InterMetro Communications, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows, 29 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-16: Reporting owner Rice Charles Phillip; Form 4; Security 2009 Convertible Note; Transaction Holding.
- 2012-10-16: Reporting owner Touber Joshua Samuel; Form 4; Security 2008 Convertible Note; Transaction Holding.
- 2012-10-16: Reporting owner Touber Joshua Samuel; Form 4; Security 2009 Convertible Note; Transaction Holding.
- 2012-10-12: Reporting owner MARSHALL DAVID M; Form 4; Security 2008 Convertible Note (right to buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-16 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President), 10% Owner | 4 | 2009 Convertible Note Derivative · Direct | Holding | $0.25 exercise price | 2012-10-16 | ||
| 2012-10-16 holding as of filing | Touber Joshua Samuel Director, 10% Owner | 4 | 2008 Convertible Note Derivative · Direct | Holding | $0.25 exercise price | 2012-10-16 | ||
| 2012-10-16 holding as of filing | Touber Joshua Samuel Director, 10% Owner | 4 | 2009 Convertible Note Derivative · Direct | Holding | $0.25 exercise price | 2012-10-16 | ||
| 2012-10-12 | MARSHALL DAVID M 10% Owner | 4 | 2008 Convertible Note (right to buy) Derivative · Indirect · See Note (2) | J Other acquisition or disposition (describe transaction) | −172,649 172,649 owned after | $0.25 exercise price | 2012-10-16 | |
| 2012-10-12 | MARSHALL DAVID M 10% Owner | 4 | 2008 Convertible Note (right to buy) Derivative · Indirect · See Note (2) | J Other acquisition or disposition (describe transaction) | +182,832 182,832 owned after | $0.25 exercise price | 2012-10-16 | |
| 2012-10-12 | MARSHALL DAVID M 10% Owner | 4 | 2009 Convertible Note (right to buy) Derivative · Indirect · See Note (2) | J Other acquisition or disposition (describe transaction) | −25,000 25,000 owned after | $0.25 exercise price | 2012-10-16 | |
| 2012-10-12 | MARSHALL DAVID M 10% Owner | 4 | 2009 Convertible Note (right to buy) Derivative · Indirect · See Note (2) | J Other acquisition or disposition (describe transaction) | $0.25 exercise price | 2012-10-16 | ||
| 2012-10-12 | MARSHALL DAVID M 10% Owner | 4 | 2008 Convertible Note (right to buy) Derivative · Indirect · See Note (2) | J Other acquisition or disposition (describe transaction) | $0.25 exercise price | 2012-10-16 | ||
| 2012-10-12 | MARSHALL DAVID M 10% Owner | 4 | 2009 Convertible Note (right to buy) Derivative · Indirect · See Note (2) | J Other acquisition or disposition (describe transaction) | $0.25 exercise price | 2012-10-16 | ||
| 2012-10-12 | Rice Charles Phillip Director, Officer (Chairman, CEO and President), 10% Owner | 4 | 2009 Convertible Note Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | 0 owned after | $0.25 exercise price | 2012-10-16 | |
| 2012-10-12 | Rice Charles Phillip Director, Officer (Chairman, CEO and President), 10% Owner | 4 | 2009 Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.50 exercise price | 2012-10-16 | ||
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | 2008 Convertible Note Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | 0 owned after | $0.25 exercise price | 2012-10-16 | |
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | 2008 Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 0 owned after | $0.15 exercise price | 2012-10-16 | |
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | 2008 Convertible Note Derivative · Direct | C Conversion of derivative security | $0.15 exercise price | 2012-10-16 | ||
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | 2008 Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.50 exercise price | 2012-10-16 | ||
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | 2009 Convertible Note Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | $0.25 exercise price | 2012-10-16 | ||
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | 2009 Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.15 exercise price | 2012-10-16 | ||
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | 2009 Convertible Note Derivative · Direct | C Conversion of derivative security | $0.15 exercise price | 2012-10-16 | ||
| 2012-10-12 | Touber Joshua Samuel Director, 10% Owner | 4 | 2009 Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.50 exercise price | 2012-10-16 | ||
| 2011-04-27 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | 2009 Convertible Note Derivative · Direct | Holding | $0.25 exercise price | 2011-04-27 | ||
| 2011-02-08 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4/A | 2009 Convertible Note Derivative · Direct | Holding | $0.25 exercise price | 2011-02-08 | ||
| 2011-01-21 holding as of filing | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4 | 2009 Convertible Note Derivative · Direct | Holding | 52,750 owned after | $0.25 exercise price | 2011-01-21 | |
| 2010-11-16 holding as of filing | Touber Joshua Samuel Director | 4 | 2008 Convertible Note Derivative · Direct | Holding | $0.25 exercise price | 2010-11-16 | ||
| 2010-11-16 holding as of filing | Touber Joshua Samuel Director | 4 | 2009 Convertible Note Derivative · Direct | Holding | $0.25 exercise price | 2010-11-16 | ||
| 2010-10-05 | Touber Joshua Samuel Director | 4/A | 2008 Convertible Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.25 exercise price | 2010-10-07 | ||
| 2010-10-05 | Touber Joshua Samuel Director | 4/A | 2009 Convertible Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.25 exercise price | 2010-10-07 | ||
| 2010-10-05 | Rice Charles Phillip Director, Officer (Chairman, CEO and President) | 4/A | 2009 Convertible Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | $0.25 exercise price | 2010-10-07 | ||
| 2010-10-05 | MARSHALL DAVID M 10% Owner | 4 | 2008 Convertible Note Derivative · Indirect · see note | J Other acquisition or disposition (describe transaction) | +100,000 100,000 owned after | $0.25 exercise price | 2010-10-06 | |
| 2010-10-05 | MARSHALL DAVID M 10% Owner | 4 | 2009 Convertible Note Derivative · Indirect · see note | J Other acquisition or disposition (describe transaction) | $0.25 exercise price | 2010-10-06 |