IntelGenx Technologies Corp. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-13: Reporting owner Khosla Rajiv; Form 3; Security Options (Right to buy); Transaction Holding.
- 2011-12-13: Reporting owner Khosla Rajiv; Form 3; Security Options (Right to buy); Transaction Holding.
- 2011-12-13: Reporting owner Khosla Rajiv; Form 3; Security Options (Right to buy); Transaction Holding.
- 2011-12-13: Reporting owner Khosla Rajiv; Form 3; Security Options (Right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-13 holding as of filing | Khosla Rajiv Director | 3 | Options (Right to buy) Derivative · Direct | Holding | $0.54 exercise price | 2011-12-13 | ||
| 2011-12-13 holding as of filing | Khosla Rajiv Director | 3 | Options (Right to buy) Derivative · Direct | Holding | $0.54 exercise price | 2011-12-13 | ||
| 2011-12-13 holding as of filing | Khosla Rajiv Director | 3 | Options (Right to buy) Derivative · Direct | Holding | $0.54 exercise price | 2011-12-13 | ||
| 2011-12-13 holding as of filing | Khosla Rajiv Director | 3 | Options (Right to buy) Derivative · Direct | Holding | $0.54 exercise price | 2011-12-13 | ||
| 2011-11-29 | Boudreau Bernard Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 93,088 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Boudreau Bernard Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 103,088 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Boudreau Bernard Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 113,088 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Boudreau Bernard Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 123,088 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Simmons Paul Anthony Director, Officer (Chief Financial Officer) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,750 133,750 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Simmons Paul Anthony Director, Officer (Chief Financial Officer) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,750 142,500 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Simmons Paul Anthony Director, Officer (Chief Financial Officer) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,750 151,250 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Simmons Paul Anthony Director, Officer (Chief Financial Officer) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,750 160,000 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Zerbe Ingrid Officer (Corporate Secretary), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Zerbe Ingrid Officer (Corporate Secretary), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 7,500 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Zerbe Ingrid Officer (Corporate Secretary), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 11,250 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Zerbe Ingrid Officer (Corporate Secretary), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 15,000 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Zerbe Horst G Director, Officer (CEO), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 35,000 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Zerbe Horst G Director, Officer (CEO), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 45,000 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Zerbe Horst G Director, Officer (CEO), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 55,000 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-29 | Zerbe Horst G Director, Officer (CEO), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 65,000 owned after | $0.54 exercise price | 2011-12-02 | |
| 2011-11-09 | Zerbe Ingrid Officer (Corporate Secretary), 10% Owner | 4 | Options (rights to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −225,000 225,000 owned after | $0.41 exercise price | 2011-11-10 | |
| 2011-11-09 | Zerbe Horst G Officer (Chief Executive Officer), 10% Owner | 4 | Options (rights to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −225,000 25,000 owned after | $0.41 exercise price | 2011-11-10 | |
| 2011-08-01 holding as of filing | Melchers Bernd Josef Director | 4 | Options (Right to buy) Derivative · Direct | Holding | 100,000 owned after | no price filed | 2011-08-01 | |
| 2011-04-19 holding as of filing | Melchers Bernd Josef Director | 4 | Options (Right to buy) Derivative · Direct | Holding | 100,000 owned after | no price filed | 2011-04-19 |