | 4 | Series B Preferred Stock (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000,000 20,000,000 owned after | $1.00 | 2014-08-05 | |
| 2013-01-11 | MARSHALL DAVID M 10% Owner | 4 | Series A Preferred Stock (right to buy) Derivative · Indirect · See Note | C Conversion of derivative security | −25,000 0 owned after | no price filed | 2013-01-14 | |
| 2013-01-11 | MARSHALL DAVID M 10% Owner | 4 | Series A2 Preferred Stock (right to buy) Derivative · Indirect · See Note | C Conversion of derivative security | +25,000 25,000 owned after | no price filed | 2013-01-14 | |
| 2013-01-11 | MARSHALL DAVID M 10% Owner | 4 | Series A2 Preferred Stock (right to buy) Derivative · Indirect · See Note | C Conversion of derivative security | −25,000 0 owned after | no price filed | 2013-01-14 | |
| 2012-10-12 | MARSHALL DAVID M 10% Owner | 4 | Series A Preferred Stock (right to buy) Derivative · Indirect · See Note (2) | J Other acquisition or disposition (describe transaction) | no price filed | 2012-10-16 | ||
| 2010-07-13 | MARSHALL DAVID M 10% Owner | 4 | Series A Preferred Stock (right to buy) Derivative · Indirect · See note 3. | J Other acquisition or disposition (describe transaction) | −25,000 0 owned after | $0.80 exercise price | 2011-04-08 | |
| 2010-07-13 | MARSHALL DAVID M 10% Owner | 4 | Series A Preferred Stock (right to buy) Derivative · Indirect · see note 3. | J Other acquisition or disposition (describe transaction) | +25,000 25,000 owned after | $0.66 exercise price | 2011-04-08 | |
| 2009-12-04 | MARSHALL DAVID M 10% Owner | 4 | Series A Preferred Stock (right to buy) Derivative · Indirect · see note. | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $1.00 | 2011-04-08 |